Portfolio Trade Compliance Specialist
$97.75k - $115kVictory Capital Management
A leading asset management firm is seeking a Compliance Analyst to support portfolio compliance activities. Responsibilities include daily monitoring of trades, maintaining compliance programs, and preparing reports. Applicants should have 2-4 years of experience in compliance, proficiency in Charles River, and a Bachelor's degree in a relevant field. An attractive compensation range of $97,750 - $115,000 is offered along with excellent benefits including flexible PTO and a 401k plan with employer match. #J-18808-Ljbffr
- Victory Capital Management is hiring for a Portfolio Compliance Professional in Boston, Massachusetts. In this role, you will support trade compliance and assist the compliance team with regulatory oversight. Responsibilities include monitoring pre- and post-trade activity...Suggested
- A global asset management firm based in Boston is seeking a Portfolio Compliance professional to support regulatory oversight and trade compliance activities. The successful candidate will monitor trade activity, assist with compliance programs, and collaborate with multiple...Suggested
$97.75k - $115k
...Twitter), and LinkedIn. General Summary and Purpose You support a team of portfolio compliance professionals within VCM’s Legal and Compliance department, assisting with regulatory oversight and trade compliance activities. In this role, you will contribute to daily trade...SuggestedLocal areaFlexible hours$66.8k - $86.8k
A leading global investment firm in Boston is seeking a Portfolio Compliance Associate to ensure compliance with investment guidelines across managed portfolios. The role requires 1-3 years of experience in financial services, a Bachelor's degree in a related field, and...Suggested- Trade Compliance Recruiting Solutions is looking for a Global Trade Compliance Coordinator based in Boston, MA. This hybrid role involves managing import and export transactions, ensuring adherence to compliance regulations including CBP, EAR, and OFAC. The ideal candidate...SuggestedRemote jobWork at office
$30 - $40 per hour
Portfolio Compliance Analyst We are currently seeking candidates for a Portfolio Compliance Analyst opportunity with a top-tier Private Equity... ...(Sentinel) Collaborate with investors and provide pre‑trade support Resolve post‑trade incident exceptions generated from...Hourly payContract workWork at officeRemote work1 day per week- ...HIGH-LEVEL OVERVIEW The Global Trade Compliance Coordinator is responsible for managing daily import and export transactions and supporting the trade compliance team, while ensuring compliance with import and export regulations including CBP, EAR, and OFAC....Work at officeRemote work
- Jobtailor is seeking a seasoned compliance and trade-review professional with deep brokerage industry experience to ensure adherence to FINRA/SEC rules for client accounts and to perform critical primary trade reviews, including annuity purchases. The role involves coordinating...
$80k - $150k
Wellington Management is seeking a Trade Surveillance Analyst to support the firm’s global Trade and eComm Surveillance Program. This... ...have 2-6 years of relevant experience in trade surveillance or compliance. The position comes with a competitive salary range of USD 80,0...Work at officeRemote workFlexible hours1 day per week- ...join a leading global Tier 1 renewable equipment supplier (Solar racking / tracking equipment, electrical BOS, services) as a Trade Compliance Manager. Must have familiarity with relevant tariff sections (e.g. 232, 301, etc.), ideally seeking candidates in the Tri-State...
- ..., guidance, and consultation; ensuring compliance with university and federal guidelines;... ...Sponsored Programs (OSP) manages a diverse portfolio of federal, foundation, international,... ...the life of the award. The Compliance Specialist supports audit, compliance, and...Work at officeRemote work
- ...assistance Hybrid working arrangements Position Compliance Associate Location Boston, MA Job Id: 43... ...compliance monitoring on a pre trade and post trade basis for registered funds... ...collaborate with appropriate stakeholders (e.g., Portfolio Management, Trade Operations, or Data...Work at officeRemote workMonday to FridayFlexible hoursDay shift
- ...ensure on-going affordable housing program(s) compliance and adherence to TCB’s Operations policies. The Compliance Specialist assists in the preparation and delivery of... ...resident rentals, for all properties within the portfolio. Randomly test to ensure approvals are...Work at officeRemote workNight shift
$30 - $40 per hour
Daley And Associates, LLC is looking for a qualified Portfolio Compliance Analyst to ensure investment transactions adhere to client guidelines and regulations. Located in Boston, MA, this position offers a hybrid work model with an onsite-offsite schedule, allowing flexibility...Hourly pay$94.4k - $266.3k
...and transform with confidence. The Mid‑market portfolio spans repeatable, industrialized solutions... ..., embargo, denied party), import and export compliance workflows, license management and utilization, customs filings, trade agreements, duty and tax calculations. Ensure...Work experience placement- ...asset manager in Boston is looking for two compliance officers. Pre and Post experience... ...compliance system and the daily review of portfolios within the Charles River compliance system... ...mandate compliance on both a pre and post-trade basis Strong working knowledge of the...
