Senior Financial Institution Advisor (SOX & FDICIA)
$81k - $147.64kBaker Tilly US
Baker Tilly US is seeking a Financial Institution Senior Consultant focused on SOX and FDICIA compliance in New York. In this role, you will work with clients to manage regulatory compliance risks and implement regulatory updates, alongside developing strong client relationships. You should have a Bachelor's in a related field and 2–4+ years of direct experience in financial services. The position offers significant growth potential and a compensation range from $81,000 to $147,640, depending on qualifications. #J-18808-Ljbffr Baker Tilly US
$81k - $147.64k
...regions of the U.S. and in many of the world’s leading financial centers - New York, London, San Francisco, Los... ...yes, consider joining Baker Tilly (BT) as a Financial Institution Senior Consultant (SOX and FDICIA focus) ! Our Risk Advisory practice provides a full spectrum...SeniorWork experience placementLocal areaWorldwide$77.86k - $122.1k
A leading financial services firm in New York is seeking an experienced internal auditor to enhance risk management and compliance for financial institutions. Responsibilities include executing various audits, planning engagements, and assessing internal controls. Required...Senior- Robinhood is seeking a Financial Compliance Senior Associate in Menlo Park, CA, to lead the SOX compliance cycle. The role involves collaborating with teams to address control gaps and ensure compliance with financial reporting standards. Ideal candidates will have a strong...Senior
- D.A. Davidson is seeking experienced Institutional Equities - Sales Traders for its Institutional Equities Group. The role focuses on maintaining senior client relationships, executing trades, and delivering differentiated ideas while upholding compliance and reporting...Senior
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- Fitch Ratings, a leading credit rating agency, is seeking a Senior Analyst to join its New York office. The role involves developing financial tools and performing analysis on Non-Bank Financial Institutions. The ideal candidate will have a Bachelor's degree and 3+ years...SeniorWork at office
- Fitch Ratings is seeking a Senior Analyst in New York to develop financial tools, analyze factors influencing credit quality, and present findings to the... ...planning, and educational development, fostering a culture of learning and inclusion. #J-18808-Ljbffr CFA InstituteSenior
- ...is looking for a Counterparty Credit Risk professional with over 7 years of experience in financial services. The role involves assessing credit risks for financial institutions, performing complex analysis, and monitoring exposures. The ideal candidate has expertise in...Senior
$150k
...Are you looking for a financial advisory role where advice truly comes first? Do you... ...management firms — is seeking an experienced Senior Financial Advisor to join our growing team in New York... ...Bachelor’s degree from an accredited institution Base salary starting at $150,000 plus...SeniorWork at officeRemote workFlexible hours$250k - $350k
Senior Credit Officer - Financial Institutions Credit Risk Base pay range: $250,000.00/yr - $350,000.00/yr Risk Management Consultant @ Selby Jennings Division Overview Risk Management ensures sustainable growth by analyzing, assessing, and monitoring risk‑taking activities...SeniorFull time$83.8k - $136.8k
...The Senior Financial Analyst, SOX Compliance will be the dedicated contact in the Program Finance department providing support to our Global Development organization and relevant partners. This role ensures compliance with financial requirements and maintains and develops...Senior- A leading financial institution located in New York is seeking an experienced Financial Advisor to deliver personalized wealth management solutions. The ideal candidate will have a transportable practice, a strong performance history, and the ability to build client relationships...Senior
- ...For the portfolio of clients under the Senior Credit Officer’s responsibility, day‑to‑... ..., Basel II parameters (LGDs), and other financial metrics. Ongoing monitoring of the credit... ...credit related to corporates, financial institutions and sovereign counterparties as well as...Senior
$77.86k - $122.1k
Description & Requirements Our Financial Services Internal Audit team helps banks and financial institutions strengthen risk management, compliance, and control environments... ...Internal, Operational, Compliance, and SOX Audits; Process Improvement Projects; Enterprise...SeniorFlexible hoursShift work$228.2k - $342.3k
