VP, Compliance Officer: Fixed Income
Full-time
Cantor Fitzgerald/BGC
The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance to the trading and sales teams, ensuring the firm's activities adhere to regulatory standards. This position demands a deep understanding of fixed-income regulations and the ability to navigate a fast-paced, high-pressure environment.
Vacancy posted 17 hours ago
Similar jobs that could be interesting for youBased on the VP, Compliance Officer: Fixed Income in New York, NY vacancy
- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking Type Privately Held About the Role The Company is seeking a Vice President, Compliance Officer with a focus...Suggested
$135k - $202.5k
...in New York, NY. In this role, you will conduct a range of assurance activities, ensuring effective risk management within the Fixed Income business. You will collaborate with stakeholders globally, providing insights on critical risks and driving initiatives in line...Suggested$115k - $270k
...Allocation team. This role focuses on monitoring market conditions and generating actionable investment insights within US and Global fixed income asset classes. The ideal candidate will have 4-7 years of experience in investment research with strong analytical and...Suggested- Citi is seeking a Senior Business Analyst - VP to work in New York, responsible for understanding business problems related to OTC... ...analytical and project management skills, with a focus on fixed income and derivative products. The successful candidate will manage project...Suggested
- PowerToFly is seeking a Vice President to lead audit coverage of valuation risk within the Fixed Income business. This position involves formulating assurance activities to assess valuation risks and controls while partnering with colleagues globally. The ideal candidate...Suggested
$120k - $205k
Morgan Stanley is seeking a Vice President in Global Compliance to provide compliance coverage for the Research business, focusing on equity and fixed income activities. This role requires at least 8 years of experience in compliance and a solid understanding of U.S. Research...- TwinThread is seeking a Quantitative Developer to join their Global Fixed Income, Currencies, and Commodities Quantitative Research team in New York. The role involves collaborating with quant researchers to accelerate research projects and code development. Ideal candidates...
- Overview We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real‑time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures...
$150k - $185k
...support delivery of strategic initiatives across Global Fixed Income (GFI) product portfolio. The role will drive... ...Risk Control, Operations/Data Services, Finance, Front Office, Technology and Compliance. Provides leadership to technology and business partners...Local area- TD Bank is looking for a VP, Business Analysis Specialist in New York, NY. This senior role focuses on delivering strategic initiatives across the Global Fixed Income product portfolio. The candidate will be responsible for business analysis, driving requirements and stakeholder...
$135k - $202.5k
...President to lead audit coverage of valuation risk across the Fixed Income business. The Internal Audit Division (IAD) drives attention and... ...responsible for inspecting controls in front, middle and back offices. Location New York, NY (4x per week in office) What you’ll do...Temporary workWork at officeDormont Manufacturing Company
New York, NY4 days ago$255k
...Summary Responsible for implementing and overseeing CIBC’s U.S. Fixed Income Compliance Program, ensuring adherence to U.S. securities laws,... ...operational efficiency and effectiveness. Working Conditions Normal office environment in New York, NY. Location 300 Madison Avenue,...Full timeWork at office$170k
...this role. Embark on a transformative journey as a Fixed Income eTrading Platform Engineer - VP. At Barclays, our vision is clear – to redefine the future... ...technology, with significant experience in front-office electronic trading for Fixed Income Deep Java engineering...Hourly payTemporary workWork at officeBarclays
New York, NY2 days ago- ...development lifecycle, and improving data infrastructure for alpha generation. Candidates should have a strong understanding of fixed income markets and proficiency in data tools like SQL and AWS technologies. This is an opportunity to accelerate research projects and...
- A global financial institution in New York is seeking a talented software engineer to join the Fixed Income Algo Technology team. This role focuses on developing cutting-edge algo trading platforms that prioritize low latency execution. The ideal candidate will have robust...
