Branch Audit Team Lead: Risk & Compliance
Edward Jones
Edward Jones is seeking a Branch Audit Team Leader to oversee a national team responsible for risk assessments of financial advisor activity and branch operations. You will ensure audits comply with regulatory standards and firm policies while coaching auditors across the United States. You will guide training and development, maintain strong stakeholder relationships, and oversee complex policy projects. This role requires travel up to 50% and collaboration with home office teams, with a hybrid #J-18808-Ljbffr Edward Jones
$90k - $110k
...to hire an IT Auditor to play a key role in evaluating risk, cybersecurity controls, compliance programs, and business processes across the organization... ...office, 2 days remote.Key Responsibilities:* Execute audits and reviews of technology systems, applications, projects...SuggestedWork at officeRemote work- ...Position Summary The Branch Manager is the senior leader of their... ...support agent development, ensure compliance and operational efficiency,... ...closely with RedKey’s Corporate Team to align local operations with... ...Recruitment & Retention Lead ongoing recruiting efforts aligned...SuggestedContract workWork at officeLocal area
$132.7k - $303.2k
...connected powerhouse of diverse teams and take your career wherever you... ...the Tax Functional Leader across compliance, advisory or annuity tax service delivery. Lead tax processes by directing and coordinating... ...advice and assistance managing risks and across tax compliance and/or...SuggestedWork experience placementSummer holidayFlexible hours- Edward Jones is seeking a Branch Auditor to review... ...operational, regulatory, and risk controls across branch... ...on-site and remote audits of client accounts, trade... ...branch procedures to ensure compliance with firm policies and... ...advisors and branch teams to recommend corrective...SuggestedRemote work
- Core & Main LP is seeking an experienced Internal Controls & Audit professional to plan and execute audits across people, process, and... ...leadership. Responsibilities include supporting advisory reviews, risk assessments, and cross-functional collaboration to strengthen...Suggested
- Edward Jones seeks a Branch Auditor to strengthen the branch inspection program and test regulatory compliance across regions. This home-based role includes regular travel to conduct inspections and validate practices in alignment with client-first commitments. You will...Remote jobWork from home
- ...with the Archbishop's leadership team, Finance, Legal, Facilities,... ..., rent performance, and compliance documentation. Assess underutilized... ...Identify immediate governance, risk, or compliance concerns.... ...Leasing, Transactions & Negotiation Lead negotiations for leases,...Immediate startRemote workFlexible hoursShift work
- ...executing on multiple projects including advisory reviews and risk-based audits of people, process (operational and financial) and technology... ...action plans to Management. Build detailed knowledge of branch operations, processes and systems across the organization including...For contractorsLocal areaFlexible hours
- Global Industrial Company in St. Louis, Missouri, seeks a professional to manage credit processes and provide guidance to sales partners. The role includes overseeing the flow of credit files, approving customer credit terms, and training new partners in credit procedures...
- ...lifecycle of lease agreements and maintain accurate, auditable records. You will monitor critical dates, invoice... ...rents and CAM charges, and work with legal and finance teams to mitigate risks while ensuring compliance across the portfolio. The role requires attention to...
