Senior Regulatory Controls & Audit Specialist
BetMGM LLC
BetMGM LLC is seeking a Sr. Business Protection Specialist to join their Business Protection team within Customer Operations. This role is essential for ensuring that operations comply with regulatory requirements by performing audits, mapping processes, and monitoring regulatory changes. The ideal candidate will have experience in regulated environments and strong analytical skills. The position is crucial for protecting customers and enabling audit readiness while supporting operational excellence. #J-18808-Ljbffr BetMGM LLC
- ...review virtual endpoint security, network security, and other IT controls across PCG branch offices. The role works with branch... ...ensure timely reporting and compliance with firm policies and regulatory requirements. The ideal candidate has a strong information security...SeniorRegulatoryRemote job
$165k - $275k
Morgan Stanley is seeking a Senior Finance Risk lead in New York to oversee all internal audit-related interactions across Finance. This role involves collaborating... ...preparedness and providing insights into global regulatory plans. Candidates should possess strong audit...SeniorRegulatory- U.S. Bank is seeking a Senior Audit Project Manager who will deliver assurance and advisory services to enhance risk management and governance... ...Markets and affiliated activities, ensuring compliance with regulatory standards. The ideal candidate will have over 8 years of...SeniorRegulatory
- TPG Real Estate Finance seeks a highly motivated Fund Controller to oversee accounting, operations, and financial reporting for our... ...candidate will coordinate NAVs, financial statements, audits, and regulatory filings with third-party administrators and internal teams,...SeniorRegulatory
$190k - $220k
RTW Investments in New York seeks a motivated Controller to join its finance team. This role involves overseeing... ...infrastructure across the firm. The Controller will manage audits, review reconciliations, and lead regulatory filing processes. Candidates should have 10 years...SeniorRegulatory- Coinbase in the United States is seeking a Senior Business Controller to drive cross‑functional alignment across Finance and Operations... ...launches while upholding financial integrity, audit readiness, and regulatory compliance. The role requires a background in accounting...SeniorRegulatory
- ...investment platform is looking for a Fund Controller to lead fund accounting and financial reporting. This role directly supports senior leadership and involves responsibilities... ...overseeing monthly NAV processes, ensuring regulatory compliance, and driving process...SeniorRegulatory
- ...industry standards.Job DescriptionSenior Controller OverviewThe Senior Controller will oversee financial... ...statements, capital call letters, and audit documentation in coordination with... ...with financial reporting, audits, and regulatory compliance.Comfortable supervising, coaching...SeniorRegulatory
- We’re seeking a future team member for the role of Senior Director, First Line of Defense Controls Lead to join our Loans Platform team. This role is... ..., strategy and facilitation for assessment, audits, regulatory interaction and preparation for Key Risk Review meetings...SeniorRegulatoryWorldwideFlexible hours
- ...an experienced Financial Crime Risk Management testing specialist to join the team. The role focuses on independent evaluation of controls, documentation, and reporting of testing results with emphasis on regulatory requirements and risk mitigation. Ideal candidates...SeniorRegulatory
- ...Senior Vice President, ESG Data Solutions & Controls Role Responsibilities: We’re seeking a Senior Vice President within the Sustainability Hub to lead... ...a matrixed environment. This role defines ESG regulatory and business-driven consumer requirements, drives delivery...SeniorRegulatoryContract workWork at office
$135k - $165k
...motivated and detail-oriented Fund Controller to join our team. This... ...Review quarterly and annual audited financial statements, including... ...complex transactions and evolving regulatory issues. Review and approve... ...to deal team members and senior management. They see process...SeniorRegulatory- TD Bank in New York, NY seeks a Governance & Control Analyst III to provide specialized guidance and support for risk and control objectives... ..., analysis and testing as a lead or SME, contributing to regulatory and internal risk reporting while collaborating with risk,...SeniorRegulatory
- TD Bank in New York is seeking a Senior Group Risk Analyst to provide expert guidance,... ...processes and technology, contributing to regulatory and internal risk reporting. The... ...staff and senior management to strengthen risk controls and governance. #J-18808-Ljbffr TDSeniorRegulatory
