Senior Regulatory Controls & Audit Specialist
BetMGM LLC
BetMGM LLC is seeking a Sr. Business Protection Specialist to join their Business Protection team within Customer Operations. This role is essential for ensuring that operations comply with regulatory requirements by performing audits, mapping processes, and monitoring regulatory changes. The ideal candidate will have experience in regulated environments and strong analytical skills. The position is crucial for protecting customers and enabling audit readiness while supporting operational excellence. #J-18808-Ljbffr BetMGM LLC
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Controls & Audit Specialist in New York, NY vacancy
- UGI Corporation is seeking an Internal Audit Manager to oversee audit engagements and enhance controls across our operations in Pennsylvania. This pivotal role... ...managing audit programs, ensuring compliance with regulatory standards, and guiding an audit team to achieve...SeniorRegulatoryRemote job
$165k - $275k
Morgan Stanley is seeking a Senior Finance Risk lead in New York to oversee all internal audit-related interactions across Finance. This role involves collaborating... ...preparedness and providing insights into global regulatory plans. Candidates should possess strong audit...SeniorRegulatory- ...investment platform is looking for a Fund Controller to lead fund accounting and financial reporting. This role directly supports senior leadership and involves responsibilities... ...overseeing monthly NAV processes, ensuring regulatory compliance, and driving process...SeniorRegulatory
$165k - $185k
A leading financial institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations...SeniorRegulatory- CG Oncology, Inc. is seeking a Sr Director, Quality Control to drive quality strategy and oversee compliance for bladder cancer therapies... ...extensive experience in biopharmaceutical quality and regulatory systems, along with strategic leadership capabilities. The ideal...SeniorRegulatoryRemote job
- TD Bank is searching for a Senior Risk Analyst to provide guidance on risk management within their Risk Management department... ...The analyst will execute independent testing of business controls and monitor regulatory trends. This role supports TD's commitment to effective...SeniorRegulatory
$130k - $180k
Bloomberg is seeking a Control Management Senior Analyst to lead technology risk mitigation efforts within the Financial Management Systems & Solutions Team. This role is crucial for ensuring regulatory compliance through design and assessment of IT General Controls. Ideal...SeniorRegulatory- TD Bank, N.A. is seeking a Governance & Control Analyst III to provide specialized governance and control guidance for business areas... ...responsibilities such as independent controls testing, regulatory reporting, and analyzing control designs. The ideal candidate...SeniorRegulatory
- ...Services Company is seeking a Sr. Nuclear Analyst for Document Control. This position will plan and carry out broad assignments,... ...requires extensive experience in nuclear operations and knowledge of regulatory standards. The Sr. Nuclear Analyst will analyze data, prepare...SeniorRegulatoryFull time
- TwinThread is seeking a Product Controller Senior Associate to oversee transaction cycle control and external financial reporting for the... ...principles. This is an opportunity to work in a dynamic environment with enforcement of regulatory standards. #J-18808-Ljbffr AumniSeniorRegulatory
- ...financial services firm is seeking a Global Rates Product Controller - Senior Associate in Brooklyn, NY. This role involves overseeing financial... ...Global Rates Line of Business and providing guidance on regulatory and accounting issues. Candidates should have over 4 years...SeniorRegulatory
- A leading financial services firm is seeking an Associate Controller within the External Reporting team based in New York. This role involves... ..., communication with various stakeholders, and adherence to regulatory requirements. Candidates must have a Bachelor's degree in...SeniorRegulatory
- ...life sciences company is seeking a highly skilled Senior Clinical Recruiter to manage document control and formatting. This remote role requires over 5 years... ...documents and ensure compliance while supporting regulatory readiness. Join us for this indefinite contract opportunity...SeniorRegulatoryContract workRemote work
- ...financial services company in New York is seeking a Senior Manager of Broker-Dealer Financial Operations and Controls. This pivotal role involves managing financial... ...-dealer operations, financial reporting, and regulatory compliance with at least 5 years of relevant experience...SeniorRegulatoryWork at office
- Menarini in New York is seeking a Sr. Manager/AD Quality Control to oversee the tactical execution of quality standards for oncology... ...scientific field, 10+ years of Quality Control experience, and strong regulatory knowledge. The position offers a competitive salary ranging...SeniorRegulatoryContract work
- As a Tech Risk and Controls Senior Associate at J.P Morgan Chase, within the Global Technology Chief Data Office, you will contribute... .... Facilitate evidence aggregation for GT Data Management audits, regulatory exams or operational risk reviews. Represent GT CDO in...SeniorRegulatoryWork at office
