Portfolio Trade Compliance Specialist
$97.75k - $115kVictory Capital Management
A leading asset management firm is seeking a Compliance Analyst to support portfolio compliance activities. Responsibilities include daily monitoring of trades, maintaining compliance programs, and preparing reports. Applicants should have 2-4 years of experience in compliance, proficiency in Charles River, and a Bachelor's degree in a relevant field. An attractive compensation range of $97,750 - $115,000 is offered along with excellent benefits including flexible PTO and a 401k plan with employer match. #J-18808-Ljbffr
- Crowell & Moring LLP seeks an International Trade Analyst to support U.S. import regulatory matters, including CBP entry procedures, HTSUS classification, origin, and free trade agreements. The role emphasizes timely administrative support and client service within the...Suggested
- ...2026, ranking No. 15 on the Top 100 list, reflecting the culture our employees experience every day. We are seeking a Global Trade Compliance Director with strong leadership capabilities, strategic vision and a proven track record of strengthening global compliance programs...SuggestedWork at officeLocal areaRelocationRelocation package3 days per week
$147.7k
...2026, ranking No. 15 on the Top 100 list, reflecting the culture our employees experience every day. We are seeking a Global Trade Compliance Director with strong leadership capabilities, strategic vision and a proven track record of strengthening global compliance programs...SuggestedHourly payWork at officeLocal areaRelocation packageShift work3 days per week- ...join a leading global Tier 1 renewable equipment supplier (Solar racking / tracking equipment, electrical BOS, services) as a Trade Compliance Manager. Must have familiarity with relevant tariff sections (e.g. 232, 301, etc.), ideally seeking candidates in the Tri-State...Suggested
$80k - $100k
...Bonus Key Responsibilities Perform daily investment compliance monitoring on a pre trade and post trade basis for registered funds, pooled investment... ...and collaborate with appropriate stakeholders (e.g., Portfolio Management, Trade Operations, or Data Operations) to...Suggested$310k
...Job Description Job Description Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking... ...regulatory matters. Responsibilities Advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC regulations....Contract workTemporary workWork at officeFlexible hours$78.3k
...progressing -- whatever your ambitions. About the role The Senior Compliance Specialist will be responsible for working with the Legal and Global... ...unmet patient needs and reduce the cost of healthcare. Our portfolio of devices and therapies helps physicians diagnose and...Hourly payPrivate practiceWork at officeLocal areaRelocation packageShift work3 days per week- ...construction and ongoing management of client portfolios and financial plans. This role reports... ...Focus on security analysis, trading, client communication, and maintaining client... ...risk minimization strategies Ensure compliance with FINRA/SEC regulations and firm policies...Work at office
$175k - $200k
...Position Summary: The portfolio solutions team is seeking an experienced Portfolio Analyst to support portfolio construction, customization... ...to benchmarks and client objectives. Evaluate portfolio trade‑offs involving return expectations, tracking error and implementation...Work at officeLocal area$90k - $115k
...Primary Responsibilities: - Works directly with senior portfolio managers, analysts, and traders on a variety of projects of a quantitative... ..., designing portfolio construction approaches, and pre-trade analysis of quotes. - Organize and analyze large data sets using...Temporary work- ...onboarding and ongoing relationship Monitoring client’s investment portfolios to ensure aligned with investor’s objectives as well as market... ...MMLIS product offerings as well as relevant investment and trading news, and economic trends. Collaborating with the broader...
