Senior Compliance Surveillance Manager
Transamerica
Transamerica in the United States seeks a Manager in Regulatory Compliance to lead surveillance and oversight across broker-dealer, registered investment adviser, and insurance channels. You will drive risk-based reviews and provide strategic direction. This role requires strong leadership, ability to interpret FINRA and SEC rules, and collaboration with cross-functional partners. You will coach staff, report findings to management, and support regulatory examinations. #J-18808-Ljbffr Transamerica
Vacancy posted 2 days ago
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