$170k - $300k
The Senior Attorney Export Control and Anti-Boycott Legal Director is a senior level position responsible for serving as strategic business partner... ..., widely accepted business practices, laws, rules, and regulatory guidelines; identifying when to elevate when necessary Collaborate...SeniorRegulatoryFull time- ...this fast‑paced career opportunity! As a Global Rates Product Controller - Senior Associate in the Corporate & Investment Bank, you will be... ...of Business (LOB) ensuring compliance with corporate and regulatory requirements. Monitor the Global Rates Balance Sheet from a...SeniorRegulatory
$90k - $160k
...IT RISK & CONTROL SENIOR ANALYST WHAT IS THE OPPORTUNITY? The IT... ...Senior Analyst is a subject-area specialist with specialized training,... ...requirements. Support regulatory requirements and deliverables... ...effectiveness Prior IT Control Audit experience is strongly...SeniorRegulatoryRemote workCity National Bank
New York, NY2 days ago$90k - $125k
...Senior Document Controller About the Project We are currently seeking a dedicated and accomplished Senior... ...requirements. Perform routine audits and quality checks to confirm document... ...completeness, consistency, and compliance with regulatory expectations and project guidelines....SeniorRegulatoryFull timeWork at officeNPAworldwide
New York, NY9 hours ago- Senior Audit Manager - Remote Quality Assurance Improvement Program (QAIP) Location: Remote... ...plan, governance, risk management, and control processes. Evaluate the IA workpaper tool... ...Review the tracking process for open regulatory and third-party findings to ensure...SeniorRegulatoryRemote work
- ...s next. About the team The Regulatory & Compliance team helps Airwallex... .... What you’ll do This is a senior global leadership role... ...building and scaling Airwallex’s controls and obligations management framework... .... Support regulatory exams, audits, inspections, RFIs, and...SeniorRegulatoryWorldwide
$500 per month
...Design, implement, and maintain the Ops Control framework across back-office operations,... ...performed in accordance with applicable regulatory requirements. Independently verify that... ...including coordination and support for internal audits, external auditors, and FINRA and SEC...SeniorRegulatoryHome office- ...risk through governance, processes and controls, and partnering across lines of business... ..., managing operational risk and ongoing regulatory engagement. You will be part of an agile... ...operations management, legal, compliance, risk, audit, regulators and technology control...SeniorRegulatoryShift work
$110k - $170k
...Trade Control / Back Office – Senior Business Analyst Talan is an international group that supports its clients in their end-to-end Data & AI transformation... ..., reconciliations) Back Office & post‑trade operations Regulatory, accounting, and exchange‑related workflows Interaction...SeniorRegulatoryH1bVisa sponsorshipWork visaTalan Group
New York, NY2 days ago- ...financial statements for private equity funds. The successful candidate will manage investor reporting, lead audit processes, and ensure compliance with regulatory requirements. Candidates should have over 7 years of fund accounting experience within asset management....SeniorRegulatory
- ...seeking a proactive, results-driven Senior/Manager Internal Auditor to join the Internal Audit team. This role supports the build... ...Develop audit programs, risk and control matrices, and test procedures aligned to applicable regulatory frameworks. Perform substantive...SeniorRegulatoryWork at officeWork from home
Uphold Inc.
New York, NY4 days ago - ...Associate Controller Join our dynamic External Reporting team as an Associate controller... ..., this role provides high visibility to senior stakeholders in the Commercial & Investment... ...results with various lines of business, Regulatory Controllers, and SEC reporting teams...SeniorRegulatoryBank staffVisa sponsorship
Chase
Brooklyn, NY9 hours ago $215k - $260k
...Annually Position Summary The Director/Senior Director of Finance & Assistant Controller is a key finance leadership role... ...quarterly reviews and annual audits Assist with the implementation... ...financial reporting Review annual regulatory reports to comply with various...SeniorRegulatoryFull timeLocal areaFlexible hours- ...auditors and support annual audit and review requirements. Evaluate... ...and strengthen accounting controls, governance frameworks, and... ...including payroll, tax, and other regulatory filings. Direct vendor... ...role serves as a key partner to senior leadership in monitoring...SeniorRegulatoryWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Controls & Audit Specialist. Be the first to apply!
Related searches
- governance risk & compliance analyst New York, NY
- regulatory officer New York, NY
- regulatory affairs specialist New York, NY
- information security compliance analyst New York, NY
- compliance officer part time New York, NY
- regulatory compliance specialist New York, NY
- compliance coordinator New York, NY
- contract compliance specialist New York, NY
- compliance consultant New York, NY
- human resources compliance specialist New York, NY