Senior Supervision Specialist - Risk & Compliance Lead
Cetera Financial Group
Cetera Financial Group in Dallas, TX is seeking a Supervision Specialist to provide principal oversight in a fast-paced, highly regulated environment. You will supervise, advise, and educate Financial Representatives, partnering with Compliance, Legal, Risk, and Home Office teams to address issues and implement solutions. The role requires a Bachelor’s degree, FINRA licenses (7/24/63, and 65 or 66, plus 4/53 or ability to obtain within 6 months), and 3+ years of supervisory securities experience #J-18808-Ljbffr Cetera Financial Group
Vacancy posted 1 day ago
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