Senior Regulatory Counsel, ETFs & Capital Markets
ProShares Trust II, ProShare Advisors LLC
ProShares Trust II, a leader in ETF management, is seeking a Senior Director, Counsel (Securities) to provide business-oriented legal advice on securities law. This role will involve working with senior management and various internal teams to support registered securities offerings and ensure compliance with regulations. Ideal candidates should have a JD, 12+ years of experience in asset management, and deep knowledge of securities law. The position offers a competitive salary range between $230,000-$300,000, excluding bonuses and comprehensive benefits. #J-18808-Ljbffr ProShares Trust II, ProShare Advisors LLC
$230k - $297.5k
...the direction of the Assistant General Counsel - Transactions, you will play an immediate... ...work, supporting Circle’s global capital markets business — including crypto exchanges,... ...crypto environment. Ability to identify regulatory, tax, accounting, and other potential implications...SeniorRegulatoryContract workImmediate startFlexible hours- Circle is looking for a legal professional to support its capital markets business in Washington, DC. The ideal candidate will have over 10 years of legal experience, particularly in crypto and financial services, and will serve as a trusted partner, aiding in negotiations...SeniorFlexible hours
$230k - $300k
...innovative and diverse set of ETFs, mutual funds and... ...here affect public markets and investor outcomes.... ...structure, and regulation. Senior contributors have meaningful... ..., reporting, and regulatory engagement—with high visibility... ...The Senior Director, Counsel (Securities) reports...SeniorRegulatory$200.7k - $229.1k
The Capital One Legal Department will allow you to showcase your talents... ...and assess the legal, regulatory, contractual and business risks... ...regular interactions with senior business partners, Legal Department... ...advocate, or as in‑house counsel Preferred Qualifications 5+...SeniorRegulatoryFull timePart timeWork at officeLocal area3 days per week$50 per hour
...solutions to visionary middle market businesses and investors in... ...institution that is well capitalized, liquid, profitable and uses... ...Job Summary Job Summary: The Senior Counsel/Associate General Counsel is... ...disputes, litigation, and consumer regulatory matters, as well as...SeniorRegulatoryWork at officeRemote work$77k - $214k
...Practice Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements... ...Opportunity As a Banking & Capital Markets Tax Senior Associate, you will play a pivotal role... ...documents, confirming compliance with regulatory requirements Analyzing financial...SeniorRegulatoryFull timeH1bLocal areaOverseas$126.8k - $244k
...Sector Insights team comprises market-facing sector experts, across... ...opportunity The banking and capital markets (BCM) sector is... ...time, market volatility, and regulatory pressures are accelerating the... ...workforce capabilities. As a Senior BCM Analyst at EY, you will be...SeniorRegulatorySummer holidayLocal areaFlexible hours$111.2k - $126.9k
Senior Associate, Capital Markets and Risk As a Senior Associate, Capital Markets and Risk at Capital One, you will apply your strategic and analytical... ...risk team and an understanding of bank liquidity regulatory requirements a bonus An understanding of a bank balances...SeniorRegulatoryFull timePart timeLocal area$161.67k - $190.2k
...Senior Counsel - Americas Job Description Summary The Senior Counsel serves as a key legal... ...through complex commercial, operational, regulatory, and talent‑related matters — ensuring... ...and financial dynamics of brokerage, capital markets, valuation, or similar transaction‑...SeniorRegulatoryMinimum wageFor contractorsFlexible hours- # Senior Business Analyst- Capital MarketsConsultNet Technology Services and SolutionsContractseniorRockville... ...a Senior Business Analyst- Capital Markets. This is a contract role in... ...equities, options, market structure, or regulatory environments.* Experience supporting...SeniorRegulatoryContract work
- Scion Staffing is actively seeking a Senior Investment Funds Attorney with over 10 years of experience to join a nationally ranked law... ...practices, possessing deep expertise in fund formation and regulatory compliance. Competitive compensation and benefits are included....SeniorRegulatory
- ...Job Description Quantitative Model Review Support the capital markets model risk / validation for a leading financial institution... ...Follow model governance procedures and requirements Remediate regulatory findings and address audit feedback Work collaboratively...SeniorRegulatoryImmediate startFlexible hours
- Australia-Employment is looking for a Senior Capital Markets Attorney specializing in private placements and capital raising. This position is based in Washington, DC and requires managing significant transactions independently while collaborating with corporate teams....SeniorPermanent employmentFlexible hours
$165k - $195k
