Hybrid Financial Services Sales Compliance Principal
Advisor Group Inc.
Advisor Group Inc. is seeking a Sales Supervision Principal in financial services to ensure compliance in transactions involving variable annuities. This role offers a hybrid work model with a minimum of four days in the office, based in various locations including Scottsdale. The ideal candidate will possess strong analytical skills and 1–2 years of relevant experience. A Bachelor’s degree is preferred but significant experience may also be considered. Key responsibilities include reviewing transactions, collaborating with advisors, and ensuring adherence to regulatory requirements. #J-18808-Ljbffr Advisor Group Inc.
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Hybrid Financial Services Sales Compliance Principal in Scottsdale, AZ vacancy
$65k - $75k
Overview Position: Sales Supervision Principal - Financial Services Sales Supervision Principal. Location: Atlanta... ...of these hubs. Osaic requires a hybrid schedule with a minimum of four days... ...internal controls to ensure compliance with industry standards and the firm...PrincipalFull timeWork at office$65k - $75k
Supervision Principal Opportunity in Financial Services Sales Supervision Principal Location(s): Atlanta: 2300 Windy... ...has returned to the office on a hybrid schedule requiring a minimum of 4... ...s policies and procedures and in compliance with regulatory requirements to protect...PrincipalFull timeWork at office$55k - $60k
...Development Opportunity in Financial Services Business Development Manager... ...returned to the office on a hybrid schedule requiring a minimum... ...managing and accelerating the sales process, and collaborate... ...Orchestrate due diligence with Compliance and Supervision teams. Lead...SuggestedFull timeContract workWork at officeAdvisor Group
Scottsdale, AZ4 days ago- Acosta Sales & Marketing is looking for an experienced leader to manage analytics, space management, and category management teams in a hybrid role. You will collaborate with senior leadership and clients, delivering insights that enhance performance and efficiency. The...Suggested
$104k - $130k
...Scottsdale, AZ, responsible for managing risk and ensuring compliance within the company’s risk management framework. The... ...in operational risk management, ideally within financial services. The position offers a hybrid work model and a competitive salary range of $104,00...Suggested- ...driven fintech company building financial solutions for people whose... ...years. We're hiring a Principal Product Manager to lead us in... ...the complexity of financial services. You’ll love this role... ...banking, payments, operations, compliance, and deeply human customer...PrincipalRemote workWork from homeSleeping nights
GrabJobs
Scottsdale, AZ1 day ago - Title: Sales Supervision Principal Location: Oakdale, MN / Scottsdale, AZ / La Vista, NE / Atlanta, GA / St. Petersburg, FL Duration: Permanent... ...with the firm’s policies and procedures and in compliance with regulatory requirements to protect the client, the First...PrincipalPermanent employment
$19k
Financial Services Professional - Hybrid Remote (AZ) Location: City Scottsdale Location: State AZ 85028 Job Description Bankers Life®, a leading... ...seeking ambitious individuals to join our team of Insurance Sales Agents and Financial Representatives. If you have a...Remote jobFull timeWork at officeLocal areaFlexible hours- ...Senior Sales Professional The FreedomPay Commerce Platform... ..., education, healthcare and financial services. FreedomPay's technology has... ...involve formal RFPs, security and compliance reviews, and executive-level... ...sharing plan, flexible hybrid working environment, and great...Full timeContract workCasual workWork at officeFlexible hours
FreedomPay
Paradise Valley, AZ3 days ago - CBIZ, Inc. is looking for a candidate in Scottsdale, Arizona, to facilitate client meetings and develop deliverables with a hybrid work schedule. The ideal candidate will have 1-3 years of experience in a relevant field, ideally in healthcare consulting, and a Bachelor...Remote jobWork at office
$55k - $60k
...Business Development Manager in Scottsdale to support the recruitment of new financial representatives. The role requires effective communication and collaboration across departments in a hybrid work environment. Candidates should have at least 3 years of relevant...Full time$94.4k - $293.8k
...stakeholder alignment across Claims, Legal, Compliance, SIU, IT, and Finance. Client Growth... ...leadership. Work Model & Travel ~ Hybrid client facing role with typical travel 3... ...veteran employment opportunities to our service men and women. Other Employment...Live inWork at officeLocal areaAccenture
Scottsdale, AZ3 days ago$150k - $250k
...Transactional Attorney Finished Lot Land Sales/Landbanking Note: This position requires employee to be hybrid in the Scottsdale, AZ office.... ...land banking and lot servicing deals as well as land... ...in multiple states to ensure compliance with regional real estate laws...Full timeWork at officeLocal area- ...Underwriting and Portfolio Management team. In this role, you'll manage financial health analyses of a substantial net-lease portfolio, focusing... ...investments and strong financial analytical skills, working in a flexible hybrid schedule environment. #J-18808-Ljbffr STORE CapitalFlexible hours
- ...lease portfolio. The successful candidate will conduct detailed financial analyses, manage distressed leases, and prepare performance... ...strong quantitative skills. The role offers a competitive pay, hybrid work schedule, and comprehensive benefits. #J-18808-Ljbffr Store...