$99k - $266k
...Specialty/Competency: Custom & International Trade Industry/Sector: Not Applicable Time Type: Full time Travel Requirements: Up to... ...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate...Full time$68.85k - $81k
...liabilities, the proceeds of which are used to buy a portfolio of collateral such as syndicated bank loans,... ...transfers. As required, perform portfolio compliance tests on a selection of structured fixed income deals (trade testing). Compile monthly, quarterly and annual...Temporary workWork experience placementWork at officeLocal area3 days per week- ...evolution, Vestmark Advisory Solutions seeks an analyst to assist portfolio managers in the day-to-day management of direct indexing and... ...writing code in SQL and Python Collaborate and communicate with trading and operations teams to ensure trades are released and executed...Remote work
$99k - $266k
...Customs And Trade Tax Manager At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate complex tax regulations and optimise their tax positions. In indirect...$63k - $80k
...opinions for M&A transactions and the financial and tax reporting requirements of Fortune 500 companies, private equity firms and their portfolio companies, and more. We welcome you to learn more about us. About this role This position conducts valuations of various...Work at officeLocal areaVisa sponsorshipFlexible hours$57k - $75.81k
...specialized software designed to track inventory within the Foreign Trade Zone. Review inbound import documentation and perform daily... ...FTZ. Review commercial shipping documentation for accuracy and compliance with Customs requirements. Audit FTZ admittances in the zone...Seasonal workWork at officeWeekend work- ...Responsibilities Help design and implement automated risk and compliance checks, to ensure transactions and holdings are in line with... ...of SEC and/or CFTC filing obligations) Monitor trade flow and handle issues and exceptions in-flight Collaborate...
$80k - $114.5k
...motivated and detail-oriented Equities Trade Support expert to join the Public Markets... ...provide high-touch operational partnership to Portfolio Managers and Traders. This role serves... ...closely with MSIM Trading, Technology, Compliance, Counterparties, Prime Brokers/Clearing...Permanent employmentFull timeTemporary workWork at office$182k - $346k
...and services in our Allergan Aesthetics portfolio. For more information about AbbVie, please... ...and mitigates regulatory risks. Ensures compliance with global regulatory requirements.... ...professional associations, industry, and trade groups as appropriate for assigned projects...Full timeWork at officeLocal areaWorldwide$259k - $407k
Takeda is looking for a Head of Corporate Strategy based in Boston, MA. This role is pivotal in shaping the long-term strategy, driving initiatives across therapeutic areas, and ensuring alignment with financial and operational goals. With over 15 years in strategy within...Full time$80k - $90k
...the registration and commercialization of medical devices in compliance with global regulatory requirements. Prepare and submit regulatory... ...medical aesthetic technology leader with a broad product portfolio of minimally invasive and non-invasive medical aesthetic and hair...Full timeLocal areaRemote work$85k - $95k
...of KAYAK, you will be part of a travel company that operates a portfolio of global metasearch brands including momondo, Cheapflights... ...Associate GRC Analyst to join our Cyber Governance, Risk, and Compliance team! This is an exciting opportunity for an early-career professional...Full timeInternshipWork at officeFlexible hours2 days per week3 days per week- ...demands of our exciting, dynamic industry but always with a customer-centric approach. This is an exciting opportunity to join our Compliance Team! This role follows a hybrid work schedule working two days per week from our Boston office and will report to the Manager of...Work at officeFlexible hours2 days per week
$75k - $85k
...Job Description The Compliance Analyst will report to the Compliance Manager and, indirectly, to the Chief Compliance Officer (CCO). The... ...including periodic certifications and monitoring of personal trading, gifts and entertainment, outside business activity, and political...Flexible hours- ...Job Description Job Description The Trade Compliance Manager is responsible for leading the trade compliance matters, ensuring adherence to the import and export regulations. This role will be focused on managing the trade compliance operations and implementing...
$170.9k - $231.3k
...and regulatory classification considerations.* Represent Regulatory Affairs CMC in cross-functional governance, development, and portfolio discussions.* Partner with technical teams to identify regulatory risks and develop proactive mitigation strategies.* Contribute to...Full timeTemporary workWork at officeLocal areaFlexible hours$80k - $150k
...our perspectives with those of our clients. About The Role The Trade Surveillance Analyst is responsible for supporting the firm’s... ...trading behavior in context. The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to help safeguard...Remote workFlexible hours1 day per week$170.9k - $231.3k
...plans and support regulatory activities relating to specific portfolio of products/projects. Serve as member of/or lead the Global... ...to documentation or processes, including SOPs for regulatory compliance. Provide EU specific regulatory intelligence to internal stakeholders...Full timeTemporary workLocal areaFlexible hours$25 - $26 per hour
...Details Job Location: Plumley Village - Worcester, MA 01608 Salary Range: $25.00 - $26.00 Hourly Schochet is currently seeking a Compliance Specialist at Plumley Village in Worcester, MA. Must have prior Section 8 compliance. Certified Occupancy Specialist or equivalent is...Hourly payInterim role
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