Wealth Management Risk & Compliance Officer
$120k - $165kPowerToFly
A leading financial services firm is seeking a PWM Risk Officer based in New York. Responsibilities include managing risk and compliance functions, providing leadership, and ensuring regulatory adherence. Candidates should hold a Bachelor's degree and relevant licenses, with strong communication and leadership skills. The role offers competitive compensation, expected between $120,000 and $165,000 annually. #J-18808-Ljbffr
$100k - $153k
...Job Description: Job Title: Credit Risk Officer - Wealth Management Corporate Title: Assistant Vice President Location: New York, NY Overview Deutsche... ...names and transactions in Risk systems, and ensuring compliance with regulations and internal policies and procedures....SuggestedWork at officeLocal areaWork from homeWorldwide$130k - $160k
...VP, CUSO Compliance Risk Assessment Officer Business type Types of Jobs - Compliance / Financial Security Job title VP, CUSO Compliance Risk Assessment... ...experience in institutional investment banking or asset management. Key Responsibilities Support the CRA program by...SuggestedPermanent employmentContract workWork at office$140k - $180k
...date 20/01/2026 Business type Types of Jobs - Compliance / Financial Security Job title Compliance Risk Assessment Officer - VP Contract type Permanent Contract Job... ...while providing valuable insights to senior management. This position offers an excellent opportunity...SuggestedPermanent employmentContract workWork at officeWorldwide$140k - $180k
...Summary: Reporting to the Head of Compliance Risk Assessment within the Transversal Compliance Team, we are seeking a detail-oriented Compliance... ...adherence while providing valuable insights to senior management. This position offers an excellent opportunity to leverage...Suggested$58k - $115k
A financial services firm in New York seeks an Associate for its Wealth Management Chief Data Office to support vendor risk management initiatives. You will facilitate onboarding of third-party relationships, manage risk assessments, and assist in reporting key performance...SuggestedWork at office$100k - $160k
...CORPORATE TITLE Associate language OFFICE LOCATION(S) New York assignment JOB FUNCTION Risk Governance account_balance DIVISION Asset & Wealth Management monetization_on SALARY RANGE USD 10... ...various central functions such as Legal, Compliance, and firmwide risk in order to...Full timeTemporary workWork at office- A major financial institution in New York is seeking a Wealth Management - Risk & Controls Associate. This role involves designing and implementing a risk management framework and supporting ongoing assessments of risks and controls. Ideal candidates will have over 4 years...Full time
- ...Vice President, Compliance Risk Assessment Officer About the Company Well-established global banking institution focused on compliance risk... ...engagement to uphold a robust and consistent compliance risk management approach. Key responsibilities for the Compliance Risk...
$120k - $160k
...banking, securities, investment management and wealth management services. The... ...individuals from more than 1,200 offices in 43 countries. As a market... ...our culture. The National Risk Officer is responsible for a... ...variety of supervisory, compliance and risk functions. In conjunction...Temporary workWork experience placementLocal areaWorldwide$120k - $205k
...banking, securities, investment management and wealth management services. The... ...individuals from more than 1,200 offices in 43 countries. As a... ...our culture. Legal and Compliance Division Overview The professionals... ..., and Non-Financial Risk departments which preserve...Temporary workWork experience placementWorldwide$134k - $348.5k
...Assurance Industry/Sector: Asset and Wealth Management Time Type: Full time Travel... ...their internal controls, and mitigating risks effectively. Within our Assurance practice... ...and providing strategic guidance on compliance strategies. As a Director, you will set...Full timeH1b- Goldman Sachs Bank AG in New York is seeking an Associate for the Global Risk Management team. The role involves monitoring risks for Fixed Income funds, enhancing stress tests, and collaborating with portfolio managers. Qualified candidates should possess a degree in Finance...
