VP, Broker-Dealer Regulatory Reporting & Net Capital
TD Bank Group
TD Bank Group in New York, NY seeks a high‑level VP to lead broker‑dealer regulatory reporting, ensuring accurate net capital computations and customer protection reserve compliance under SEC rules. The role involves partnering with business units and technology to strengthen controls and data integrity. The candidate will bring deep regulatory knowledge (15c3-1/15c3-3), proven experience with FINRA filings, and the ability to present complex matters to senior stakeholders. #J-18808-Ljbffr TD Bank Group
Vacancy posted 1 day ago
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