Director of Operations, Risk & Compliance
Vertex Point Capital
Vertex Point Capital in Charlotte, NC seeks a Director of Operations to run the firm’s non-trading operations end to end. You own everything that has to get done outside research and trading, ensuring it is done on time and documented, without Principals needing to chase it. You’ll manage accounts, venues, and counterparties; handle KYC/AML, compliance calendars, risk logs, and policies; and lead onboarding/offboarding and HR records with outside counsel. #J-18808-Ljbffr
$153k - $297k
...is currently seeking an Associate Director, Head of Third-Party & Supplier Risk Services to join our Enterprise... ...Develop and execute resource plans for operations via efficient allocation and... ...information regarding the firm's compliance with federal, state, and local recruitment...SuggestedWork experience placementH1bWork at officeLocal area$197.8k - $255.9k
As a Process Risk Director, you will get the opportunity to grow and contribute to our clients... ...and responsive contexts for the Risk, Compliance & Controls Practice - all with the... ...approval Assist with establishing and operating high performing internal audit functions...SuggestedWork experience placementInternshipSeasonal workWork at officeLocal areaFlexible hours3 days per week- ...digital assets and tokenization. These businesses operate within a highly regulated and rapidly evolving... ..., technology transformation, and regulatory compliance are critical to long-term success.We are seeking a Risk Director to provide independent risk oversight,...SuggestedFull time
- ...Job Description The Global Risk & Resilience Organization establishes and... ...respond to, recover from, and adapt to operational disruptions. As the Global Director, Risk & Resilience Program... ...resilience requirements, monitor compliance and control effectiveness, and drive...Suggested
- ...value.ProSidian is a management and operations consulting firm with a... ...spanning six solution areas including Risk Management, Energy & Sustainability, Compliance, Business Process, IT Effectiveness... ...for a [DOPIT-ARFP2013 : Director of IT & Operations] located in Charlotte...SuggestedFull timeContract workFor subcontractorWork at officeLocal area
- ...Senior Director, Business Risk - Data & AI ManagementThe Senior Director, Business Risk - Data &... ...management practices into day-to-day operations. The role provides strategic oversight... ...governance, oversight, and regulatory compliance.Key Leadership Responsibilities• Serve...
$58.41 per hour
...Position: Vulnerability & Risk PM PR: $58.41 /hr Duration: 1 year contract with... ...remediation, patching, exception management, and operational risk ~ Experience supporting audits,... ...examinations, control programs, or compliance initiatives ~ Experience developing governance...Full timeContract work- ...enhancement of the Company's Enterprise Risk Management (ERM) Framework, with a focus... ...as part of broader Governance, Risk, and Compliance (GRC) enhancement efforts.Monitor and... ...area5+ years' experience in Enterprise or Operational Risk Management areas, preferably in the...Work at office3 days per week
- ...financial services industry, is seeking an IT Project Manager to join their team. As an IT Project Manager, you will be part of the Risk and Regulatory Initiatives Department supporting cross-functional teams across geographies. The ideal candidate will demonstrate strong...Weekly payTemporary workFlexible hours
- ...Risk ManagerWe are seeking an experienced Risk Manager to join our technology team and... ...controls, Microsoft 365 security and compliance capabilities, and experience managing technology... ...5+ years of technology risk management, operational risk, cybersecurity risk, or application...