$85k - $140k
...Risk Officer, Assistant Vice President Wealth Management Platforms Purchase, New York About Morgan Stanley Morgan Stanley is a leading global financial... ..., issue and action plan management, audit and Compliance exam preparation and management, licensing and...Temporary workWork at officeWorldwide$120k - $160k
...someone who can: • assess counterparty credit risk using a solid understanding of hedge fund and family office risk management, trading strategies, infrastructure, and... ...About us UBS is a leading and truly global wealth manager and the leading universal bank in...Full timeWork at officeFlexible hours- ...AI Risk & Compliance Analyst | Location: New York, NY or Charlotte, NC | Contract To Hire AI Risk & Compliance Analyst role supporting... ...the enterprise. This hands-on position focuses on AI risk management, responsible AI, and regulatory compliance, with collaboration...Contract work
$80k - $90k
...A fast-growing fintech company is seeking a Compliance Management System (CMS) Analyst to enhance its compliance program amidst evolving financial... ...products. This remote role involves conducting compliance risk assessments and collaboration with product teams. Ideal...Remote work$90k - $125k
...Electronic and Algorithmic Trading Risk Analyst/Associate... ...Associate Department: Market Risk Management Location: New York The... ...its three business divisions: Wealth Management, Investment Management... ...to determine level of compliance, gaps and remediation plans....Relocation package$58k - $115k
...The Wealth Management (WM) Chief Data Office (CDO) sits within the WM Risk organization and strives to find the right balance between risk management and business enablement. WM CDO’s mission is to: prevent unauthorized access to or misuse of client sensitive data and...Full timeTemporary workPart timeWork experience placementInternshipShift work$85k - $100k
...plc, one of the UK's leading Wealth & Investments groups. Strengthening... ...our specialist asset management business to meet client demand... ...investments business. We have offices in Philadelphia, New York, Boston... ...(AIS) team in providing risk oversight of hedge fund investments...Temporary workImmediate startFlexible hours$85k - $100k
...plc, one of the UK's leading Wealth & Investments groups. Strengthening... ...our specialist asset management business to meet client demand... ...investments business. We have offices in Philadelphia, New York, Boston... ...(AIS) team in providing risk oversight of hedge fund investments...Temporary workImmediate startFlexible hours$80k - $105k
...the recruitment process from developing the search strategy to managing its execution, and also support business development activities... ...Acting as a culture carrier; contributes to firm, practice and/or office initiatives. Demonstrating self‑awareness, humility, empathy,...ApprenticeshipWork experience placementWork at office- ...New Business Group Risk Associate Job Code: 12619 Country... ...its three business divisions: Wealth Management, Investment Management, and... ...and service offering (legal, compliance, finance, operational)... ...Proficiency in Microsoft Office Suite Minimum Degree from...Work at office
$110k - $130k
...role is responsible forsupporting key risk pillars: Vulnerability Management and Risk Management. A successful... ...and assessments to demonstrate compliance and remediate findings. Execute cybersecurity... ...a leading partnership of fiduciary wealth management and related financial...Local areaRemote work$105k - $120k
...Title: Business Analyst - Market Risk Corporate Title: Associate Department: Risk... ...governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (... ...other global Risk Analysts, Risk Middle Office, Risk Technology, Production Support and...Work experience placementWork at officeRelocation package$85k - $145k
Overview: COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes... ...Minimum 5 years of experience with risk management and/or Compliance... ...working knowledge of bank back office processes and systems required....Full timeRemote work- A leading financial services firm in New York is seeking a Wealth Management Associate to enhance client relationships and develop tailored financial strategies. Candidates should possess a Bachelor's degree, relevant FINRA licenses, and strong communication skills. This...
$135k - $192k
...is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day.... ...provide more details. Role Summary: The VP, Technology Risk Management - Control Officer is a First Line of Defense (FLOD) partner...Work at officeLocal areaRemote workShift work- ...Role: Market Risk Management Officer Type: Contract Location: New York, NY We have partnered with a financial company in the New York, NY area to provide them with a Market Risk Management Officer. Please review the description below and let...Contract workWork at office2 days per week
- ...Corporate Banking Department Business Risk Control Officer The Japanese Corporate Banking Department... ...Corporate Finance Department General Manager (GM) or designee. Responsibilities... ...the business unit is operating in compliance with applicable laws, rules, and regulations...
$85k - $120k
...Job title: Credit Risk Infrastructure Corporate Title: Analyst... ...three business divisions: Wealth Management, Investment Management, and... ...requirements and regulatory compliance Data Analysis and... ...Technical Expertise: Microsoft Office SQL Decisions...Work at officeRelocation package
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