FinOp Leader: Regulatory & Financial Controls
Framework Ventures
Framework Ventures is seeking a Series 27 FinOp to join our finance team. In this role, you will oversee financial and operational compliance in accordance with SEC regulations. Key responsibilities include supervising monthly FOCUS reports, ensuring compliance with SEC rules, and managing financial operations. We offer competitive salary, stock options, and health benefits, along with a one-time home-office setup stipend. Join us in a diverse and inclusive workplace dedicated to growth and innovation. #J-18808-Ljbffr
- ...A leading financial services firm in the United States is seeking an experienced professional to design and maintain the Ops Control framework across back-office operations. This role involves extensive oversight of regulatory compliance, leading operational improvements...FinancialRegulatory
- ...Thrivent is looking for a Controller to manage financial reporting, lead accounting operations, and ensure compliance with GAAP and regulations. The ideal candidate should possess a Bachelor's degree in Accounting or Finance, hold a CPA, and have over 10 years of relevant...FinancialRegulatory
- A global financial services leader is seeking a VP Control Manager in Kentucky to spearhead compliance and operational risk management strategies. This role... ...assessment processes. A strong understanding of regulatory compliance and change management practices is essential...FinancialRegulatory
- hireneXus is looking for a Controller in New York, New York, responsible for overseeing accounting operations, financial reporting, and compliance. The ideal candidate will have... ...day-to-day accounting, and ensuring regulatory compliance. Strong analytical and organizational...FinancialRegulatory
- A leading financial services company in New York is seeking a Senior Manager of Broker-Dealer Financial Operations and Controls. This pivotal role involves managing financial aspects of the... ..., financial reporting, and regulatory compliance with at least 5 years of...FinancialRegulatoryWork at office
$175k - $250k
...A veterinary tech solution provider in the U.S. is seeking a Controller to oversee accounting functions, develop policies, and ensure compliance with financial regulations. The ideal candidate will have a Bachelor’s in Accounting and significant experience in accounting...Financial$185k - $225k
Odyssey is seeking a Controller in New York, NY, to lead the accounting function, ensure compliance with GAAP, and manage audits. The ideal... ...in a Big 4 firm. Key responsibilities involve overseeing financial reporting, managing relationships with external auditors, and...Financial$80k - $85k
...prominent hospitality company in New York is seeking a Controller to oversee financial operations, manage staff, and ensure compliance with policies... ..., preparing detailed financial reports, and ensuring regulatory compliance. This full-time role offers competitive pay...FinancialRegulatoryFull time- ...Management Lead, with the Governance and Control Team, you will provide senior leadership... ...and metrics, and support readiness for regulatory exams, compliance testing, and audits.... ...skills: Experience in banking or financial services Privacy certification (e.g.,...FinancialRegulatory
- A renowned recruitment agency is seeking an Executive Director, Head of Family Office and Tax - Controller to oversee financial operations within a Single Family Office in New York. The ideal candidate will have extensive experience managing complex portfolios and a strong...FinancialFull timeWork at office
- ...environment. The role involves assessing risks, evaluating control frameworks, and ensuring compliance with regulatory standards. Ideal candidates will have 5-8 years of... ...to make significant contributions to financial controls and regulatory reporting improvements. #J...FinancialRegulatory
- A financial services company based in New York is seeking a Controller to manage financial consolidations and month-end closing processes. The ideal candidate will... ...collaborating with auditors, and ensuring compliance with regulatory requirements. Excellent analytical and...FinancialRegulatory
$165k - $185k
A leading financial institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations...FinancialRegulatory$123.5k - $208k
...Help strengthen the control environment that underpins critical stress... ...controls framework for regulatory exercises (e.g., CCAR/DFAST),... ...JPMorganChase, one of the oldest financial institutions, offers... ...200 years and today we are a leader in investment banking, consumer...FinancialRegulatory$165k - $185k
...Job description Business type Types of Jobs - General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type Permanent Contract Job summary The Lead Auditor ("LA") conducts audit assignments...FinancialRegulatoryPermanent employmentContract workLocal areaImmediate start$90k - $140k