...: 28/04/2026 Posting End Date: 29/06/2026 Job Summary The Senior Credit Officer, FIR, Americas is responsible for the second... ...overall risk management approach for Credit Risk as applicable to Financial Institutions portfolio for Americas (excluding Real Money Funds & Hedge...SeniorPermanent employmentWork at officeWork from homeFlexible hours$85k - $110k
...Fitch Ratings is currently seeking a Senior Analyst based out of our Chicago office. As... ...analysis, ratings, research, and commentary to financial market participants. For over 100 years,... ...credit quality of Non‑Bank Financial Institutions; Present analysis of companies to Fitch’...SeniorTemporary workWork at officeImmediate start3 days per week$140k - $185k
Initio Capital is seeking an Institutional Investor Liaison in New York. This position plays a crucial role in managing relationships with institutional investors through effective communication and collaboration with various teams. The ideal candidate will have a strong...Senior- ...York seeks a Portfolio Manager. The role involves creating and managing investment portfolios for ultra-high net worth clients and institutions. Responsibilities include risk management, enhancing client relationships, and prospecting for new business. Candidates should...Senior
- ...Internal Audit, Internal Controls, Sarbanes-Oxley (SOX) Location: NYC Metro Area, New York, NY, 10019, United States Industry: Management Consulting, Accounting Employee Type: Full-Time Required Degree: 4 Year Degree Travel: 5% Manage Others: No Minimum...SeniorFull time
- Optiver in New York is seeking experienced sales traders to enhance relationships with key market participants in the U.S. cash equity market. With over 5 years of experience, candidates should possess a deep understanding of market mechanics and demonstrated skills in ...Senior
- ...Full Time Senior Financial Advisor Our client is seeking Senior Financial Advisors to join their team of multi-million dollar T-12 producers. The ideal candidate will have a strong understanding of financial planning and be able to provide comprehensive advice to clients...SeniorFull time
- ...This Fortune 500 financial institution is built on the strength and depth of its client relationships - and those relationships start with financial advisors. That's why they are committed to investing in acquisitions, new products, tools, and capabilities to help advisors...SeniorWork at office
- KNM Resources is seeking an experienced SOX and Internal Controls professional in New Jersey. The candidate will lead SOX 404 compliance, support management assessments, and ensure that internal controls are effective and compliant. The ideal candidate should have 7+ years...Senior
- ...We are currently seeking experienced Senior Wealth Advisors to join Beacon Pointe in various locations... ...and families to develop personalized financial strategies and help clients make the... ...financial planning, access to institutional quality investments, life and legacy...Senior
- ...About The Company MassMutual NJNYC is a financial planning firm with offices across the Tri State. We specialize in helping clients... .... About The Role This is a full-time hybrid role for a Senior Financial Advisor with expertise in Wealth Management and Risk Mitigation at...SeniorFull timeRemote work
- ...About the job Senior Financial Advisor We are recruiting for a top tier advisor/team in the greater NYC market. If you are looking for an opportunity to work in a brokerage environment, with the backing of one of the countrys largest private banks, this could...Senior
- Consolidated Edison Company of New York, Inc. is seeking an experienced SOX program professional to lead oversight and governance for the... ...improvement, with the ability to lead staff and influence senior stakeholders across the business. #J-18808-Ljbffr Consolidated...Senior
$150k - $190k
The NYU School of Professional Studies in New York is searching for a Senior Director of Institutional Research and Information Technology. This role involves extracting and analyzing data to support strategic goals, supervising the Institutional Research team, and collaborating...Senior- Bank of Montreal in New York seeks an experienced Canadian Equity Salesperson to expand relations with U.S.-based institutions and deliver BMO’s Canadian equity research and market insights. You will work with Research, Trading, ECM, and Investment Banking to provide differentiated...Senior
$150k - $200k
...The New York Times, CNBC, The Wall Street Journal, and the Financial Times, and was recognized as one of the Top 50 Startups in... ...impact on business performance? Position Overview As a Senior Investment Advisor for Masterworks Advisers, you will be a trusted, high-impact...Senior
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