Wealth Management Risk & Compliance Director
Threadneedle group
Ameriprise Financial is seeking a Senior Director, Business Unit Compliance Liaison to lead the centralized risk team for Wealth Management Solutions with a focus on regulatory reporting and governance. The role can be based in Minneapolis, MN or Charlotte, NC, offering engagement with regulators, internal audit, and senior leadership. The position requires extensive risk and compliance experience, FINRA licenses, and a proven ability to drive governance and remediation across multiple lines of #J-18808-Ljbffr Threadneedle group
$150k - $206.3k
...more than $1.5 trillion in assets under management, administration and advisement as of... ...around the world.Job DescriptionThe Senior Director, Business Unit Compliance Liaison is responsible for leading the centralized risk team for Wealth Management Solutions, with a focus on...SuggestedFull timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week- Ameriprise Financial Services, LLC is seeking a Senior Director, Business Unit Compliance Liaison to lead the centralized risk team for Wealth Management Solutions. The role focuses on regulatory reporting, controls, committee governance, risk program coordination, policy...Suggested
- Ameriprise Financial is seeking a Manager, Business Unit Risk Compliance Liaison within Wealth Management Solutions. The role focuses on strengthening risk management, supervising compliance for Advisory products, and guiding policy enhancements. The candidate will lead...Suggested
$133.37k - $156.9k
...is an integral member of the Wealth, Corporate, Commercial & Institutional... ...(ICG) Credit and Lending Risk group. The purpose of the... ...standard is applied to exam management across all WCIB Business Units... .... Lead projects that ensure compliance with Credit Policy, BU Procedures...SuggestedFull timeWork experience placementWork at officeLocal area3 days per week- ...Bank of Minneapolis invites applications for a Project Director for our Risk and Compliance Team. You will lead, participate in, and conduct advanced... ...meetings, and presenting recommendations to senior management. #J-18808-Ljbffr Federal Reserve Bank of New YorkSuggested
$133.37k - $156.9k
...is an integral member of the Wealth, Corporate, Commercial & Institutional... ...(ICG) Credit and Lending Risk group. The purpose of the... ...standard is applied to exam management across all WCIB Business Units... .... Lead projects that ensure compliance with Credit Policy, BU Procedures...Temporary workWork experience placementWork at officeLocal area3 days per week$81.7k - $112.3k
...more than $1.5 trillion in assets under management, administration and advisement as of year... ...communities around the world.Job DescriptionThe Wealth Management Solutions business group is hiring a Manager, Business Unit Risk Compliance Liaison to work with the advisory team....Full timeH1bWork at officeWork from homeVisa sponsorship1 day per week$99k - $176k
...DescriptionWhat is the opportunity?RBC US Wealth Managing is building out our credit, lending and... ...products and capabilities. As a Risk Advice Senior Manager, Business Risk Oversight... ...as well as functional groups, such as Compliance, Law Group and Enterprise Group...Full timeFlexible hours$93k - $171.3k
...Are you interested in being on the cutting edge of regulatory compliance? In this highly consultative role, you’ll work closely with... ...this role ends on 7/25/2026. Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team, you will be responsible...Work at officeVisa sponsorship- ProMed is seeking an Environmental Health and Safety (EHS) Manager in Minnesota to design, implement, and monitor policies... ...ensuring a safe workplace. This role ensures regulatory compliance and minimizes EHS risks to employees, the company, and the environment. The...