$116k - $216k
...Position Summary Will support the enterprise AI Risk Management Governance program by executing... ...business lines, technology, model risk, compliance, legal, information security, third-party risk management, and operational risk functions to ensure AI use cases are...Work at officeRemote workFlexible hours$123k - $215.25k
...- $215250 annually + bonus + benefitsJob Function: Technology Risk & ControlSchedule: Full timeWorkplace: HybridCareer Area: TechnologyCompany... ...solutions that enhance satisfaction and value, streamline operations for scalability, and maintain trust and security.The Privacy...Local area$119k - $130k
...The Risk Manager will identify, assess, and mitigate potential... ...minimize threats and ensure compliance with regulations. Key functions... ...requirements to support estimating, operations, and purchasing activities.... ...results and advises the Director of Risk Management of any concerns...Contract workFor contractorsFor subcontractorWork at office$129.6k - $194.4k
Job Description As a Process Risk Experienced Manager, you will have the opportunity... ...goals. Day‑to‑Day Responsibilities Review operational, financial, and technology processes to... ...fraud prevention, internal control, and compliance. Perform engagement management...InternshipSeasonal workWork at officeLocal areaFlexible hours- ...We are partnered with a global financial institution is seeking an experienced counterparty credit risk professional to lead the development of its stress-testing capabilities and oversee associated regulatory reporting. The position combines responsibility for a risk...Full time
- ...The Fraud Risk Manager within the Control and Oversight Group in Personal Wealth is... ...that protects clients, safeguards business operations, and supports strong risk-informed... ...management, privacy risk, operational risk, compliance, or financial services risk oversight....Full time
- ...Legal Opportunity: Risk Manager iSuite L.L.C. is seeking a qualified professional... ...terms, coordinating issuance timelines with Operations and Project Management, and monitoring... ...and maintain processes for insurance compliance across projects, vendors, and other counterparties...Full timeFor contractorsFor subcontractorWork at office
- ...someone who has:A bachelor’s degree in Risk Management, Architecture, Engineering, Construction... ...the Risk Manager, you will:Support the Director of Risk Management with decision-making,... ...material legal, financial, insurance, operational, or reputational riskReview and assess...Full timeContract workWork at officeFlexible hours
- ...Join to apply for the Sr Manager Risk and Resiliency role at Honeywell 1... ...any event affecting ESS's global operational capabilities. Drive adoption of Honeywell... ...Controller Financial Services Director | Financial Crimes, Risk and Compliance Charlotte, NC $197,000.00-$328,000...Full timeRemote workFlexible hours
$86.1k - $129k
The Quantitative Risk Management Senior Associate delivers end-to-end risk solutions for Financial Risk Managers, from data analysis, model review/development and reporting. The role combines deep risk domain expertise with modern technical capabilities to build, validate...Work experience placementWork at office- ...Job Function: Technology Risk & Control Schedule: Full... ...Risk, and AI Risk. This Director role is part of the Cyber Risk... ...technology, business, legal, compliance, audit, and regulatory stakeholders... ...Risk Management, Audit, Operational Risk, or a related discipline...Full time
- ...Vanguard is seeking a Risk Director to provide independent risk oversight across cash products, payments, and money movement... ...capabilities. You will partner with product, operations, technology, legal, and compliance to ensure risk-smart design, launch, and scale of new...
- ...Senior Independent Risk Advisor In Bsa/Aml SpaceIn this role you will act as a senior, independent risk advisor in the BSA/AML space... ...oversight across fraud domains. You'll partner with business, operations, technology, and risk leaders to identify threats, assess controls...
$58.41 per hour
...Vulnerability & Risk PM PR: $58.41 /hr Duration: 1 year contract with extensions... ...remediation, patching, exception management, and operational risk ~ Experience supporting audits,... ...examinations, control programs, or compliance initiatives ~ Experience gathering, cleansing...Contract work$133.37k - $156.9k
...DescriptionThe AI and Emerging Technologies Risk Manager will serve as a central point of... ...Risk Oversight, Model Risk Management, Compliance, Law Division, Third Party Risk... ...remediation to maintain compliance and operational integrityLead the identification, assessment...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- ...Evaluation of product profitability, competitiveness and financial performance. \n Actuarial modelling, assumption development and risk assessment. \n Product design and enhancement across fixed, indexed and variable annuity solutions. \n Collaboration with...
$90.88k - $136.32k
...culture of Caring. Connecting. Growing together. The Director of Clinical Operations is a senior clinical leader responsible for directing clinical... ...indicators while fostering a culture of excellence, compliance, and continuous improvement across the care center....Minimum wageFull timeWork experience placementLocal area$30 per hour
...Leadership - Establish overall ownership and accountability of operational management and financial performance of multiple accounts and... ...and systems; ensure only authorized suppliers are used. Compliance - Ensure unit managers maintain a safe and healthy environment...Contract work$170k - $200k
...We are seeking a Head of Certificate Operations in Charlotte, NC with a hybrid work schedule... ...accuracy, timeliness, and regulatory compliance. This role sets the strategic direction... ...regulatory metrics. Present findings and risk exposure updates to senior management and...Permanent employmentLive inWork at officeFlexible hours$77k - $202k
...The Opportunity As an Enterprise Risk Management/SOX Senior Associate you will support internal audit and control-focused client work... ...audit requirements across financial reporting and business operations Developing workstreams for control design, testing, and remediation...H1bShift work
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