Senior Advertising Compliance & Supervision Analyst
Kestra Financial
Kestra Financial is seeking a Compliance Analyst in Austin, TX. The role involves reviewing marketing materials and ensuring compliance with SEC and FINRA regulations. Applicants should have a Bachelor's Degree and a minimum of 5 years of experience in the financial services industry, with strong analytical and communication skills. The position offers competitive pay and benefits, including 401(k) and health insurance. #J-18808-Ljbffr Kestra Financial
- ...The Senior Compliance Analyst role is an integral function with the MicroVentures team, working across multiple offices and departments to meet... ...Able to perform both collaboratively and with minimal supervision Perks ~ Compensation commensurate with experience ~...Senior
- Kestra PWS in Austin, Texas, is seeking an experienced Compliance Analyst to support our Compliance and Supervision department. This role involves reviewing advertising and communications to ensure compliance with SEC and FINRA regulations. The ideal candidate has a Bachelor...Suggested
$85k
Mohr Talent in Austin, TX seeks an Advertising & Supervision Analyst to join their Compliance team. This position involves reviewing advertising materials and ensuring compliance with FINRA and SEC regulations. The ideal candidate will have over 5 years of industry experience...SuggestedWork at office$74k - $118k
A healthcare compliance company in Austin is seeking a Senior Compliance Analyst to manage compliance programs, lead initiatives, and perform incident management. This role requires a bachelor's degree and 5 years in compliance within healthcare or PBM. Candidates should...SeniorRemote work$74k - $118k
...Senior Compliance Analyst (Hotline and Incident Management) - RemoteThe Senior Compliance Analyst assists in the implementation of Prime's compliance programs and leads initiatives within their designated areas. This role partners with key internal stakeholders to execute...SeniorWork experience placementLocal areaRemote workVisa sponsorshipWork visa- Farm Credit Bank of Texas is looking for a SOX Compliance Analyst in Austin, Texas. The ideal candidate will be responsible for assisting in internal control processes, ensuring compliance with SOX, and collaborating with various departments. Required qualifications include...SeniorFlexible hours
- Sanmina-SCI Systems de México is looking for a Compliance Analyst in Austin, Texas. The role encompasses ensuring compliance with Sarbanes-Oxley legislation, evaluating internal controls, and collaborating on user certifications within an ITAR facility. Ideal candidates...Senior
- Farm Credit Services is seeking a SOX Compliance Analyst in Austin, Texas. This role involves collaborating on internal controls, conducting risk assessments, and ensuring compliance with the Sarbanes-Oxley Act. Ideal candidates will have a Bachelor’s degree and 4-6 years...Senior
- A leading automotive company is seeking a Senior Analyst for Cybersecurity Compliance in Austin, Texas. This role involves designing and operating control frameworks for Information Lifecycle Management (ILM), Export Controls, and Business Continuity Planning (BCP). The...Senior
- ...financial, and reputational risks. • Develop and implement risk mitigation strategies and controls to minimize risk exposure. • Monitor compliance with applicable laws, regulations, and policies • Investigate and resolve compliance issues • Stay up-to-date on GRC & Privacy...Senior
- ...YOU'LL WORK ON Qualia is building payment solutions to simplify how money moves in real estate closings. You'll support our Compliance and Payment Operations function-supporting day-to-day payment execution, transaction monitoring, and issue resolution-while helping...SeniorDaily paidWork at officeRemote workFlexible hours
$7,046.33 - $8,329.01 per month
...Compliance Analyst Employer: Employees Retirement System of Texas Salary: $7,046.33 - $8... ...Compliance Analyst to perform advanced (senior-level) compliance management analyst... ...wide ethics program. Works under minimal supervision, with extensive latitude for the use...Full timeWork at officeRemote workFlexible hours- ...facilities strategically located in key regions throughout the world. Job Purpose: Assists and supports the organization with initial compliance with and ongoing preparation, testing and monitoring of conformance, including those related to the requirements of Sarbanes-...SeniorWork experience placementWork at office
- ...supports the agency's mission by performing moderately complex compliance analysis that involves examining, evaluating, and monitoring... ...Respiratory Care Board. Works independently under moderately supervision prioritizing workload and monitoring the compliance status of...Temporary workLive inWork at officeLocal areaRemote workWork from homeRelocationTrial periodVisa sponsorshipWork visaMonday to Friday
- The Texas Education Agency is seeking a Compliance Analyst to ensure data quality and regulatory compliance. This senior-level role involves conducting complex compliance analyses and preparing reports to inform leadership. Candidates should possess at least three years...SeniorFlexible hours
$80k - $130k
A global IT solutions provider is seeking a Senior Risk Analyst to analyze data and assess risks while implementing risk management policies across the organization. The role involves collaborating with various departments and includes responsibilities such as conducting...Senior- The Employees Retirement System of Texas is seeking a Compliance Analyst to manage compliance activities and ensure adherence to applicable laws and policies. Key responsibilities include system coordination, data administration, and reporting for compliance monitoring...SeniorFlexible hours
$4,812.5 - $5,416.67 per month
...Consumer Assistance Specialist State Classification: Compliance Analyst I Class No. / Sal Grp: 1400 / B19 Monthly Salary:... ...banking laws, rules, and regulations. Works under general supervision with moderate latitude for the use of initiative and...Work at officeImmediate startNight shift- Kestra Holdings is seeking a Compliance Specialist in Austin, Texas. The role involves reviewing advertising materials and ensuring compliance with SEC and FINRA regulations. An ideal candidate has a Bachelor's degree and at least 5 years of industry experience, with strong...
