Regional Compliance & Audit Lead - Remote
Equitable
Chicago, IL
- Remote job
Equitable is seeking a Senior Compliance Examiner to conduct risk-based examinations of NSBOs and non-branch sites, including onsite and remote reviews under FINRA 3110. You will prepare workpapers, assess controls, and document findings with remediation plans. The role requires 5+ years in financial services, FINRA Series 7/24, and strong knowledge of life insurance and broker-dealer regulations. A collaborative, detail-oriented professional will thrive here. #J-18808-Ljbffr Equitable
Vacancy posted 2 days ago
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