Associate Director, U.S. Regulatory Reporting and Controls Management
$120k - $200kRBC
Job DescriptionWHAT IS THE OPPORTUNITY?The Associate Director, U.S. Regulatory Reporting and Controls Management supports the regulatory reporting and strategy function for the U.S. Intermediate Holding Company (IHC) and its consolidating subsidiaries, including but not limited to, the preparation, review and timely submission of regulatory reports, as well as, driving optimization and automation of regulatory reporting processes and platforms.WHAT YOU WILL DO:Lead the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings (including but not limited to the FR Y-14Q, FR Y-14M, FFIEC 031, FR Y-9C FR Y-15, FFIEC 009, FR 2644, FR Y-12, FR Y-11, FR Y-8, FR-2004, TIC) with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment.Drive report automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency.Drive internal assessment of the impact of changes in the broader regulatory environment and requirements to RBC’s reporting obligations.Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices.Partner with various internal stakeholders (i.e. Legal, Compliance, Line of Business units, Audit, Controllers, Operations) to execute change initiatives.Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards.Build, mentor and manage a high-performing team of regulatory reporting professionals fostering a culture of accountability, continuous improvement and technical excellence.WHAT DO YOU NEED TO SUCCEED?Must have:Strong knowledge of and experience in U.S. regulatory reporting coupled with experience in regulatory project delivery within the financial services industryHands-on experience with Axiom SL, Argus, and/or similar reporting platforms including data integration, automation and optimization of reporting processesEffective communication skills, both verbal and written, with the ability to present complex information to senior management and regulatorsExcellent analytical and problem-solving skills with a strong attention to detail and accuracyStrong leadership and people management skills with the ability to mentor and develop a high-performing teamNice to have:Bachelor’s degree (Accounting or Finance preferred) and/or CPA or advanced degreeStrong knowledge of financial products and reporting standards applicable to a U.S. financial services industryWorking knowledge of balance sheet and income statement inputsWorking knowledge of Comprehensive Capital Analysis and Review reporting processStrategic thinker with ability to lead and influence in an evolving environment and work across functions/businessesProficiency in data management and analytics tools (SQL, Python, PowerBI, Tableau, etc.) and strong Microsoft Office (PowerPoint, Excel) skillsWHAT'S IN IT FOR YOU?We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.A comprehensive Total Rewards Program including competitive compensation, bonuses, and flexible benefitsContinued opportunities for career advancementProfessional development and training opportunities focused on controls governance and regulatory complianceSupport from a dynamic, collaborative, progressive, and high performing team, as well as world-class tools and trainingOpportunity to achieve great success and grow your career with RBCThe good-faith expected salary range for the above position is $120,000 - $200,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:· Drives RBC’s high performance culture· Enables collective achievement of our strategic goals· Generates sustainable shareholder returns and above market shareholder value#LI-POSTJob SkillsAccounting, Business Mathematics, Decision Making, Detail-Oriented, Financial Planning and Analysis (FP&A), Financial Reporting and Analysis, Group Problem Solving, Oral Communications, Results-Oriented, TeamworkAdditional Job DetailsAddress:GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITYCity:Jersey CityCountry:United States of AmericaWork hours/week:40Employment Type:Full timePlatform:OFFICE OF THE CFOJob Type:RegularPay Type:SalariedPosted Date:2026-08-28Application Deadline:2026-10-30Note:Applications will be accepted until 11:59 PM on the day prior to the application deadline date aboveOur Employment OpportunitiesAt RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.Join our Talent CommunityStay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.Job SummaryJob number: R-0000184507Date posted : 2026-08-28Profession: Finance | AccountingEmployment type: Full time
$120k - $200k
...THE OPPORTUNITY?Lead financial and management reporting for RBC’s U.S. Broker-Dealers (RBC Capital Markets... .... Oversee critical financial control functions with a focus on risk mitigation... ...General understanding of SEC and FINRA regulatory reports.Experience leading teams and...RegulatoryFull timeWork at officeFlexible hours$120k - $200k
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$85k - $140k
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