Regional Supervisory Principal - Compliance & Growth Leader
LPL Financial
LPL Financial LLC is seeking a Home Office Supervision Principal for holistic supervision of HOS advisors and OSJ managers in Columbus, Ohio. This role involves resolving complex supervisory issues and ensuring compliance with regulatory standards. The ideal candidate will have over 7 years of industry experience and a minimum of 3 years in a supervisory role, alongside essential licensing qualifications. Join a supportive culture focused on innovation and collaboration. #J-18808-Ljbffr
Vacancy posted 5 hours ago
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