$128k - $132k
...conduct and oversee SOC 1, SOC 2, and other cybersecurity evaluations. This role involves advising clients on security frameworks and managing practice operations while leading business development initiatives. The ideal candidate will have a Bachelor's degree in Business...- ...What is the opportunity? RBC US Wealth Managing is building out our credit, lending and cash... ...management products and capabilities. As a Risk Advice Senior Manager, Business Risk... ...as well as functional groups, such as Compliance, Law Group and Enterprise Group Risk What...Flexible hours
$110.2k - $137.78k
...Bank of Minneapolis invites applications for a Project Director for our Risk and Compliance Team. As a Project Director within this Risk and Compliance... ...and programs that have significant business impact. Manage communications, facilitate meetings and conference calls...Full timeTemporary workPart timeWork visaShift work- Federal Reserve Bank of Minneapolis seeks a Project Director for the Risk and Compliance Team. You will lead, participate in, and conduct advanced analytic tasks for projects with wide organizational impact, supporting bank and system initiatives. This role requires on...Visa sponsorship
- ...Fargo is seeking a Senior Lead Private Wealth Portfolio Manager to lead a regional team responsible... ...exceptional client outcomes, ensure strong risk management practices, and support... ...growth and acquisition objectives.Maintain compliance with applicable regulatory, risk, and...Full timeWork experience placementWork at office
$114.5k - $157.4k
...financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of... ...initiatives to enable the operational / non-financial risk efforts for RiverSource Insurance and Annuities. Lead the coordination...Full timeH1bWork at officeWork from homeVisa sponsorship1 day per week$133.5k - $207.5k
...is a leading provider of cloud-based supply chain management solutions, serving a global network of retail trading... ...!Position Summary:We're hiring a Senior Manager, Risk & Controls to own and elevate our SOX compliance program at SPS Commerce. This is a high-visibility...Full timeRemote workFlexible hoursShift work$111.2k - $190.3k
...engagements across the U.S. and the global network. The Manager of Risk & Compliance supports Assurance Digital by executing certification and... ...assigned initiatives, escalating complex issues to Associate Directors or Directors.Governance and Reporting Support - Support...Full timeWork experience placementInternshipLocal area$98.56k - $168.96k
...conducts a thorough background check on all new hires.The Manager of First Line Risk Deposits is responsible for executing risk and control routines... ...frameworks. This position works with Deposit Operations, Compliance, and Business Risk teams to ensure proper risk mitigation...Full time$148.2k - $292.3k
...work and accelerate speed-to-value. Work you'll doAs an Actuarial Manager, you will:Provide strategic and technical consulting services to... ..., Medicaid policy, budget forecasting and fiscal analyses, and risk adjustmentLead and manage end-to-end business development...Local area$200k - $250k
CLA is currently seeking a Managing Director - Wealth Strategy & Operations Why This Role MattersThe next era of Wealth Advisory at CLA is being built right now, and this role will help shape what comes next.The Managing Director serves as a strategic advisor and operations...Full time$126.5k - $254.7k
...nowhere like RSM.Role SummaryThe Director, AI & Emerging Technology Risk provides strategic leadership across... ...AI expertise, enterprise risk management, technology risk leadership, solution... ...management (MRM), third-party risk, and compliance—producing actionable remediation...Full timeWork experience placementInternshipLocal area$100k - $137.6k
...financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of... ...Financial is looking to add a Manager, Technology Risk to the team! The Manager, Technology Risk is a Second Line of Defense...Full timeH1bWork at officeWork from homeVisa sponsorship1 day per week$125k - $190k
...Position Summary The Risk Manager is responsible for leading and administering the company's risk management, insurance, and claims programs... ...implements risk management strategies, oversees insurance compliance and claims administration, and provides guidance to project...For subcontractorWork at office- ...Job TitleKey Risk ManagerAbout Children's MinnesotaChildren's Minnesota is one of the... ...SummaryThis position has organizational wide management responsibilities as a key risk manager... ...screen, background investigation, and compliance with the U.S. Government Form I-9,...Full timePart timeWork experience placementLocal areaShift workNight shiftWeekend work
$93.8k - $122k
...Risk Manager Donaldson is committed to solving the world's most complex filtration challenges... ...Risk Manager partners closely with the Director of Risk Management to support the... ...insurance, policy documentation, and related compliance activities Coordinate with brokers...Work experience placementH1bWork at officeRemote workRelocationRelocation package- ...U.S. Bank in Minneapolis, MN is seeking a Risk Manager to lead risk governance for trustee and custodial relationships within Institutional Services. The role partners with RCA teams to drive an enterprise risk framework and mitigate losses from process, system, or human...
- ...with a people-first mantra. From cooks to cashiers to restaurant managers and beyond, we work together to bring to life the Core Values of... ...supportive environments where everyone can thrive. The Senior Risk & Claims Manager is responsible for leading Border Foods’ enterprise...Interim role
- ...Threadneedle Investments in Minneapolis, MN is seeking an experienced risk leader to support RiverSource Insurance and Annuities. You will coordinate risk events, drive governance, and develop risk management strategies across the business, partnering with risk partners and...Worldwide
$155.6k - $306.8k
...The Team: The mission of Quality and Risk Management (QRM) is to manage the risk in our growing... ...Cyber services.Facilitates internal compliance with contract terms, risk management... ...with firm Partners, Principals, Managing Directors, and engagement teams on Requests for...Contract workFor subcontractorWork at officeLocal area
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