Asset and Wealth Management - Regulatory Reporting Specialist - Director
$134k - $348.5kPRICE WATERHOUSE COOPERS
The Opportunity As an Asset and Wealth Management - Regulatory Reporting Specialist - Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing their internal controls, and mitigating risks effectively. Within our Assurance practice, you will focus on confirming adherence to regulatory requirements and providing strategic guidance on compliance strategies. As a Director, you will set the strategic direction and lead business development efforts, making impactful decisions and overseeing multiple projects while maintaining executive-level client relations. Your role is crucial in driving business growth, shaping client engagements, and mentoring the next generation of leaders. In this role at PwC, you will cultivate potential in others and actively collaborate across the PwC Network, leveraging our collective strength to maximize client satisfaction. You will develop new ideas and solutions, promote technological advances, and create an environment where people and technology thrive together. By identifying gaps in the market, you will convert opportunities into success for the firm, all while upholding PwC's reputation for quality, integrity, and inclusion. Responsibilities Leading regulatory compliance initiatives to help clients navigate complex regulatory landscapes Developing and implementing compliance strategies to mitigate risks effectively Overseeing the preparation and submission of regulatory reports in alignment with industry standards Providing guidance on anti-money laundering and financial crime prevention measures Conducting compliance audits and reviews to validate adherence to regulatory requirements Collaborating with clients to enhance internal controls and governance frameworks Promoting innovation and technological advances in compliance processes Mentoring and coaching team members to cultivate their potential and drive business growth Building and maintaining executive-level client relationships to support strategic direction Identifying market opportunities and converting them into successful engagements for the firm What You Must Have At least a Bachelor's degree At least 8 years of experience What Sets You Apart Demonstrating proficiency in Regulatory Reporting within Asset and Wealth Management Utilizing Anti-Money Laundering Compliance knowledge to enhance client engagements Implementing Compliance Program strategies to drive business growth Promoting technological advances in Regulatory Risk Compliance frameworks Cultivating potential through mentoring and leadership in client support Translating strategic vision into actionable business development initiatives Excelling in Governance Risk Compliance (GRC) to maintain industry standards The salary range for this position is: $134,000 - $348,500. For residents of Washington state the salary range for this position is: $134,000 - $410,000. Actual compensation within the range will be dependent upon the individual's skills, experience, qualifications and location, and applicable employment laws. All hired individuals are eligible for an annual discretionary bonus. PwC offers a wide range of benefits, including medical, dental, vision, 401k, holiday pay, vacation, personal and family sick leave, and more. To view our benefits at a glance, please visit As PwC is an equal opportunity employer, all qualified applicants will receive consideration for employment at PwC without regard to race; color; religion; national origin; sex (including pregnancy, sexual orientation, and gender identity); age; disability; genetic information (including family medical history); veteran, marital, or citizenship status; or, any other status protected by law. PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: Learn more about how we work: For only those qualified applicants that are impacted by the Los Angeles County Fair Chance Ordinance for Employers, the Los Angeles' Fair Chance Initiative for Hiring Ordinance, the San Francisco Fair Chance Ordinance, San Diego County Fair Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records will be considered for Employment in accordance with these laws. At PwC, we recognize that conviction records may have a direct, adverse, and negative relationship to responsibilities such as accessing sensitive company or customer information, handling proprietary assets, or collaborating closely with team members. We evaluate these factors thoughtfully to establish a secure and trusted workplace for all. #J-18808-Ljbffr PRICE WATERHOUSE COOPERS
$134k - $348.5k
Overview As an Asset and Wealth Management External Audit - Regulatory Reporting Specialist - Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing internal controls and mitigating risks. Within our Assurance practice...Asset$120k - $180k
...Compliance Officer RWA Wealth Partners is a boutique wealth management firm that provides... ...managing over $20 billion in assets. We are looking for... ...policies, procedures, and regulatory obligations.... ...Manage the escalation, reporting, and documentation of material...AssetLocal area$130k - $170k
...ASSOCIATE DIRECTOR, PRIVATE WEALTH As a Senior Recruiter at Fanning- Masis, I assist my client companies, investment/asset/wealth management firms located in and around Boston which serve a private wealth and/or institutional client base, with their candidate recruitment...Asset- As the Private Wealth Services Tax Manager, you’ll conduct primary and secondary reviews of complex tax returns and provide income, estate, and gift... ...client's other advisers, such as attorneys and financial asset managers Managing multiple client service teams on client...Asset
$70k - $118.75k
...we are looking forThe Regulatory Advisory and Optimization... ...in Boston. The team manages Credit, Market, and Model... ...prepare presentations and reports for... ...largest custodian banks, asset managers and asset intelligence... ...match your needs. And our wealth of development programs...AssetTemporary workWork at officeFlexible hoursShift work- ...strategic transformation leader to drive initiatives within its Wealth platform in Boston. The role demands an ambitious individual... ...10-15 years of relevant experience, especially in wealth or asset management. You will own transformation initiatives, build a...Asset
$120k - $150k
...at Fanning- Masis, I assist my client companies, investment/asset/wealth management firms located in and around Boston which serve a private... ...which serves an UHNW client base, is seeking an Associate Director, Private Wealth. The diverse duties of this role include working...Asset$150.4k - $343.6k
...dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction.... ...gives you the opportunity to focus on U.S Tax Information reporting & withholding. You will work in a group environment on challenging...AssetWork experience placementSummer holidayFlexible hours- Wellington Management Company is hiring a Fund Governance Analyst to support its US Wealth channel growth. This role involves maintaining compliance and governance for the... ...candidate will have 1-3 years of experience in asset management, strong organizational skills, and...AssetWork at officeFlexible hours
- PNC is seeking a Senior Wealth Strategist to develop tax, estate, and financial plans for clients in Boston, MA. This role emphasizes building and managing client relationships while retaining and growing assets under management. Ideal candidates will have over 8 years...Asset
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...and prosperous futures. The Role The Regulatory Lead Specialist is a board governance paralegal role... ...and training; collect fund director and officer questionnaires; assist counsel... ...related rules and regulations and/or asset management industry is preferred, as is experience...AssetWork experience placementWork at officeLocal areaRemote workFlexible hours- EY is seeking a Manager Consultant for their Asset & Wealth Management practice in Boston. You will help clients align their operating models with business strategies, focusing on efficiency and transparency in investment management. The ideal candidate has experience in...AssetFlexible hours
- ...business. The successful candidate will promote services such as asset management and retirement plans, while also cultivating partnerships and... ...role requires a Bachelor's Degree or relevant experience in wealth management and specific financial licenses. This position...Asset
$116.2k - $212.9k
...with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction. Our purpose is to help build a financial services industry in...AssetSummer holidayFlexible hours- ...: Provides administrative support to Region Head for Private Wealth Management in Boston Region in a complex team environment Maintains complex... ...visa procurement when applicable, and processes expense reports in timely manner. Prepares and distributes correspondence, agendas...AssetWork at office
- Riverview Capital Advisers was established in 2006 to meet the wealth management needs of ultra-high net worth individuals and families.... ...following areas: Preparing daily, weekly, and monthly reporting including asset allocations and performance reports Assisting in...AssetWork experience placementWork at office
- Private Wealth Management (PWM) Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for ultra high net worth individuals and families, as well as select institutions, including foundations and endowments. PWM Teams...Asset
$62.5k - $87.5k
Job Overview Wealth Client Relationship Manager - Wealth Management. Partner with Wealth Management Advisors to deepen client relationships, grow advisor... ...of financial plan recommendations, and coordinate asset consolidation. Communicate clearly and succinctly using interpersonal...Asset- asset-management, project-management, Wealth Management, Change & Transformation Perm Hybrid We’re supporting a high-growth investment firm building out its Wealth platform in Boston. This is a genuine build role . Not a “keep the lights on” corporate position. Not a team...AssetPermanent employment
$97.75k - $115k
...A leading asset management firm is seeking a Compliance Analyst to support portfolio compliance activities. Responsibilities include daily... ...monitoring of trades, maintaining compliance programs, and preparing reports. Applicants should have 2-4 years of experience in compliance...AssetFlexible hours$99k - $266k
PwC is looking for an experienced individual to join their tax services team in Boston, MA. The role emphasizes client engagement, team leadership, and the application of tax compliance and consulting knowledge. Candidates must hold a Bachelor's Degree, have at least 4 ...Asset$99k - $266k
Job Summary Industry/Sector Asset and Wealth Management Specialism Industry Tax Practice Management Level Manager Job Description & Summary At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These...Asset$135k - $155k
Job Overview - Data & Reporting Manager (Asset Management) Compensation: $135,000 - $155,000/year + bonus Location: Boston, MA Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Data & Reporting Manager (Asset Management) in Boston, MA for our client, supporting...AssetMonday to Friday- Role Overview Sales Manager, Investor Center - Boston, Seaport. Lead a team of financial advisors... ...advisor development, client experience, asset retention, and sales performance. Drive... ...Center as Voya continues to expand its wealth management footprint. Ensure strong...AssetLocal areaFlexible hours
$137.4k - $240.4k
Overview At Northern Trust, the Wealth Strategist / Client Development Sales Executive is... ...execution of a goals‑driven approach to wealth management planning. You will identify prospective... ...and sales skills to connect client asset situations to our capabilities and services...AssetLocal area- Wealth Planning Strategies page is loaded## Wealth Planning Strategiesremote... ...in the field of Wealth Management and is responsible for... ...objectives and constraints including regulatory issues, liquidity needs and... ...fueled by world-class asset management. But we[ʼ]re not just...AssetWork experience placementWork at office
- A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple...Asset
$77k - $214k
Overview Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and...AssetFull timeH1bLocal area$139k - $260k
...legal team supporting its Wealth and Investment Management division. This Senior Counsel... ...support the legal and regulatory aspects of distributing registered... ...in-house experience at an asset manager, fund sponsor, or... ...and are required to report certain incidents Pay Range...AssetWork experience placementWork at officeRelocation package3 days per week$160k - $240k
...your discretion, subject to manager approval. For example, you may... ...HarbourVest’s Global Private Wealth marketing organization. This... ...prioritization, execution oversight, and reporting. Oversee campaign and... ...marketing within asset management, alternatives, wealth...AssetWork at officeLocal areaRemote work1 day per week
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