Chief Compliance Officer - Hybrid RIA/BD Leader
Florida Financial Advisors
A fast-growing financial services firm is seeking a Chief Compliance Officer (CCO) to manage compliance functions for its RIA and Broker-Dealer operations. The ideal candidate will have strong leadership, communication, and organizational skills, along with required licenses and a bachelor's degree in Finance or related field. The CCO will oversee compliance with regulatory standards and lead the culture of ethical conduct within the organization. #J-18808-Ljbffr Florida Financial Advisors
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Chief Compliance Officer - Hybrid RIA/BD Leader in Tampa, FL vacancy
- ...excellence. Position Summary The Chief Compliance Officer (CCO) is a senior executive responsible... ...the Registered Investment Adviser (RIA) and Broker-Dealer (BD) components of Florida Financial... ...risk management framework across the hybrid platform. Key Responsibilities...Bd
- ..., seeks a Corporate Tax professional in Tampa, FL, to lead tax compliance, reporting, and planning. You will coordinate filings, prepare... ...financial statements, and liaise with regulatory agencies. This hybrid role reports to the Director, Corporate Tax, and offers a discretionary...Suggested
- iGas Refrigerantes is seeking a strategic leader to direct business development for... ...opportunities. The ideal candidate has 10+ years in BD, strong analytical and leadership skills, and deep knowledge of public contracting and compliance. #J-18808-Ljbffr iGas RefrigerantesBd
- ...with business partners to remediate deficiencies. Qualifications include a BA/BS with 3+ years of related experience or 2 years in public accounting. PMP/CPA/CIA/CISA are preferred. Hybrid schedule and travel to worksites may be required. #J-18808-Ljbffr Elevance HealthSuggested
- ...driving the implementation of information security frameworks. Candidates should have 4-7 years of relevant experience, a Bachelor's degree, and expertise in cloud security practices. Competitive salary range with hybrid work environment. #J-18808-Ljbffr MUFG Bank, LtdSuggested
- Wharton-Smith, Inc. seeks an experienced Business Development professional to lead growth in the western Florida region from its Tampa office. You will develop new client opportunities, manage key relationships with owners, engineers, and suppliers, and forge strategic...BdWork at office
- Planate Management Group seeks a strategic Chief Growth Officer (CGO) to accelerate revenue growth and profitability across federal and international markets. You will lead BD, capture, proposals, pricing strategy, marketing, and partnerships, shaping growth opportunities...BdWorldwide
- ...should have two or more years of experience in community management, strong knowledge of Florida statutes, and excellent communication skills. The position offers a hybrid work environment with benefits including health insurance and paid time off. #J-18808-Ljbffr KaiFull time
- ...Development to lead the sales strategy for a Business Unit, manage the BD team, and build relationships to secure construction and professional services contracts. The role sits primarily in-office across Florida markets including Tampa. The ideal candidate has 10-15 years...BdWork at office
- ...products, and projecting profitability while supporting statutory and tax valuation requirements. The position offers a hybrid work arrangement (in-office Tue-Thu; Mon and Fri remote) with a comprehensive benefits package, performance incentives, and opportunities for...Work at officeRemote work
- ...seeks a Design Manager for the Buildings Division in our Tampa, FL office to lead aviation projects and drive business development. You... ...architect with airport experience, NCARB with reciprocity, and a proven BD track record. Travel may be required as we expand aviation...BdWork at office
- ...Diagnostics seeks a Lean Transformation leader to develop and deploy Lean Business System... ...across the organization within a hybrid work model anchored to Tampa, FL and other... ...to deliver measurable results while ensuring compliance #J-18808-Ljbffr Quest Diagnostics
- Philip Morris International (PMI) is seeking a Senior Manager, Data Products in Tampa, FL (Hybrid). You will define the long-term vision for data products, guide end-to-end lifecycle, and lead a multi-disciplinary analytics team to deliver valuable data solutions. Strong...
- A reputable consulting firm is seeking a leader for their Enterprise Asset Management (Public Works) team in Florida. This role includes... ...strong leadership skills. Benefits include medical options, a hybrid work schedule, and a collaborative environment. Join a team that...
