Regulatory Listings & Governance Analyst
TXSE
TXSE is seeking a motivated Analyst, Issuer Oversight in Dallas to join our Regulatory team. The role supports listing qualifications, corporate actions, and regulatory trading halts while requiring strong financial analysis skills. The ideal candidate has 1–4 years in financial services with a Bachelor's degree in finance or a related field. This position involves direct communication with management teams and requires excellent organizational skills. Join us to play a pivotal role in regulatory oversight and issuer governance. #J-18808-Ljbffr
- ...Analyst, Issuer Oversight TXSE is seeking a motivated and detail... ...Oversight, to join our Regulatory team in Dallas. This role is... ...related to initial and continued listing qualifications, regulatory trading... ...actions, and issuer governance matters. This is a client-...Regulatory
- ...seeks an Associate for its Enterprise Risk Management team. This role involves supporting the governance of the risk management framework, conducting reviews, and managing regulatory compliance. Candidates should have a Bachelor's degree and 3-6 years of experience within...Regulatory
- ...and an unwavering commitment to excellence. RISK DIVISIONAL GOVERNANCE The Divisional Risk Governance team is responsible for... ...Self-Assessment (RCSA), Issue Management, Business Continuity, Regulatory Traceability, Polices and Events Design and report on aspects...RegulatoryWork experience placement
- ..., Compensation, the Senior Compensation Analyst functions as the senior‑most individual... ...expert guidance on compensation philosophy, governance, and program design, ensuring that... ...market competitiveness, internal equity, and regulatory compliance. The Compensation Advisor...RegulatoryLocal area
- ...apply online. Job Summary The Sr. Analyst is a foundational contributor within the... ...ensuring consistency in rate structures and regulatory terms •Collaborate with business... ...more about our environmental, social, and governance efforts and read the company’s sustainability...RegulatoryWork experience placementLocal area
- ...Analyst, GBM AML Risk Assessment Requisition ID: 256347 Salary Range: - Please... ...sources across the Bank, including AML Data Governance, Client Onboarding, Enterprise Data Lake... ...Support the AML Governance Team during regulatory exams by preparing and delivering exam...RegulatoryWork at officeLocal areaFlexible hours
- ...Asset & Wealth Management The Asset & Wealth Management Risk and Governance Associate you will play a pivotal role in a high-priority... ...mitigating risks in an increasingly complex macroeconomic and regulatory environment. This role involves collaborating with various stakeholders...RegulatoryPrivate practiceWork at office
- ...Data Management Analyst 4 Location: Charlotte, NC | Dallas/Irving, TX | Phoenix, AZ... ...support enterprise-wide data strategy, governance, and transformation initiatives within a... ...execution efforts Ensure alignment with regulatory, compliance, and risk management requirements...RegulatoryContract workWork at office
- ...Governance, Risk & Compliance Analyst, Specialist In this role, you will help deliver on our investment in GRC modernization. You will lead risk... ...manage cyber security risks within tolerances, satisfy regulatory obligations, and address expanding requirements, with exceptional...RegulatoryWork experience placement
$75k - $95k
Morgan Stanley is seeking an Associate to join the Data Governance & AI Non-Financial Risk group, focusing on data quality and governance initiatives. This role supports regulatory engagement and PMO processes essential for maintaining data integrity. The ideal candidate...Regulatory$75k - $95k
...seeking someone to join our Legal & Compliance team as an Analyst to work as part of the Data Governance team with a focus on data governance and data quality... ...and overseeing the Firm’s management of legal, regulatory and franchise risk. The Data Governance Analyst supports...Regulatory- ...are seeking a highly skilled transmission analyst to join our Transmission Trading team.... ...Development for commercial operations and Regulatory to improve the performance of the market... ...about our environmental, social, and governance efforts and read the company’s sustainability...RegulatoryLocal area
- ...Senior Governance, Risk, and Compliance (GRC) Process Analyst Boeing is seeking a detail-oriented and analytical Senior Governance, Risk, and Compliance... ...and Business stakeholders to ensure compliance with regulatory requirements, strengthen security posture, and maintain...RegulatoryWork experience placement
- ...Cybersecurity Risk Analyst Innovation isn't just a talking point at GM Financial, it... ...Management, Incident Response, Firewall, Governance, Risk, Architecture and Offensive Security... ...in accordance with updates in relevant regulatory or industry Cybersecurity practices...RegulatoryFull timeWork experience placementWork at officeVisa sponsorship
- ...The Workforce Operations Management Analyst serves as a technical subject matter expert... ...acquisitions, and ongoing compliance with regulatory requirements and SOX controls. Essential... ...to be construed as an exhaustive list of all responsibilities, duties and skills...RegulatoryRemote workRelocation
