Branch Operations Leader Series 9/10
Ascendo Resources
Ascendo Resources is seeking a management professional to oversee branch operations and lead the Client Service Associate team in New York. The ideal candidate will have over 5 years of management experience within a broker dealer or wealth management firm and must hold an active FINRA Series 9 and 10 license. Responsibilities include conducting performance evaluations, training staff on compliance, and addressing supervisory issues. A Bachelor's degree in a related field and proficiency in FINRA regulations are essential for success in this role. #J-18808-Ljbffr
Vacancy posted 6 hours ago
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