$150k - $200k
...Franklin Templeton Compliance Role At Franklin Templeton, we believe success is built through... ...funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to... ...launch of new products. Coordinate with portfolio management, capital markets, operations,...Local area3 days per week- MFS International Australia Pty Ltd is looking for a Trading Solutions Analyst in Boston, Massachusetts. This role involves supporting trading teams by organizing trading data analysis and enhancing reporting. You will work closely with various internal teams, ensuring...
- ...relevant experience, with a strong emphasis on detail and customer service. Key responsibilities include data reconciliation, client portfolio administration, and collaboration with internal teams. The position offers mentorship opportunities and continued education...
$35 - $45 per hour
...a highly successful Investment Management firm located in Boston, MA. The Investment Operations Analyst will conduct portfolio accounting, support trade operations, perform reconciliations, and promote strong vendor relations. The ideal candidate will have 3+ years of experience...Contract workImmediate startRemote work$80.17k - $91.71k
...Job Title Trade School Program Manager Job Description Summary The Trade School Partnership... ...maintenance, and automation engineering specialists. This leader will serve as the central... ...tolerated. ADA Accommodation Contact In compliance with the Americans with Disabilities Act...Minimum wageApprenticeshipInternshipSeasonal workFlexible hours- Digital Realty is seeking a Portfolio Analyst in Boston to support financial performance and strategic decision-making across a diverse data center asset portfolio. You will partner with Portfolio Management leadership to deliver cash flow analyses, forecasts, and executive...
- ...while ensuring data quality. The ideal candidate has 12+ years of experience in the investment domain, with strong knowledge of the trade lifecycle and data reconciliation. Responsibilities include engaging with users to resolve data discrepancies, mentoring junior analysts...Full time
$110k - $140k
The Fixed Income Portfolio & Data Analyst supports the firm's Municipal and Taxable Fixed Income investment teams through strategy attribution... ...player with experience working across investment, marketing, compliance, and client service teams. CFA charterholder or progress...Work at officeLocal areaRemote work1 day per week$110k - $140k
Gwkinvest in Boston is seeking a Fixed Income Portfolio & Data Analyst to support the Municipal and Taxable Fixed Income investment teams. The role involves managing regular reporting, responding to ad-hoc requests, and supporting analytical tasks related to portfolio positioning...- Mentor Technical Group (MTG) provides a comprehensive portfolio of technical support and solutions for the FDA-regulated industry. As... ...technical solutions, MTG has the knowledge and experience to ensure compliance with pharmaceutical, biotechnology, and medical device safety...
$80k - $100k
LGBT Great seeks a Trade Operations Analyst to enhance operational services for fund managers. The role requires confirming trades, managing settlement issues, and ensuring data integrity. The ideal candidate possesses strong analytical and communication skills, familiarity...$90k - $115k
...frontier markets. Primary Responsibilities Works directly with senior portfolio managers, analysts, and traders on a variety of projects of a... ..., designing portfolio construction approaches, and pre-trade analysis of quotes. Organize and analyze large data sets using...Temporary work$200k - $250k
## Portfolio Manager, Alternative Risk PremiaApplylocations: Boston, Massachusetts, United States of Americatime type: Full timeposted on... ..., portfolio construction and optimization, risk management, trade implementation across cash and derivative instruments, and performance...- Taylor Hopkinson is seeking a Trade Compliance Manager to manage its international trade compliance processes. The successful candidate will advise on trade compliance issues, liaise with partner government agencies, and ensure adherence to relevant statutes and regulations...
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