Portfolio Trade Compliance Specialist
$97.75k - $115kVictory Capital Management
A leading asset management firm is seeking a Compliance Analyst to support portfolio compliance activities. Responsibilities include daily monitoring of trades, maintaining compliance programs, and preparing reports. Applicants should have 2-4 years of experience in compliance, proficiency in Charles River, and a Bachelor's degree in a relevant field. An attractive compensation range of $97,750 - $115,000 is offered along with excellent benefits including flexible PTO and a 401k plan with employer match. #J-18808-Ljbffr
Vacancy posted 8 hours ago
Similar jobs that could be interesting for youBased on the Portfolio Trade Compliance Specialist in Boston, MA vacancy
$170k - $267.5k
Head of Financing Solutions Front Office Trading Services, Managing Director Who we are... ...lending, financing, liquidity, and innovative portfolio solutions. Front Office Trading Services... ...operational excellence, regulatory compliance, and effective risk management. Lead operational...SuggestedFull timeTemporary workWork at officeFlexible hours$55k - $120k
...expertise, scale, and technology.Job DescriptionTitle: Post Trade Compliance Analyst Location: Denver, CO; Boston, MA; Waltham, MA - HybridAbout... ...control within the investment management process, ensuring portfolios remain compliant with regulatory requirements and client...SuggestedOngoing contractFull timeWork at office- GLOBAL TRADE COMPLIANCE Why join Aptiv? You'll have the opportunity to work on cutting-edge applications, develop breakthrough technologies, and deliver innovative solutions to some of the world’s leading automotive brands. See your work come to life on the road—helping...SuggestedFull timeTemporary work
$66.8k - $86.8k
A leading global investment firm in Boston is seeking a Portfolio Compliance Associate to ensure compliance with investment guidelines across managed portfolios. The role requires 1-3 years of experience in financial services, a Bachelor's degree in a related field, and...Suggested- FL Putnam Investment Management’s Portfolio Analyst role sits within the Portfolio Analysis Team in Massachusetts (Lynnfield, Needham or Boston). The analyst manages trading processes for the investment team and ensures optimized workflows, collaborating across teams to...Suggested
- ...Management LLC, a global, data-driven investment manager headquartered in Boston, seeks an entry-level Analyst to join Portfolio Construction and Trading. You’ll gain hands-on exposure to portfolio implementation, trading, and quantitative analysis, applying Python and...3 days per week
- The Trade Operations & Data Analyst will be a key member of the Investment Operations... ...teams as well as our Research Analysts, Portfolio Managers, and Traders. This position requires... ...ensure that data delivered to trading/compliance systems and all internal stakeholders is...Work at officeRemote workFlexible hours
- Cambridge Associates LLC in Boston seeks a Portfolio Compliance Associate to monitor OCIO portfolios for adherence to client investment guidelines... ...based monitoring models, investigating issues pre- and post-trade, and preparing monthly reports while collaborating with...
- Crowell & Moring LLP seeks an International Trade Analyst to support U.S. import regulatory matters, including CBP entry procedures, HTSUS classification, origin, and free trade agreements. The role emphasizes timely administrative support and client service within the...
- Jobtailor is seeking a seasoned compliance and trade-review professional with deep brokerage industry experience to ensure adherence to FINRA/SEC rules for client accounts and to perform critical primary trade reviews, including annuity purchases. The role involves coordinating...
$80k - $150k
Wellington Management is seeking a Trade Surveillance Analyst to support the firm’s global Trade and eComm Surveillance Program. This... ...have 2-6 years of relevant experience in trade surveillance or compliance. The position comes with a competitive salary range of USD 80,0...Work at officeRemote workFlexible hours1 day per week$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to... ...launch of new products.Coordinate with portfolio management, capital markets, operations,...Full timeLocal area3 days per week$120k - $225k
...America Programs and Delegated Authority business's profit and growth objectives by providing end-to-end actuarial ownership and portfolio-level governance for strategic portfolio relationships. North America Programs has been tasked to scale to $1B in GWP by 2030, and...Local areaFlexible hours- ...The Trade Compliance Manager is responsible for leading the trade compliance matters, ensuring adherence to the import and export regulations. This role will be focused on managing the trade compliance operations and implementing and optimizing a trade compliance program...
