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Senior Regulatory Compliance Manager - Alternative Assets

IQ-EQ

IQ-EQ is seeking an experienced Compliance professional to manage client engagements, deliver timely regulatory filings, and guide clients through SEC and FINRA examinations. You will develop and test compliance programs for investment clients, applying knowledge of the Advisers Act and related regulations. You’ll mentor junior staff, stay current on regulatory changes, and support firm-wide initiatives including business development and operations excellence, while working in a hybrid #J-18808-Ljbffr IQ-EQ

Vacancy posted 2 days ago
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