Chief Risk & Compliance Officer
Confidential
Chief Risk & Compliance Officer
About the Company
Alternative investment platform based in Midtown.
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking a Chief Risk and Compliance Officer to play a pivotal role in shaping and executing the global risk strategy within a high-growth platform. The successful candidate will be responsible for defining and managing a forward-looking compliance strategy across multiple jurisdictions, overseeing licensing, and ensuring adherence to evolving regulatory frameworks. This role demands a leader with extensive experience in risk, compliance, or governance within regulated financial environments, a strong understanding of complex regulatory regimes, and a proven ability to design and scale enterprise risk frameworks. The Chief Risk and Compliance Officer will also be tasked with providing subject-matter expertise across a broad range of investment products and structures, engaging directly with regulators, and managing formal reviews or audits. Key responsibilities for the Chief Risk and Compliance Officer at the company include enterprise risk management, controls, assurance, and operational risk, business continuity, and resilience. The role involves designing and implementing a firmwide risk management architecture, maintaining a consistent approach to risk mitigation, and developing scalable tools for risk management. The ideal candidate will have a solid grasp of investment-related products and associated regulatory considerations, be a credible communicator capable of influencing senior stakeholders, and have a track record of building and leading high-performing teams. A degree is required, with an advanced qualification such as a JD or MBA preferred, and relevant certifications in risk, compliance, or finance are advantageous. The role also requires the ability to foster a culture that balances commercial growth with disciplined risk awareness and to act as a trusted advisor to executive leadership and governance bodies.
Functions
- Legal
$300k - $400k
...Shape global risk strategy in a high-growth platform Executive visibility with Board & senior leadership About Our Client... ...based in Midtown. Job Description Regulatory Leadership & Compliance Oversight Define and manage a forward-looking compliance strategy...SuggestedFull timeNew York, NYmore than 2 months ago$300k - $400k
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$280k - $330k
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...funds and asset managers. With more than 40 offices worldwide, the group has over 2,300... ...the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must... ...procedures to minimize non-compliance risks. Compliance efforts are instrumental in...Full timeWorldwideMarex
New York, NY6 days ago- ...Job Description Job Description Position Overview The Head of Legal, Risk & Compliance (who also serves as Chief Risk Officer) is a senior executive accountable for the legal, regulatory, risk management, compliance, and governance obligations of DataCT LLC in...For subcontractor
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...pricing strategies using predictive analytics, actuarial techniques, and machine learning. Build and refine pricing models to improve risk segmentation, profitability, and competitive positioning. Ensure pricing approaches align with regulatory requirements and market...Full timeTemporary workPart timeLocal area- Aon’s Strategy and Technology Group (STG) seeks an experienced actuary to join its consulting team, focusing on reserving with pricing/modeling as a secondary emphasis for insurance and reinsurance clients. The primary role is to lead reserving analyses, with advisory input...
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New York, NY1 day ago - ...generation reserving capabilities, supporting an end-to-end approach to risk assessment and future claims anticipation. Recognized Globally,... ...(2025 score of 97/100) With 50+ nationalities across 8 global offices, we serve 400+ insurance clients on 4 continents, partnering...Casual workWork at officeRemote work
Akur8
New York, NY2 days ago - ...to various audiences, both internally and externally Understanding of US insurance regulations, statutory accounting principles, and risk transfer standards Self-motivated individual able to work independently in a fast-paced environment and contribute as part of a...
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