- Morgan Stanley is seeking a Portfolio Management Analyst based in New York. This role involves collaborating closely with fixed income managers to generate strong risk-adjusted returns while managing multi-sector portfolios. Candidates should possess a bachelor's degree...
- New York, New York, United States Job Description Fixed Income & Liquidity Solutions Overview Fixed Income and Liquidity Solutions, within Public Investing, manages more than $2 trillion in assets for a variety of clients, including private wealth mandates and institutional...Shift work
- TD Securities is looking for a Senior Business Analyst based in New York to support strategic initiatives across the Global Fixed Income product portfolio. In this role, you will lead the business analysis for new product enablement, translate business needs into requirements...
$225k - $250k
...successful automated trading business. This business covers a range of global products from corporate bonds and portfolio trades to fixed income ETFs and credit futures. We operate within a centralized risk book where traditional voice trading and our automated business...Temporary work- ...regions and building meaningful relationships with your clients. Fixed Income & Liquidity Solutions Overview Fixed Income and Liquidity... ...offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by...Full timeWork at office
$125k - $250k
...individuals worldwide. Global multi-sector fixed income team within Broad Markets Fixed Income... ...strong risk-adjusted returns in compliance with client objectives and investment guidelines... ...more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley,...Temporary workWorldwide- ...Co is hiring a Vice President to lead initiatives within the Fixed Income Digital Assets team. This role involves strategy development for... .... Strong analytical skills and proficiency in Microsoft Office are essential. We offer comprehensive benefits and a supportive...Work at office
$160k - $250k
...governments and individuals from more than 1,200 offices in 43 countries. As a market leader,... .... Department Profile The Fixed Income Division is comprised of Interest Rate... ...desks, credit management teams, legal, compliance, and senior management, fostering...Full timeTemporary workWorldwide- ...Job Description Job Description Manage the Fixed Income derivative pricing/valuations function for a Global Investment Bank Responsibilities... ...groups. Effectively manage relationships with Front Office, Risk and Research. Communicate effectively with senior...Local areaImmediate start
- ...communities we invest in worldwide. Fixed Income & Multi Asset Our team employs a broad... ...which forms part of FIMA’s Chief Investment Officer’s Office (CIOO) . The candidate will... ...Corporate Credit. What will you do as a VP/SVP within Risk? Work closely with FIMA...Permanent employmentWork at officeWork from homeWorldwide
$150k - $200k
...governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the... ...of our culture. Department Profile: The Fixed Income Division is comprised of Interest Rate... ...skilled professionals at Associate or VP level based to tackle quantitative and technology...Temporary workWorldwide- Mizuho Financial Group Inc. is seeking a Fixed Income COO Associate to engage in strategy, business development, and financial resource management. Key responsibilities involve supporting management discussions, conducting performance analytics, and optimizing resource...
$100k - $150k
Documentation Negotiator - Fixed Income Division Morgan Stanley’s Fixed Income Division (FID) within the Institutional Securities Group (ISG) seeks a Documentation Negotiator focused on ISDA and repo agreements. Primary Responsibilities Draft and negotiate legal trading...$150k - $200k
...Morgan Stanley is seeking a full-time front office/on-desk Transaction Manager to join its... ...Notes business that sits within the Fixed Income Division, based in New York City. The... ...(operations, controllers, legal, compliance, risk, tax, audit) to optimize, monitor...Full timeTemporary work$100k - $150k
...employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. Department Profile The Fixed Income Division (“FID”) sits within the Institutional Securities Group (“ISG”) and is comprised of Interest...Contract workTemporary workWorldwide
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Compliance Officer: Fixed Income. Be the first to apply!
Related searches
- vp biotech New York, NY
- vp compliance New York, NY
- vice president support services New York, NY
- vice president global communications New York, NY
- vice president legal New York, NY
- vice president of ecommerce New York, NY
- vice president shared services New York, NY
- vice president of revenue cycle New York, NY
- vice president real estate development New York, NY
- vice president corporate strategy New York, NY