Funds & Regulatory Associate — Asset Management
Davis Graham & Stubbs LLP
Davis Graham & Stubbs LLP is seeking an associate with 2–5 years of experience to join its Asset Management and Corporate Practice Group in Denver. This role involves advising clients on corporate and securities law, drafting legal documents, and collaborating closely with clients and regulatory bodies. The firm offers competitive compensation and a strong culture of mentorship and professional development. Candidates should possess excellent legal writing skills and interpersonal abilities. #J-18808-Ljbffr Davis Graham & Stubbs LLP
- ...professional to lead daily security valuation processes for mutual funds and ETFs. This role involves ensuring compliance with valuation... ...due diligence, and collaborating with various teams on net asset value calculations. The ideal candidate will have a Bachelor's degree...Asset
- ...department. We are responsible for balance sheet management and strategy, portfolio investment... ...risk management, ALM derivatives, and funds transfer pricing (FTP). The overall team... ...approximately $500 billion in total balance sheet assets. The role will focus on Treasury’s funds...Asset
- ...Treasury leads firm-wide balance sheet management strategy, investment allocation and... ..., market risk management, funds transfer pricing (FTP), asset/liability management (ALM) derivatives... ...Corporate Controllers, Technology, & Regulatory stakeholders to align execution with...AssetTemporary workWork at office
$90k - $170k
...Fund Accounting Manager Gen II Fund Services, a leading tech-enabled Private Equity Fund Administrator, is seeking a Fund Accounting Manager... ...accounts. Key facts: Administering over $1T in assets Servicing nearly every significant investor in the asset...AssetWork at officeRemote work3 days per week$90k - $130k
...Fund Accounting Supervisor Gen II Fund Services, a leading tech-enabled Private Equity... ...: Work closely with the Director/Managing Director managing daily Fund Operations... ...Key Facts: Administering over $1T in assets Servicing nearly every significant investor...AssetWork at officeRemote work3 days per week$25.1 - $28.68 per hour
Developmental Pathways (DP) has an opportunity for a Case Manager (CM) - State General Funds (SGF) in our Case Management department. The CM - SGF... ...approaches.At DP, we believe that our people are our greatest asset. We want to give you the ability to grow and do what you...AssetHourly payWork at officeRemote workFlexible hours- ...Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term... ...and experience.* Five years of regulatory or securities compliance experience. Areas... ...Strong cross-team collaboration and project management skills.* Proficient with prioritizing responsibilities...Asset
$150k - $170k
...Job Family Investment Management About Us At Transamerica,... ...Solutions, and 3) Financial Assets, which includes legacy blocks... ...consisting of variable insurance funds, retail mutual funds, ETFs,... ...excellence and compliance with regulatory and governance standards....AssetWorldwide$60k - $70k
Fund Accountant will be responsible for providing accounting services including preparation... ..., enabling fund sponsors to effectively manage their operational infrastructure,... .... Key Facts: Administering over $1T in assets Servicing nearly every significant investor...AssetWork at officeRemote work3 days per week$80k - $95k
...gaming industry and regulations is preferred. Proficiency in managing tasks and projects, including planning and executing audits or... ...regulators on disclaimer/terms & conditions. Reviewing marketing assets in feedback sessions through a compliance lens. Consulting...AssetLocal areaWork from home$80k - $100k
...Senior Fund Accountant Gen II Fund Services, a leading tech-enabled Private Equity... ...expense/benefit and related deferred tax assets/liabilities Train new employees and assist... ..., enabling fund sponsors to effectively manage their operational infrastructure,...AssetWork at officeRemote work3 days per week$135k - $148k
A leading asset management firm in Denver, Colorado is seeking a Product Manager with 1-3 years of experience in product management. The ideal candidate will have expertise in mutual funds and a solid understanding of the financial industry. The role includes offering...Asset- ...Institutional Sales About the Company Ambitious digital asset investment & technology firm Industry Financial... .... Experience in crypto lending, prime brokerage, hedge fund sales, or asset/wealth management is essential. The ideal candidate will have a robust institutional...Asset
$65k - $75k
A clean energy investment fund is seeking an Asset Administrator in Denver, Colorado, to provide administrative and operational support for managing and optimizing solar energy assets. Responsibilities include assisting with project activities, maintaining detailed records...AssetWork at office- A prominent educational institution in Colorado is seeking a Grants Associate to oversee financial management of state-funded grants. The role involves ensuring compliance with policies, processing payments, and monitoring grant accounts. Ideal candidates will have a bachelor...Remote job
