VP -Trade Surveillance VP (FICC, Equities, FX/Commodities)

Overview

An investment bank located in Midtown Manhattan looking to bring on board a “VP - Trade Surveillance VP (FICC, Equities, FX/Commodities)” to join their team. This role is currently in a hybrid schedule (2 days in office / week).

Base pay range

$120,000.00/yr - $190,000.00/yr

Responsibilities

• Exercise discretion in managing correspondence, information, and confidential matters; escalate issues when necessary.
• Maintain knowledge of practices and procedures in own area of responsibility and stay updated on emerging trends.
• Protect the organization’s interests by identifying and managing risks; escalate high-risk activities when appropriate.
• Conduct reporting and analysis at the functional or enterprise level, using results to draw conclusions, make recommendations, and assess program/policy effectiveness.
• Monitor service, productivity, and efficiency levels within the function, implementing continuous improvements where possible.
• Acquire expertise in the discipline and provide guidance and direction to others.
• Identify, recommend, and execute standard practices within the discipline.
• Adhere to internal policies, procedures, and applicable regulatory guidelines.
• Stay updated on emerging issues, trends, and evolving regulatory requirements, assessing their potential impact.
• Foster a culture of risk management and control in alignment with the organization’s risk appetite.
• Stay informed about new trade surveillance modules and tools.

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Finance

Industries

• Financial Services and Banking