...Document Control Lead Queens, New York, United States About the Position We're... ...Familiarity with FAA, NEPA, or aviation-related regulatory documentation environments.... ...registered dietitian ~ Free personal financial planning services ~ Employee assistance...FinancialRegulatoryFull timeTemporary workFor contractorsWork at officeLocal areaFlexible hours$118.98k - $195.47k
Lead - Cyber Risk & Control Monitoring Position Summary Do you want to be part of a collaborative... ...exposure, and maintain alignment with regulatory expectations and internal standards. You... ...dreams through a range of insurance and financial products and services. Our Purpose, to...FinancialRegulatoryFull timeWork at officeFlexible hours3 days per week- ...enabling more people to protect their financial futures. Zinnia has over $180 billion... ...WHO YOU ARE The Sr Specialist, Business Finops will play a crucial role, responsible... ...efficiency. Ensure adherence to internal controls and regulatory compliance. Maintain proper...FinancialRegulatoryWork experience placementLocal area
$200k - $250k
Director - FinOps Location: New York, NY Compensation: $200,000 - $250,000 Base + Bonus... ...trading platform is seeking a senior Financial Operations leader to oversee core regulatory reporting, capital management, and operational control functions across the firm’s expanding...FinancialRegulatory- ...A financial services company is looking for a Specialist in Process Strategy & Control Reinforcement to support the team by evaluating and validating company initiatives... ...The ideal candidate will have experience in regulatory compliance within the consumer financial industry...FinancialRegulatoryRemote work
$200k - $230k
...Framework Ventures is seeking a Head of Controls - Insurance Platforms to establish a control environment for operational... ...at least 15 years of experience in enterprise risk and regulatory compliance within financial services. This leadership role includes overseeing SOC...FinancialRegulatory- ...for a subject-matter expert in AML and Financial Crime to support operations in New York. Responsibilities include maintaining regulatory frameworks, collaborating with teams to... ...opportunity to enhance financial crime controls and trends while ensuring compliance with...FinancialRegulatory
- ...Search is seeking a Senior Manager for Regulatory Reporting in New York. This leadership role... ...capital reporting, is experienced with financial institution processes, and has a... ...essential. The team will focus on maintaining control and developing a culture of continuous improvement...FinancialRegulatory
$125k - $150k
Natixis NY Branch is seeking an Analyst for Transactional Regulatory Reporting in New York. You will maintain regulatory report accuracy... ...with various departments. A Bachelor's degree and 5+ years in Financial Services are essential for success in this position. The...FinancialRegulatory$68.93k - $118.78k
...Finance or Accounting and a minimum of 6 years of relevant experience, preferably in the financial services industry. Responsibilities include preparing financial reports, ensuring regulatory compliance, and supporting the accounting team's projects. The ideal candidate will...FinancialRegulatory$200k - $300k
Join Augustus in New York as a Controller to build banking operations from the ground up.... ...unique role allows you to create a GL, regulatory reporting, and finance systems from scratch... ...hands-on experience in a bank or financial institution. You will partner with Product...FinancialRegulatory- ...A financial services company is seeking a skilled Controller to manage its financial operations. This includes overseeing accounting teams, ensuring compliance with GAAP/IFRS, and providing accurate financial reporting. Ideal candidates will have over 7 years of experience...FinancialFull timeRemote work
$152k - $242k
...portfolio including product design, regulatory compliance, and system... ...This role is well suited for a leader who brings deep expertise in... ...performance based on financial analysis. Includes rate, reserve... ...with business partners in Risk Control, Actuarial, Claim, Operations...FinancialRegulatoryWork experience placementWork at office$207.9k
...horizontal compliance programs. This leader will oversee compliance... ...functions, management of regulatory changes and oversight of regulatory... ...process improvement and risk control development Engage... ...Manage allocation of people and financial resources for Compliance Develop...FinancialRegulatoryWork experience placement$135k - $160k
...Betterment is a leading, technology‑driven financial services company that offers investing... ..., design and operation of internal controls, and regulatory and financial reporting to maintain... ...broker‑dealer compliance Work with the FINOP to prepare and file weekly, monthly, and...FinancialRegulatoryTemporary workWork at officeLocal areaMonday to ThursdayFlexible hours
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