Senior Regulatory Controls & Audit Specialist
BetMGM LLC
BetMGM LLC is seeking a Sr. Business Protection Specialist to join their Business Protection team within Customer Operations. This role is essential for ensuring that operations comply with regulatory requirements by performing audits, mapping processes, and monitoring regulatory changes. The ideal candidate will have experience in regulated environments and strong analytical skills. The position is crucial for protecting customers and enabling audit readiness while supporting operational excellence. #J-18808-Ljbffr BetMGM LLC
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Controls & Audit Specialist in New York, NY vacancy
- ...UGI Corporation is seeking an Internal Audit Manager to oversee audit engagements and enhance controls across our operations in Pennsylvania. This pivotal role... ...managing audit programs, ensuring compliance with regulatory standards, and guiding an audit team to achieve...SeniorRegulatoryRemote work
UGI
New York, NY19 hours ago $165k - $275k
Morgan Stanley is seeking a Senior Finance Risk lead in New York to oversee all internal audit-related interactions across Finance. This role involves collaborating... ...preparedness and providing insights into global regulatory plans. Candidates should possess strong audit...SeniorRegulatory- U.S. Bank is seeking a Senior Audit Project Manager who will deliver assurance and advisory services to enhance risk management and governance... ...Markets and affiliated activities, ensuring compliance with regulatory standards. The ideal candidate will have over 8 years of...SeniorRegulatory
$190k - $220k
RTW Investments in New York seeks a motivated Controller to join its finance team. This role involves overseeing... ...infrastructure across the firm. The Controller will manage audits, review reconciliations, and lead regulatory filing processes. Candidates should have 10 years...SeniorRegulatory- ...investment platform is looking for a Fund Controller to lead fund accounting and financial reporting. This role directly supports senior leadership and involves responsibilities... ...overseeing monthly NAV processes, ensuring regulatory compliance, and driving process...SeniorRegulatory
- ...expertise in risk identification, control frameworks, and issue... ...across functions. This is a senior role requiring strategic thinking... ...risk management policies and regulatory expectations Gap & Issue Identification... ...forums, risk committees, and audits Ensure proper documentation...SeniorRegulatory
- ALIGN Executive Search seeks an experienced Financial Controller to oversee financial operations, accounting, and regulatory reporting for its Idaho senior living portfolio. You will lead the accounting team, optimize performance, drive regulatory compliance, and provide...SeniorRegulatory
$165k - $185k
A leading financial institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations...SeniorRegulatory- TD Bank is searching for a Senior Risk Analyst to provide guidance on risk management within their Risk Management department... ...The analyst will execute independent testing of business controls and monitor regulatory trends. This role supports TD's commitment to effective...SeniorRegulatory
- ...Description Wise is looking for a Senior Manager to join its growing... ...a focus on AML and Fraud controls Provide advice and... ...Horizon scanning of new FinCrime regulatory developments and maintaining... ...Certified Anti-Money Laundering Specialist (CAMS), or similar Experience...SeniorRegulatoryFull timeFreelanceWork at office
Wise
New York, NY7 days ago - ...Cybersecurity Inc. in New York, NY seeks a Senior Staff Accountant to oversee general... ...prepare financial statements, and support regulatory compliance. You will collaborate with cross... ...teams to improve reporting and internal controls in a fast-paced enterprise environment....SeniorRegulatory
$130k - $180k
Bloomberg is seeking a Control Management Senior Analyst to lead technology risk mitigation efforts within the Financial Management Systems & Solutions Team. This role is crucial for ensuring regulatory compliance through design and assessment of IT General Controls. Ideal...SeniorRegulatory- ...Management professional with over 10 years of experience. This senior role involves evaluating and strengthening risk and control frameworks, performing assessments, and ensuring compliance with regulatory standards. The ideal candidate will have strategic thinking and...SeniorRegulatory
- Citi is seeking a Testing Senior Analyst to join the KYC Systems team. The role focuses on AML/KYC governance, data patch governance, and regulatory reporting in coordination with Compliance and Control. The analyst collaborates with technology and business teams to support...SeniorRegulatory
- ...extraordinary. We are looking for a Senior Director, Loans Enablement Platform Controls Lead, to help design, implement... ..., effective, and aligned to regulatory expectations, internal policies,... .... Accountable for supporting audits, regulatory exams, and internal...SeniorRegulatoryWork experience placementWorldwide
BNY