$130k
...position offers a base salary of $130,000 plus performance-based bonuses up to $150,000. Ideal for advisors nearing retirement or in transition, it features a flexible hybrid work schedule with a client-first culture and strong earning potential. #J-18808-Ljbffr CraftedStaffFlexible hours- ...involves calculating reserves, developing merit rating factors, and preparing regulatory exhibits, with opportunities to work in a hybrid environment. Candidates should have a BA/BS and have passed at least three SOA/CAS exams plus 1 year of related experience. This position...
- ...Financial seeks a Private Banker to originate and manage a portfolio of commercial and private loans, deposits, and investments in a hybrid role based in Downtown Tampa. The successful candidate partners with Investment Services and Member Business Services to deliver...
- A leading staffing firm seeks a Public Sector Relationship Manager in Tampa, FL, for a hybrid role. The ideal candidate will build and maintain strategic relationships with government agencies, managing a portfolio of banking solutions. Candidates should possess a bachelor...Full time
- OWT Global, based in Tampa, is seeking a Business Development Lead to drive growth in C-UAS and ADAD domains within the DoW, IC, and federal government. The role focuses on identifying requirements, shaping opportunities, and engaging with government stakeholders and partners...Bd
$43 - $52 per hour
Gannett Fleming, Inc. is looking for a Bridge Inspection Team Leader in Tampa, FL. This hybrid role requires leading field inspections of complex structures, reviewing reports, and coordinating field operations. Candidates must have a Bachelor’s degree in Civil Engineering...Hourly pay- ...Building Company seeks a Senior Estimator to lead full-project estimating efforts, coordinating with preconstruction, operations, and BD teams. You will mentor junior staff, develop cost models, and ensure accuracy across complex bids. The role emphasizes leadership in...Bd
- ...conversations toward LOIs. Travel and in-person engagement are core to success. This is a hunting role requiring 5+ years in healthcare BD or M&A origination with a proven track record of self-sourced deals, strong relationship-building, and comfort with complex deal #J-...Bd
- OWT Global LLC in Tampa, FL, is seeking a Business Development Lead to drive strategic growth in Counter-Unmanned Aircraft Systems. The role involves developing business strategies, fostering relationships with government stakeholders, and leading opportunities through ...Bd
- ...have significant experience in HR management, along with a degree and familiarity with employment law. The successful applicant will thrive in a hybrid work environment and contribute to maintaining SCA's commitment to community service. #J-18808-Ljbffr Sweeping Corp.
- ...planning to achieve their financial objectives. The ideal candidate has a minimum of 5 years in financial services, a consultative sales approach, and relevant licenses. We offer competitive pay, robust benefits, and a hybrid work schedule. #J-18808-Ljbffr GTE Financial
- Westshore Financial Group Inc. in Tampa, FL, is seeking driven individuals for a full-time Financial Advisor role in a hybrid setup. You will help clients create tailored financial and retirement plans, provide investment guidance, and build lasting relationships. This...Full timeLocal area
- Saronic Technologies, a leader in autonomous maritime systems, seeks a Business Development Manager to drive growth across the U.S. Special Operations community, shaping opportunities from early engagement through contract award. The ideal candidate will have 8+ years...BdContract work
- ...quality work, and drive profitability with proactive communications. Join a fast-growing firm recognized for its culture and training, with a hybrid work model and a strong emphasis on professional development and client service excellence. #J-18808-Ljbffr Brixey & Meyer
- ...Tampa, FL is seeking a Senior Financial Analyst to support strategic finance initiatives for the Physician segment in a hybrid role (3 days in office per week). You will partner with the Commercial team to deliver actionable insights, pricing strategies, and robust financial...Work at office3 days per week
- ...professional to manage the end-to-end data pipeline, forecast assistance, and reporting. You will own Salesforce architecture, partner with BD, and drive analytics-driven decisions across strategic growth and P&L units. You will design dashboards in Tableau, ensure data...Bd
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer - Hybrid RIA/BD Leader. Be the first to apply!
Related searches
- chief compliance officer Tampa, FL
- investment consultant Tampa, FL
- investment advisor Tampa, FL
- healthcare team leader Tampa, FL
- compliance team leader Tampa, FL
- integration team lead Tampa, FL
- team coordinator Tampa, FL
- clinical nurse leader Tampa, FL
- mobile team lead Tampa, FL
- group finance manager Tampa, FL