- ...THIS JOB DESCRIPTION DOES NOT ATTEMPT TO LIST ALL OF THE DUTIES THAT ARE OR MAY BE... ...supporting internal and external audits and regulatory requirements (SOX, TSA, PCI, DSS,... ...management/ticketing systems, and identity governance platforms. Physical Demands: Requires...Regulatory
$37k - $102k
...the company's success. As a Field Exam Analyst within PNC's Business Credit organization... ...knowledge, skills, and abilities for a role. Listed below are skills, competencies, work... ...SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the...RegulatoryFull timeTemporary workPart timeWork experience placementWork at officeRemote workNight shift- ...Vendor Management Analyst Ready to join a dynamic company in the... ...is responsible for the governance, accuracy, integrity, compliance... ...controls, and audit standards, and regulatory requirements Analytics &... ...and is not a comprehensive list of duties, responsibilities,...Regulatory
- ...be covered) Job Title: Cybersecurity Analyst Contract: Long term - open ended... ...alignment with enterprise security policies and regulatory requirements. Promote secure usage of... ...meet any physical ability requirements listed in this description. Must be able to...RegulatoryContract workWork experience placementSeasonal workLocal areaRemote work
- ...Loan Review Analyst The Loan Review Analyst is responsible for conducting independent,... ...and compliance with internal policies and regulatory standards. Additionally, the role contributes... ...to be construed as an exhaustive list of all responsibilities, duties and skills...RegulatoryFull timeWork experience placementWork at officeLocal areaShift work
$54.5k - $89.2k
...UA Analyst-Mgmt Liability PNP 133354 Zurich North America is currently hiring a UA... ...the insurance industry and the legal and regulatory environment Experience with data collection... .... If your expectations are above the listed range, we still encourage you to apply-...RegulatoryFull timeTemporary workApprenticeshipCurrently hiringWork at officeLocal areaRemote workVisa sponsorship- ...internal policies and procedures, as well as regulatory and legal guidelines. Identifies at risk... .... Represent Truist in civic, community, government, banking and professional groups.... ...Required Qualifications The requirements listed below are representative of the...RegulatoryWork experience placementWork at office
- ## AI Integration Analyst – Risk AnalyticsApplylocations: Dallas,... ...023 and GoBankingRate’s 2023 list of Best Regional Banks. For more... ..., data workflows, and regulatory reporting, learning to translate... ...Basic understanding of data governance, and responsible AI principles...RegulatoryWork experience placementInternshipImmediate startDay shift
- ...OpportunitiesSenior Compensation Analyst page is loaded## Senior... ...for the design, analysis, and governance of Dallas College’s compensation... ...with institutional goals, regulatory requirements, and labor market... ...job.* Perform other duties not listed as assigned.* *If physical...Regulatory16 hoursTemporary workWork at officeLocal areaRemote work
- ...services, is looking for an Analyst to help maintain our Computerized... ...for this position are listed below: • CMMS database experience... ...and federal regulations governing vehicle operations • Ability... ...Qualifications: • Experience with regulatory compliance or other schedule-...RegulatoryWork at officeNight shift
$75k - $150k
...demonstrate appropriate knowledge, skills, and abilities for a role. Listed below are skills, competencies, work experience, education, and... ...Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office- ...including trends and developments in legal and regulatory matters; ensure programs, processes,... ...analytics Comprehensive knowledge of government regulations, laws, and best practice as... ...: This description is not an exhaustive list of all job functions, duties, skills,...RegulatoryTemporary workWork experience placementWork at officeLocal area
$44k - $111.8k
...the company's success. The Production Analyst supports the Multifamily Capital (MFC)... ...knowledge, skills, and abilities for a role. Listed below are skills, competencies, work... ...SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office- ...Job Description Senior Benefits Analyst At Invited Clubs, Benefits is about more... ...vendors to ensure accurate administration, regulatory compliance, operational excellence, and a... ...this position and is not a comprehensive list of duties, responsibilities, or requirements...RegulatoryFull timeTemporary workPart timeWork at officeLocal areaHome office2 days per week
- ...that solutions meet operational needs and regulatory compliance. Key Responsibilities... ...Ability to converse with industry leaders, analysts, formulate POV on trends, and proactively... ...Configure Rules Engines, Workflows, Check lists, Traceability matrix, NFRs etc. Will be...RegulatoryWork experience placement
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