- CyberCoders is seeking an Accounting Manager for a hybrid role in Scottsdale, AZ. You will lead a small public accounting team, oversee month-end close, GAAP reporting, and direct client advisory while ensuring accuracy and scalable processes. CPA or CPA candidate with...Local area
$104k - $130k
Early Warning Services, LLC is seeking a Manager, Risk Management in Scottsdale. This role... ...functions, engaging in regulatory compliance, and ensuring control effectiveness. Candidates... ...experience. The position offers a hybrid work model. The base pay ranges from $10...$84k - $105k
...Warning, we’ve powered and protected the U.S. financial system for over thirty years with... ...institutions to increase access to financial services and protect transactions for hundreds of... ..., Chicago, or New York follow a hybrid work model to allow for a more collaborative...Hourly payWork at officeImmediate startVisa sponsorshipWork visaFlexible hoursDormont Manufacturing Company
Scottsdale, AZ1 day ago- A leading hotel in Arizona is seeking an Area Sales Manager to drive sales efforts across several properties. This hybrid position involves discovering new sales opportunities, maintaining relationships with corporate clients, and representing the hotel at industry events...
$41.71k - $50k
...Street Job Family Group: Retail Banking Sales & Service Delivers exceptional service to BMO... ...provides advice and guidance regarding financial solutions that are in the best interests... ...shifts. Follows through on risk and compliance processes and policies to ensure we safeguard...Part timeLocal areaDay shiftHispanic Alliance for Career Enhancement
Scottsdale, AZ4 days ago$26 per hour
...nationwide reach their full financial potential. Sound like something... ...a more inclusive financial services and banking ecosystem for all... ...transactions, proactively identifying sales opportunities, and acquiring... ...products and services. Compliance and Training: Maintain...Hourly payPart timeWork at officeLocal areaFlexible hoursNight shiftStearns Bank N.A.
Scottsdale, AZ3 days ago- ...company's accounting operations, financial reporting, corporate... ...corporate insurance and licensing compliance, and drive continuous process... ...with Operations, Technology, Sales, Marketing, Human Resources,... ...Commercial real estate, financial services, banking, lending, fintech,...Local area
Comm Loan
Scottsdale, AZ2 days ago $60k
.... The position will be hybrid with 3 days required on-... ...in the construction and sale of high quality homes designed principally for the entry-level and... ...- Electrical Products & Services Founded in Denver in 198... ...and Purchasing Manager - Financial Services Procurement Opportunity...Full timeMonday to FridayFlexible hours- ...Financial Consultant Opportunity We're excited to... ...success, your strategic sales mindset, and your consultative... ...our managed advice services when appropriate,... ...completed after hire Compliance will confirm which... ...Vanguard has implemented a hybrid working model for the...
Vanguard
Scottsdale, AZ3 days ago $110k - $120k
A financial services firm located in Scottsdale, AZ is seeking a Finance Manager to deliver critical financial insights for acquisitions. This... ...range of $110,000 - $120,000 annually plus bonuses, with a hybrid work schedule requiring on-site presence for most of the week...$80k - $85k
Relationship Management Opportunity in Financial Services Product Sales Consultant Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta... ..., FL 33702 Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office...Full timeWork at office- A leading fintech organization is seeking a Principal F5 Network Engineer to join their team in a hybrid role based in Phoenix, Chicago, San Francisco, or New York. This is a full‑time opportunity focused on advanced network architecture, leveraging technologies such as...PrincipalFull timeFlexible hours
$84k - $94k
Compliance Opportunity in Financial Services Senior Surveillance Analyst Location(s): Atlanta: 2300 Windy Ridge Pkwy... ...has returned to the office on a hybrid schedule requiring a minimum of 4 days... .... Ability to interpret the Sales Practice Manual, FINRA manual, FINRA...Full time- A renewable energy firm in Scottsdale is seeking a Senior Accountant to manage financial data, prepare financial statements, and ensure compliance with GAAP for construction projects. The ideal candidate has a Bachelor's degree in accounting and at least 4 years of experience...
- ...activities, journal entries, reconciliations, and financial analysis ? Analyze inventory, margins,... ...? Partner cross-functionally with Operations, Sales, and Customer Service ? Support audits, sales tax compliance, and financial reporting ? Help build...
Headfarmer LLC
Scottsdale, AZ21 hours ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Financial Services Sales Compliance Principal. Be the first to apply!
Related searches
- financial aid Scottsdale, AZ
- financial software developer Scottsdale, AZ
- ally financial Scottsdale, AZ
- financial sales Scottsdale, AZ
- financial engineer Scottsdale, AZ
- financial Scottsdale, AZ
- financial pr Scottsdale, AZ
- workday financials Scottsdale, AZ
- financial technician Scottsdale, AZ
- financial executive Scottsdale, AZ