- ...seeking a highly experienced Senior Managing Director/ Senior Vice... ...to lead Business Risk and controls transformation. This leader will... ..., Operational Risk, Internal Audit, Technology, and business... ...environment and ensure alignment with regulatory expectations and enterprise...SeniorRegulatoryFull timeFlexible hours
- TD Securities in New York seeks a Senior Operations Analyst for Options Clearing to ensure daily trade... ..., Trading and Technology to maintain strong control infrastructure. The candidate will review records for regulatory compliance, monitor controls, and participate in...SeniorRegulatoryNight shift
- ...Cybersecurity Inc. in New York, NY seeks a Senior Staff Accountant to oversee general... ...prepare financial statements, and support regulatory compliance. You will collaborate with cross... ...teams to improve reporting and internal controls in a fast-paced enterprise environment....SeniorRegulatory
- ...in New York, NY is seeking a Group Risk Specialist within Risk Management to oversee risk frameworks and 2LOD testing, guiding controls and reporting for enterprise risk. Requires... ...risk management with strong governance, regulatory knowledge, and data analytics skills....SeniorRegulatoryFull time
- TD Bank in New York is seeking a Senior Risk Analyst for 2LoD controls testing and oversight. Hybrid work arrangement with on-site support in New York... .... The role supports independent testing across regulatory and internal reporting, data risk and liquidity/capital...SeniorRegulatory
- ...business is seeking a Financial Controller to take ownership of day-to-... ..., month-end close processes, audit management and financial... ...Oversee external audits and regulatory reporting requirements. Partner... ...visible position with exposure to senior leadership. Ability to...SeniorRegulatory
- ...experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management of the department’s... ...Global Control Room Head with implementing a program focused on regulatory initiatives and global deployments. The candidate will bring 7...SeniorRegulatory
- Job Description - IT Risk & Control Senior Analyst (Second Line of Defence) Role: IT Risk & Control... ...‑end IT control testing , and banking regulatory compliance . The ideal candidate will... ...Security Controls, Control Testing, Audit, and Financial Services Regulatory Frameworks...SeniorRegulatoryLong term contract
- JPMorgan Chase & Co. in New York is seeking a senior Controls Manager - Executive Director to lead the... ...of control gaps, and partner with audit, legal and finance teams to ensure alignment with firmwide standards and regulatory requirements. The role is based in New York...SeniorRegulatory
- Citi recruits for a Controls Automation & SAS Development - Assistant Vice President to design and... ...alignment with Citi’s risk framework. Engage with senior management, collaborate across functions, and stay updated on regulatory changes to maintain robust control processes...SeniorRegulatory
- ...Stemline seeks a Sr. Manager/AD Quality Control to lead day-to-day QC oversight of the oncology... ...procedures. You will liaise with regulatory agencies and internal customers to uphold... ...prevention-based quality improvements, audits, and readiness for FDA/EMA. #J-18808-Ljbffr...SeniorRegulatory
$175k - $227.5k
...responsible for:Circle is seeking a seasoned Senior Manager of Internal Audit to lead the strategic development... ...of the Currency (“OCC”)’s regulatory requirements. Reporting to the Head... ...verify the effectiveness of internal controls across Circle National Trust’s treasury...SeniorRegulatoryWork at officeFlexible hours$112.5k - $147.5k
...Circle is looking for an experienced Senior Analyst, IT Internal Controls & SOX Compliance to join the... ...documented, tested, and monitored to support regulatory and financial reporting requirements... ...Working in tandem with the internal audit group to design testing programs to...SeniorRegulatoryFlexible hours- A leading financial services firm is seeking an Associate Controller within the External Reporting team based in New York. This role involves... ..., communication with various stakeholders, and adherence to regulatory requirements. Candidates must have a Bachelor's degree in...SeniorRegulatory
$77k - $202k
...AssociateJob Description & SummaryThe OpportunityAs an Internal Audit/SOX Business Controls - Senior Associate, you will play a pivotal role in delivering... ...clients across various industries. Within our Risk & Regulatory practice, you will focus on building, optimizing, and...SeniorRegulatoryFull timeH1b- ...CorpSelling Points Shape the future of blockchain auditing and risk advisory services. Collaborate... ..., COSO frameworks, and emerging regulatory standards for digital assets.Support a... ...operations, custody, and digital asset controls.Evaluate governance frameworks supporting...SeniorRegulatoryFlexible hours
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