New York, NY17 days ago - ...financial services company located in New York is seeking an Associate Controller for their External Reporting team. This role involves... ...experience in external reporting are preferred, with the opportunity to engage with senior stakeholders. #J-18808-Ljbffr JPMorgan Chase & Co.SeniorRegulatory
- Citi recruits for a Controls Automation & SAS Development - Assistant Vice President to design and... ...alignment with Citi’s risk framework. Engage with senior management, collaborate across functions, and stay updated on regulatory changes to maintain robust control processes...SeniorRegulatory
$88 per hour
BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution... ...The role focuses on Information Barriers, Control Room Compliance, and Equity Research compliance, supporting governance, regulatory compliance, and SME activities across the...SeniorRegulatoryContract workImmediate startRemote work- ...impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Cybersecurity and Technology Controls, you will... ...and controls, helping ensure alignment with firm standards, regulatory requirements, and industry best practices. Analyze...SeniorRegulatory
J.P. Morgan
New York, NY3 days ago - A leading financial services firm is seeking an Associate Controller within the External Reporting team based in New York. This role involves... ..., communication with various stakeholders, and adherence to regulatory requirements. Candidates must have a Bachelor's degree in...SeniorRegulatory
$180k - $250k
...implement and execute our AML/CTF control assurance framework for Ant... ...risk appetite and evolving regulatory requirements; Act as the... ...in AML compliance, internal audit, or control assurance within... ...communicator capable of influencing senior stakeholders and driving...SeniorRegulatoryFull time- ...today! Position Summary The Accounting & Controls Senior Manager will play a critical role in... ...growth, digital transformation and evolving regulatory and accounting standards. Reporting... ...Company. Assist in preparation of audited financial statements, and coordinate deliverables...SeniorRegulatory
- ...investigates a range of financial accounting/audit operational and/or reporting issues... ...experience of key processes and internal controls over financial reporting Strong working... ...control frameworks (COSO), FDICIA regulatory requirements Excellent stakeholder management...SeniorRegulatory
- ...life sciences company is seeking a highly skilled Senior Clinical Recruiter to manage document control and formatting. This remote role requires over 5 years... ...documents and ensure compliance while supporting regulatory readiness. Join us for this indefinite contract opportunity...SeniorRegulatoryContract workRemote work
$157.4k - $262.3k
...Overview: Senior Manager of Enterprise Risk & Controls which sits within ERM’s Risk & Control... ...with State and Federal Regulatory Agencies, and support... ...organizations such as Internal Audit and Legal. Identify... ...: Manage a team of Specialists and/or Advisors. May...SeniorRegulatoryTemporary workWork experience placementWork at officeM&T Bank
New York, NY1 day ago$130k - $200k
RTW Investments is looking for a Management Company Controller in New York, responsible for overseeing the firm’s management company financial... ...including accounts payable, financial reporting, and regulatory compliance. The ideal candidate will have 7-10 years of accounting...SeniorRegulatory$75k - $85k
Location and Job Title: Senior Accountant/Assistant Controller Edith & Carl Marks JCH of Bensonhurst 7802 Bay... ...together with program staff, forecasting, audits and reporting). The position... ...contracts and foundation grants: Regulatory filings (i.e. claims, budgets, budget...SeniorRegulatoryContract workFlexible hours- Menarini in New York is seeking a Sr. Manager/AD Quality Control to oversee the tactical execution of quality standards for oncology... ...scientific field, 10+ years of Quality Control experience, and strong regulatory knowledge. The position offers a competitive salary ranging...SeniorRegulatoryContract work
- ...Senior Audit Manager – Remote Quality Assurance Improvement Program (QAIP) Location: Remote... ...plan, governance, risk management, and control processes. Evaluate the IA workpaper tool... .... Review the tracking process for open regulatory and third-party findings to ensure...SeniorRegulatoryRemote work
Veterans Sourcing Group, LLC
New York, NY2 days ago - ...institution is seeking an experienced Markets Audit leader to oversee a portfolio of... ...while partnering closely with senior business, risk, and control stakeholders. The position offers significant... ..., risk-focused, and aligned with regulatory expectation s.Leverage data...SeniorRegulatory
Hw3 Llc
New York, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Controls & Audit Specialist. Be the first to apply!
Related searches
- regulatory reporting analyst New York, NY
- legal compliance analyst New York, NY
- senior compliance analyst New York, NY
- regulatory compliance specialist New York, NY
- trade compliance specialist New York, NY
- regulatory affairs consultant New York, NY
- regulatory affairs specialist New York, NY
- compliance coordinator New York, NY
- regulatory operations specialist New York, NY
- cybersecurity policy and compliance analyst New York, NY