- ...of data submitted by Local Education Agencies. The Compliance Analyst performs highly complex (senior‑level) compliance analysis related to self‑reported... ...exercise sound judgment and work effectively with limited supervision to produce comprehensive, well‑supported technical...Work at officeLocal areaFlexible hours
- ...changing therapies to patients globally. As a Regulatory Intelligence Senior Consultant, you will serve as a key strategic partner to... ...supports informed development decisions and sustained regulatory compliance. In this consultative role, you will combine regulatory...SeniorLocal areaImmediate startRemote work
- ...Position Summary: Under the direction of the Director of Compliance and Property Management Director, the Senior Compliance Analyst will work directly with the Director of Compliance, Associate Director, and Compliance Trainer. This position assists and assures full...Senior
$115.4k - $251.6k
...Job Description Career Level: IC5 | Senior Individual Contributor ABOUT THE ROLE... ...powers every go-to-market motion, from analyst briefings and press announcements to sales... ...priorities simultaneously with minimal supervision Responsibilities RESPONSIBILITIES...SeniorTemporary workFlexible hours$144k - $329.1k
A global consulting firm is seeking an AI Engineering Consultant - Senior Manager to lead projects and client engagements focused on cutting-edge AI technologies. This role involves enhancing data processes, managing teams, and delivering modern solutions to clients. The...Senior- ...prove the incremental impact of their advertising and maximize ROI with unmatched ease, accuracy... ..., and efficiency. The Role This senior role is responsible for leading high-impact... ...to work independently with minimal supervision within a strong team environment Comfortable...SeniorRemote workFlexible hours
- Continental General in Austin, TX is seeking a Compliance Specialist to support compliance efforts focused on privacy issues and new products. You will help manage regulatory obligations and conduct legal research within a collaborative environment. The ideal candidate...Senior
- Texas Department of State Health Services in Austin is seeking a Program Specialist IV (Compliance Specialist) to perform complex consultative services for various food and drug programs. Responsibilities include facilitating compliance cases, consulting with regulatory...Senior
$85k - $112k
...Job Description Job Title: Senior Board Certified Behavior Analyst (BCBA) Location: Hybrid - Austin, Texas (multiple clinics hiring in the area... ...Behavior Analysis (ABA), BCBA certification, Staff Supervision, Treatment Planning, Communication About the Company...Senior- ...care and creating better patient outcomes. Job Title: Senior Regulatory Affairs Specialist Reports To: Regulatory Affairs... ..., European Union and Australian markets. This role ensures compliance with Therapeutic Goods Administration (TGA) regulations, EU MDR...SeniorFull timeH1bLocal area
$4,263.16 - $6,779.25 per month
FALL CREEK FARM & NURSERY seeks a Compliance Specialist in Austin, Texas, to perform complex consultative services in compliance with health regulations. This role includes managing enforcement actions, consulting with various stakeholders, and utilizing databases for...SeniorFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Advertising Compliance & Supervision Analyst. Be the first to apply!
- information security compliance analyst Austin, TX
- senior compliance officer Austin, TX
- compliance associate Austin, TX
- senior regulatory affairs specialist Austin, TX
- senior compliance analyst Austin, TX
- compliance analyst Austin, TX
- cybersecurity policy and compliance analyst Austin, TX
- regulatory officer Austin, TX
- coding compliance specialist Austin, TX
- compliance consultant Austin, TX


