Internal Audit, Compliance and Legal, Vice President, Dallas
The Goldman Sachs Group
Internal Audit, Compliance and Legal, Vice President, Dallas In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes. Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions Identify risks, assess mitigating controls, and make recommendations on improving the control environment Follow-up on open audit issues and their resolutionSKILLS AND RELEVANT EXPERIENCE
Approximately 8 plus years of experience in internal audit or compliance Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks and corporate legal functions Strong understanding of compliance program components, risk and control processes Understanding of internal audit processes as related to a large financial institution Project management experience, including oversight and leadership of junior staff Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership Accurate, accountable and able to multitask while managing both time and work load Approximately 8 plus years of experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree (e.g., JD) is a plus Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law. #J-18808-Ljbffr The Goldman Sachs Group- Internal Audit, Compliance and Legal, Vice President, Dallas Job Description The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified...LegalWork at office
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- Goldman Sachs Group, Inc. in Dallas is seeking a Vice President in Internal Audit, Compliance and Legal to independently assess the firm’s internal control structure, governance, risk management, and anti-financial crime frameworks. You will lead audit efforts, challenge...Legal
- Description LEGAL We work at the intersection of finance and law, providing counsel and advice that support activities across the firm... ..., taking into account legal, regulatory, reputational and compliance issues Supporting ongoing asset management Managing outside counsel...LegalWork at officeFlexible hours
- ...stakeholders across the firm, including trading desks, Controllers, Legal, Corporate Treasury and Technology, and will require a strong... ...are well-supported, aligned to rule text, and robust under audit and regulatory scrutiny Ensure consistent application of regulatory...LegalFull timeTemporary workWork at office
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- ...financial crime detection, regulatory compliance, and operational effectiveness across the Firm.In the Legal & Compliance division, we... ...enhancements.- Support audits, regulatory examinations, and... ...transition to 1445 Ross Ave, Dallas, TX 75202 at a future date . In...LegalTemporary work
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$108k - $162k
...Financial Risk, Financial Risk, Legal, and the first line of... ...documented outcomes. In the Legal & Compliance division, we assist the Firm... ...franchise risk. This is a Vice President level position within the... ...to 1445 Ross Ave, Dallas, TX 75202 at a future date...LegalTemporary work- Position Summary The Security Compliance Analyst supports the... ...this role assists with security audits, client compliance requests,... ...with teams across Engineering, Legal, Procurement, and beyond, while... ...documentation current. Support internal reviews, audits, and continual...LegalInternshipWork at office
$114.91k - $135.19k
...Job Title: Vice President Senior Product Analyst Location: TX - Dallas/Irving What youll do: As a VP Sr. Project... ...templates for hard soft and compliance guidelines. Build and... ...of applicable regulatory and legal compliance obligations rules and...LegalFull time- ...Technology Solutions, Inc. is seeking a highly motivated Legal Counsel to join their legal team in Dallas. The role supports the General Counsel in managing... ...and provides strategic legal advice to ensure compliance with laws. Candidates must have a JD degree, Texas bar...Legal
- Wright Legal PLLC in Dallas seeks a full-time Estate Planning and Probate Attorney to join our hybrid work team. You will draft and review... ...closely with clients to tailor solutions that protect legacies and ensure compliance with Texas law. #J-18808-Ljbffr Wright Legal PLLCLegalFull time
- Controllers, AWM Fund Accounting Private, Vice President, Dallas location_on Dallas, TX, United States... ...firm's activities are conducted in compliance with the regulations governing transactions... ..., and provide assistance with client audit and financial reporting related...Full timeTemporary workWork at office
- Orionplacement seeks a healthcare regulatory attorney in Dallas, TX. The role focuses on licensing, compliance, contracts, and risk management for healthcare clients. The attorney will conduct legal research, provide practical guidance, and negotiate agreements to help...Legal
- Jobot is seeking a Director of HR in Dallas to lead HR strategy, talent acquisition, and benefits administration for a global technology... ...HR initiatives, oversee payroll and HRIS usage, and ensure legal compliance while partnering with leadership to shape a high-performance...Legal
$150k - $190k
...Personal Injury Litigation Attorney Location: Dallas, TX Employment Type: Full-Time | Direct... ...Draft pleadings, motions, discovery, and legal correspondence. Conduct and defend... ...consistent client communication and ensure compliance with court deadlines. Collaborate with paralegals...LegalFull time- ...Details Level: Experienced Job Location: Dallas TX - Plano, TX 75024 Position Type: Full... ...: Up to 25% Job Shift: Day Job Category: Legal This position will be responsible for drafting... ...agreements are current, accurate and in compliance with the terms and conditions of company...LegalFull timeContract workWork at officeFlexible hoursShift work
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- Morgan Stanley in Dallas is seeking a Government and Political Activities Compliance Officer to advise business units on U.S. government interactions, manage pre-clearance for political activities, and oversee lobbying filings within the firm’s political law compliance...
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- Morgan Stanley in Texas seeks a Vice President, AI Compliance Officer to provide second-line oversight of... ...role emphasizes collaboration with legal, risk, and technology stakeholders, with... ...and eventual relocation to Dallas. Strong understanding of regulatory frameworks...LegalRelocation
- ...Vice President, Corporate Counsel About the Company A dynamic global... ...will serve as a trusted legal advisor to senior leadership... ...issues affecting domestic and international reinsurance operations,... ...commercial contracting, regulatory compliance, and corporate transactions,...Legal
- ...Director of Risk Management based in our Dallas office to lead the insurance program strategy... ...and broker management, loss control, and compliance across development, construction, and... ...the Claims Manager and collaborates with Legal on risk transfer and contracts. The ideal...LegalWork at office
$25 per hour
LIABILITY CLAIMS ADJUSTER Location: Dallas, TX (Onsite) Compensation & Schedule $25/hour... ...negotiating settlements consistent with legal and agency guidelines. Success in this position... ...with stakeholders, and maintaining compliance with established claims policies. Key Responsibilities...LegalWork at officeMonday to Friday- ...Vice President, Corporate Counsel About the Company A dynamic global reinsurance organization with broad legal, governance, and compliance needs. Industry Insurance Type Privately... ...matters affecting domestic and international operations, supporting...Legal
$140k - $180k
...Litigation Attorney to lead our Dallas office. If you have a passion for... ...ensure all pleadings, motions, and legal documents meet firm quality and compliance standards. Monitor team performance... .... Collaborate with clients and internal teams to develop effective case...LegalWork at office
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