- ...close process Preparation of monthly management reporting package Preparation of regulatory reports and monitoring of regulatory capital... ...statements and footnotes Assist with fund consolidation and elimination process Assist with asset impairment testing Assist with...AssetWork experience placement
- ...Associate Vice President, Operational Due Diligence About the Company Prominent asset management firm Industry Financial Services Type... ...for investments in various funds, including hedge funds, real... ...projects, performing regulatory research, and analyzing financial...AssetWork at office
- ...Analytics Engineer leads the transformation of a legacy data platform into a modern, cloud-based analytics ecosystem within an asset management or fund services environment. This role is responsible for modernizing complex data pipelines while maintaining continuity for...AssetFull time
- ...customers head into a challenging economic environment, their needs, outlooks, and behaviors are changing. Software Licensing and the management of licensing is becoming critical to our joint success, not only through value realization and risk reduction, but also by making...Contract work
- ...Officer (CFO) About the Company Innovative digital asset investment firm Industry Investment Management Type Privately Held About the Role The... ...of operations and administrative tasks, including fund administration, management of legal resources,...Asset
$100k - $160k
...companies a seamless way to hire, manage and pay their external... ...of rules - it's a commercial asset. You will help us move the... ...processes. Oversee payroll funding integrity, reconciliation controls... ...the Sales team. Support regulatory feasibility assessments for...AssetFlexible hours- ...term returns against the assets and resources expended.... ..., entry-level Marketing Manager role, equivalent internally to an Associate Product Manager. The role... ...Translating policy and regulatory requirements into program... ...or through government-funded programs. 4. Are there...AssetTemporary workWork at office
$130k - $160k
...President to join its Investments and Portfolio Management team. This opportunity — sourced through... ...new investments, monitoring existing assets, and delivering recommendations to... ...accounts, operating companies, and commingled funds; leading investment partner diligence through...Asset$253.9k - $298.7k
...maintain existing client relationships - across crypto native hedge funds and prosumers Coordinate strategy and analysis for the... ...environment, and/or a traditional institutional banking, asset management, exchange or brokerage environment ~ Demonstrable knowledge...AssetLocal area- ...Solutions Architecture works at mpathic: building the playbooks, demos, assets, and patterns that enable us to scale. This is a U.S.-based... ...base salary with uncapped earnings potential Equity Company-funded health, dental, and vision insurance 401k with 4% company match...AssetFull timeRemote workFlexible hours
$45k - $60k
Overview Founded in 1993, Bayview Asset Management is an investment management firm focused on investments in mortgage and consumer credit, including... ...orientation, or any other category protected by federal, state, or local law. #J-18808-Ljbffr Bayview Fund Management, LLCAssetWork at officeLocal area3 days per week- ...PARTNERS - Strategic Operating Team - Senior Manager/Vice President - Denver, CO Description... .... KSL has approximately $25 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since...AssetFull timeWork experience placement
- ...on building, preserving and managing their wealth. You will use your... ...results and acquire new assets, both from existing client base... ...all risk and control policies, regulatory guidelines and security measures... ...investments, including Hedge Funds, Private Equity and Real...AssetTemporary workWork experience placementLocal area
- ...services. KSL has approximately $23 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since... ...the private equity investment team as an Associate. Associates play an important role in the execution...AssetWork experience placement
- ...hospitality, recreation, clubs, real estate, and travel services. KSL has approximately $25 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since 2005. These investments include some of the...AssetFor contractorsRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Funds & Regulatory Associate — Asset Management. Be the first to apply!
- information security compliance analyst Denver, CO
- senior compliance officer Denver, CO
- compliance associate Denver, CO
- senior regulatory affairs specialist Denver, CO
- senior compliance analyst Denver, CO
- compliance analyst Denver, CO
- cybersecurity policy and compliance analyst Denver, CO
- regulatory officer Denver, CO
- coding compliance specialist Denver, CO
- compliance consultant Denver, CO