Gateway Recruiting
Boston, MA4 days ago $80k - $114.5k
...motivated and detail-oriented Equities Trade Support expert to join the Public Markets... ...provide high-touch operational partnership to Portfolio Managers and Traders. This role serves... ...closely with MSIM Trading, Technology, Compliance, Counterparties, Prime Brokers/Clearing...Permanent employmentFull timeTemporary workWork at officeMorgan Stanley
Boston, MAa month ago$170k
...leadership experience running a construction, contracting, or specialty-trade business ~ Proven experience owning P&L performance and... ...performance and value creation. Total compensation varies by portfolio company, individual performance, and deal structure, and...For contractorsImmediate startRelocationAmerican Operator
Boston, MA7 days ago- ...Compliance Associate Reporting to the Director, Investment Compliance, the Compliance Associate... ...compliance monitoring on a pre trade and post trade basis for registered funds... ...collaborate with appropriate stakeholders (e.g., Portfolio Management, Trade Operations, or Data...Work at officeRemote workMonday to Friday
Geode Capital Management
Boston, MA3 days ago - ...asset manager in Boston is looking for two compliance officers. Pre and Post experience... ...compliance system and the daily review of portfolios within the Charles River compliance system... ...mandate compliance on both a pre and post-trade basis Strong working knowledge of the...
CERES Group
Boston, MA1 day ago $80k - $150k
...clients.About the RoleOVERVIEW We are looking to hire a Fixed Income Portfolio Analyst. Based in Boston, the ideal candidate will work with... ...that lead to improved implementation of strategies and trades Ability to work well under pressure and prioritize tasks Strong...Full timeRemote workFlexible hours1 day per week$124k - $335k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...Transfer Pricing team you focus on various aspects of duty and trade strategy regulatory planning, dispute resolution, and trade automation...Full timeH1b$85k - $110k
...Eventide is seeking to hire a detail-oriented Compliance Analyst to support the Compliance team... ...and processes Monitor personal trading, assist with new hire and quarterly compliance... ...voting process Support oversight of portfolio management team’s expert network usage Support...Work at officeEventide Asset Management
Boston, MA4 days ago- ...join a leading global Tier 1 renewable equipment supplier (Solar racking / tracking equipment, electrical BOS, services) as a Trade Compliance Manager. Must have familiarity with relevant tariff sections (e.g. 232, 301, etc.), ideally seeking candidates in the Tri-State...
$62k - $103k
## Regulatory Reporting & Compliance SpecialistApplyremote type: Hybridlocations: NH Keene:... ...As a Regulatory Reporting & Compliance Specialist you'll ensure our business succeeds across... ...agreement for proprietary information, trade secrets, and inventions* Sponsorship will...Full timeWork at officeLocal areaRelocation package- ...multi-family offices. We bring a broad range of products and solutions, tailoring our advice to meet clients' needs. The Portfolio Analyst manages trading processes for the investment team and ensures optimized workflows. The Portfolio Analyst is an active member of the...Work experience placementWork at office
F.L.Putnam Investment Management Company
Needham Heights, MA2 days ago $33 - $35 per hour
...for an accommodation or an alternative application process. Compliance specialist 2 days ago Requisition ID: 1092 Salary Range: $33.00 To $3... ...team in Boston and support our growing affordable housing portfolio. This is an exciting opportunity for an affordable housing...Hourly payWork at office$80k - $100k
Back Compliance Associate Compliance Analyst (KBW) Boston , Massachusetts Perm 80000 Jul 2... ...investment compliance monitoring on a pre trade and post trade basis for registered... ...collaborate with appropriate stakeholders (e.g., Portfolio Management, Trade Operations, or Data...Permanent employment$99k - $266k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...independence requirements.The OpportunityAs part of the Customs and Trade Tax team you are going to lead the way as technology-enabled...Full timeH1b- ...other asset management platforms. Role: Compliance Officer Callodine is seeking a Compliance... ...adviser compliance, fund compliance, trading oversight, regulatory filings, marketing... ...including Legal, Finance, Operations, IT, Portfolio Management, and Investor Relations teams...Permanent employment
$150k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...independence requirements.The OpportunityAs part of the Customs and Trade team you are expected to lead as a technology-enabled trade...Full timeTemporary workH1b- ...construction and ongoing management of client portfolios and financial plans. This role reports... ...Focus on security analysis, trading, client communication, and maintaining client... ...risk minimization strategies Ensure compliance with FINRA/SEC regulations and firm policies...Work at office
BCI - Brokerage Consultants Inc
Boston, MA4 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Portfolio Trade Compliance Specialist. Be the first to apply!
Related searches
- regulatory affairs specialist Boston, MA
- medicare compliance specialist Boston, MA
- senior compliance analyst Boston, MA
- regulatory compliance analyst Boston, MA
- compliance specialist Boston, MA
- aml compliance analyst Boston, MA
- pharmaceutical compliance officer Boston, MA
- regulatory officer Boston, MA
- healthcare compliance officer Boston, MA
- regulatory analyst Boston, MA