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Senior Compliance to CCO (Investment Banking)

Bourne Partners Securities, LLC

Bourne Partners seeks an experienced investment banking compliance professional to oversee day-to-day compliance activities, strengthen an established program, and prepare to assume the Chief Compliance Officer role for our US broker-dealer. This role offers a succession path toward firm-wide Chief Compliance Officer responsibilities, with potential appointment within 6–12 months, subject to readiness and registrations, and will support roughly 30 registered representatives, including #J-18808-Ljbffr

Vacancy posted 3 days ago
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