...Johns Hopkins Medicine is seeking an Associate Senior Counsel to provide legal guidance on clinical risk and patient care issues in Bethesda... ...practice, and the ability to handle complex compliance and regulatory matters. The successful candidate will advise on hospital...SeniorRegulatory- ...Suburban Hospital in Bethesda, Maryland, is seeking an Associate Senior Counsel to provide comprehensive legal advice regarding clinical risk, patient care issues, and regulatory compliance. This role involves advising on patient safety and managing legal responses to...SeniorRegulatory
$150k - $180k
...financial services firm in Bethesda is seeking a talented attorney with at least 3 years of experience in ETF or mutual fund law. The role involves leading SEC regulatory submissions, supporting innovative ETF product launches, and providing regulatory guidance. Ideal...Regulatory- Overview Within Capital One's Retail Bank and Premium... .... We are seeking a Senior Director to lead the legal... ...be the lead business counsel for Capital One... ...business development, marketing, operations, product development... ...on marketing, regulatory, or product development...RegulatoryLocal area
$260k
Overview Capital Markets, Investment Management & Securities Attorney Opportunities (Funds / Capital Markets / Securities / Investment Management... ...management agreements, fund governance, registered funds, ETFs, BDCs, tender offer funds, interval funds, and advisers....Work at officeRemote work$111.2k - $126.9k
...Overview Senior Associate, Capital Markets and Risk - QFC Capital One’s Capital Markets and Analytics organization is seeking a motivated... ...monitoring, and governance activities that enable effective QFC regulatory and managerial compliance Integrate generative AI...SeniorRegulatoryFull timePart timeLocal area- ...Cloud Capital is a global investment management firm founded by Hossein... ...for tenants globally. The Senior Transactional Lawyer will... ...United States. Manage external counsel in connection with these transactions... ...‑quality advice. Governance, Regulatory & Compliance Advise on...SeniorRegulatoryContract work
$200k - $280k
...US$8 billion. This role is focused on regulatory matters in the Americas as part of... ...compliance obligations in relevant Americas markets by helping to design and implement... ...and other control functions. As a Senior Regulatory Counsel, you will serve as a senior advisor to...SeniorRegulatoryPrivate practiceLocal areaWorldwide$100k - $291.85k
...competitive advantage in the markets we serve. We are all united... ...position]. Job Profile As a Senior Counsel within PNC's Corporate... ...partners, and PNC's government and regulatory affairs teams. Key... ...assist in supporting PNC's capital markets advisory businesses...SeniorRegulatoryFull timeTemporary workWork experience placementWork at office- ...candidates for a role requiring over 8 years of experience in advising banks on prudential regulatory matters. The position involves advising both U.S. and non-U.S. banks on capital and compliance issues under various banking laws. The ideal candidate should have a...SeniorRegulatory
- ...national full-service bank in Chevy Chase is seeking an experienced Senior Counsel/Associate General Counsel. The role involves providing legal... ...litigation experience, and a deep understanding of consumer regulatory issues. This position offers flexible working arrangements...SeniorRegulatoryFlexible hours
- Capital One is seeking a Manager, Counsel: Complaints, Disputes & Fraud to provide legal advice and contribute to the management of consumer complaints... ...for addressing compliance issues and providing regulatory guidance, requiring a Juris Doctor and at least 3 years...SeniorRegulatory
- ...BCG Attorney Search is seeking a Financial Markets Associate for their Washington, DC office. The ideal candidate will have 3-6 years... ...or in-house roles, specializing in financial institutions and regulatory matters. The role involves conducting legal research and...RegulatoryWork at office
- ...Legal is staffing a contract-to-hire Senior Legal Counsel position for a reputable association based... ..., and advise across contracts, regulatory matters, and special projects to advance... ...companies and the Fortune 500 across market sectors, career specialties/disciplines...SeniorRegulatoryContract workWork at officeFlexible hours
$207.7k - $311.6k
...often unexplored aspects of the law. As Senior Privacy Counsel you will have the opportunity to work... ...department on Apple activities and regulatory issues. Description You will be... ...support Apple advertising and services marketing teams group and will work closely with...SeniorRegulatoryRelocation- NFL Players, Inc. (licensing and marketing subsidiary of the NFL Players Association) is seeking an experienced Senior Business Counsel to join our Commercial Strategy and Legal team... ...alignment with financing strategy, regulatory requirements, and investor expectations...SeniorRegulatoryFull timeContract work3 days per week
$230k - $297.5k
...stakeholder. What You’ll Be Responsible For As Senior Counsel on the Product Legal team, you will... ...and Policy to navigate complex global regulatory landscapes. You will anticipate and... ...and regulatory compliance across global markets. Lead regulatory analysis related to...SeniorRegulatoryContract workFlexible hours
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