VP, ETF & 1940 Act Compliance — Remote Fridays + Equity
Dormont Manufacturing Co
New York, NY
- Remote job
iCapital is seeking a Compliance Officer to oversee ETF and 1940 Act Registered Funds compliance programs and support advisers and pools. The role includes leading regulatory initiatives, designing scalable policies, and coordinating examinations with SEC, FINRA and NFA. You will mentor teammates, translate complex rules into practical controls, and collaborate with product, portfolio management, and operations teams in a fast-paced environment. #J-18808-Ljbffr Dormont Manufacturing Co
Vacancy posted 3 days ago
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