Audit Manager II - Internal Controls over Financial Reporting-2

Audit Manager IIWork Location: Mount Laurel, New Jersey, United States of AmericaHours: 40Pay Details: $94,980 - $153,790 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Line of Business: AuditJob Description: The Audit Manager II provides specialized expertise to help guide the planning, risk assessment, and execution of audits. This role plays an essential part in shaping the strategic direction of the audit function, while fostering alignment with enterprise risk frameworks and supporting the broader audit strategy. Lead and/or provide supervisory oversight to complex audits and ensure completion.Depth & Scope:Works autonomously and accountable for acting as a lead within a specialized audit practice area and provide work direction to othersProvides seasoned specialized knowledge, advice and/or guidance to various stakeholders and team membersMay lead and/or provide supervisory oversight to complex audits and ensure completionKnowledge of external competition, industry and/or market trends in relation to own function / businessScope of role may have enterprise impactUndertakes and completes a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertiseMay oversee and/or independently perform concurrent multiple audits and related tasks from end to endAbility to process and handle confidential information with discretionEducation & Experience:Undergraduate degree required7+ years of relevant experienceMust-Have Qualifications5+ years of experience in Internal Audit, External Audit, SOX/ICFR, or Internal Controls.Strong knowledge of SOX 404, COSO Framework, and internal control design and testing.Experience planning and executing risk-based audits and evaluating the effectiveness of internal controls.Financial services or banking industry experience.Strong understanding of financial reporting processes and regulatory requirements.Experience identifying control gaps, documenting findings, and partnering with management on remediation plans.Excellent written and verbal communication skills with the ability to present findings to senior leadership.Bachelor's degree in Accounting, Finance, Business, or a related field.Preferred QualificationsCPA, CIA, CISA, or other relevant professional certification.Experience auditing complex financial reporting, regulatory reporting, or accounting processes.Familiarity with data analytics tools (e.g., SQL, Tableau, Power BI, Alteryx).Experience with automated controls, ERP systems (SAP, Oracle, Workday, etc.), or GRC platforms.Previous experience leading audit engagements or mentoring junior auditors.Strong project management and stakeholder management skills.Big Four public accounting experience.Customer Accountabilities:Supports the development and implementation of audit programs by contributing insights and assisting with planning activitiesParticipates in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelinesExecutes the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit ReportCompletes L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)Oversees / leads audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policyOversees / leads the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit areaContributes to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation effortsLeads / manages the integrated implementation of policies / processes / procedures / changes across multiple functional areasActs as the audit lead or audit advisor to management and respective teams for area of specialization. Reports on emerging trends, identifying issues and opportunities and recommending action to senior managementFacilitates key discussions and provide thought leadership to executive audienceShareholder Accountabilities:Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assists in identifying control weaknesses / failures, potential opportunities to improve operational efficiencies for their business areaActively manages relationships with business lines / corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirementsKeeps abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the BankAssesses / identifies key issues and escalates to appropriate levels and relevant stakeholders where requiredMaintains a culture of risk management and control, supported by effective processes and sound infrastructure in alignment with risk appetiteParticipates in cross-functional / enterprise initiatives as a subject matter expert helping to identify risk / provides guidance for complex situationsEmployee/Team Accountabilities:Provides thought leadership and/or industry knowledge for own area of expertiseEncourages a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues / points of interestIdentifies and recommends opportunities to enhance productivity, effectiveness and operational efficiencyWorks effectively as a team, supporting other members of the team in achieving business objectives and providing stakeholders servicesParticipates in knowledge transfer within the team and business unitsContributes to the overall performance management process by providing coaching and input into team members' assessment on assigned auditsPhysical Requirements:Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%Domestic Travel – OccasionalInternational Travel – NeverPerforming sedentary work – ContinuousPerforming multiple tasks – ContinuousOperating standard office equipment - ContinuousResponding quickly to sounds – OccasionalSitting – ContinuousStanding – OccasionalWalking – OccasionalMoving safely in confined spaces – OccasionalLifting/Carrying (under 25 lbs.) – OccasionalLifting/Carrying (over 25 lbs.) – NeverSquatting – OccasionalBending – OccasionalKneeling – NeverCrawling – NeverClimbing – NeverReaching overhead – NeverReaching forward – OccasionalPushing – NeverPulling – NeverTwisting – NeverConcentrating for long periods of time – ContinuousApplying common sense to deal with problems involving standardized situations – ContinuousReading, writing and comprehending instructions – ContinuousAdding, subtracting, multiplying and dividing – ContinuousThe above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to