$150k - $175k
...finance leaders. The Director, Treasury and Risk Management will lead Perficient’s global treasury functions... ...management, risk mitigation, compliance, and operational excellence. Perficient... ...functions; prior people leadership or team management experience required.Demonstrated...Full timeTemporary workWork at officeLocal areaFlexible hours- ...dedicated and experienced Risk Management Framework (... ...processes, ensuring compliance with DoD and Air Force... ...RMF Implementation: Lead the implementation of the... ...development lifecycle.Audit Support: Support internal... ...collaboration skills for cross-team efforts.Employment is...Full timeLocal areaWorldwide
- ...Risk Management Position at Saint Louis University Founded in 1818, Saint Louis University... ...risk, handling claims, and maintaining compliance with applicable laws and regulations;... ...including General Counsel, Business & Finance, Audit & Compliance, Provost, Office of Research...Work at office
$140k - $165k
...Organization: Bruin Financial — AVP, Risk Management, North America (... ...the Firm's ERM framework. Lead the execution and enhancement... ...feedback. Build and lead a growing team, foster strong business... ...Experience with Governance, Risk, and Compliance (GRAC) software and knowledge...Full timeWork at officeRelocation- ...Accenture helps the world's leading enterprises reinvent by building their digital core... ...Manager, you will lead cross-functional teams to reimagine how work gets done, combining... ...across business, technology, and risk/compliance functions. Compensation at Accenture...Live inWork at officeLocal area
$20 - $35 per hour
...5 per hour A bit about us: South Carolina branch is seeking a motivated individual to join our growing team! The Roofing Laborer supports the efficient and... ...report any malfunctions promptly. Safety Compliance: Adhere to established safety protocols,...Hourly payLocal areaRemote workAll shifts- ...Patient Safety & Risk Management Specialist Christian Hospital is looking for a Patient Safety & Risk Management Specialist. This... ...strong communication skills is essential to effectively support teams and foster a culture of safety. Monday-Friday, on-site position....Monday to FridayFlexible hours
$86.36k - $101.6k
...DescriptionYou will act as a Compliance Professional for the Enterprise... ...oversee an effective compliance risk management framework, and... ...Business, other Risk/Compliance/Audit professionals, and RCA Managers... ...and total rewards considers our team members' whole selves and what...Work experience placementWork at officeLocal areaRemote workFlexible hours3 days per week$80k - $100k
...cgi is seeking an experienced Risk Management Framework Specialist... ...processes and ensuring compliance for the United States Air Force... ...Illinois). Key Responsibilities Lead the implementation of the Risk... ...Support internal and external audits, reviews, and inspections related...For contractorsWork experience placementWork at officeLocal areaImmediate startFlexible hours- ...mer (Saint Nazaire) Qualifications Formation : Bac+5 (finance, audit, ingénierie, risques…) Expérience : 8-12 ans en gestion des risques... ...(Cabinet, industrie ou environnement mixte) Vision globale du risk management Appétence pour les sujets assurances et PCA (expé...
$77k - $214k
...clients on tax planning, compliance, and strategy. These... ...obligations while minimising risks of non-compliance.... ...anticipate the needs of your teams and clients, and to... ...you need to lead and deliver value at this... ...to specific PwC tax and audit guidance), the Firm's code...H1b- ## Senior Lead Compliance Auditor (Hybrid) - Internal AuditApplyremote type... ...Compliance and Internal Audit. This position is responsible... ...include the following:* Assess risks and internal controls to determine... ...guidance and leadership for team to utilize Artificial...Work experience placementWork at office
$67.51k - $98.23k
Join to apply for the Risk & Compliance Manager role at IKEA 4 days ago Be among... ...competent and performing team capable of delivering and excellent... ...and confidentiality. • Leads the unit's physical security... ...program by education, assessing (auditing) and maintaining standards...Permanent employmentFull timePart timeWork experience placementWork at officeLocal area- Fed Finance recherche un(a) Responsable des risques à St. Louis, Missouri. Vous serez l'unique référent des risques, intervenant dans divers domaines tels que les risques industriels, financiers et de conformité. Le candidat idéal a 8 à 12 ans d'expérience en gestion des...
$132.5k - $338.3k
...Senior Manager Accenture helps the world's leading enterprises reinvent by building their... ...Demonstrated ability to lead teams delivering complex projects A Bachelor... ...with channel modernization/ transformation (branch, contact center, digital) Hands-on exposure...Work at officeLocal area- ...Accenture helps the world's leading enterprises reinvent by building their digital core and... ...business models and technology. You lead teams to deliver data- and AI-powered solutions... ...channel modernization/ transformation (branch, contact center, digital) Familiarity with...Live inWork at officeLocal area
$140k - $180k
...Director, you will serve as the financial lead for large, complex client assignments. You... ...of additional actuarial, financial, and/or risk solutions Provides consulting quality... ...financial/actuarial deliverables Guides team (regional and global) on deliverables based...Temporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours$77k - $214k
...clients on tax planning, compliance, and strategy. These... ...obligations while minimising risks of non-compliance.... ...anticipate the needs of your teams and clients, and to... ...you need to lead and deliver value at this... ...to specific PwC tax and audit guidance), the Firm's code...H1b- ...We are seeking a Tax Office Manager! You will be responsible for the effective management and profitable operation of your assigned branch office. Responsibilities: Coordinate the approval process for all loans and lines of credit Oversee the flow of cash and...Work at office
- ...company reinventing credit to make it more honest and friendly. Affirm seeks an experienced professional to join the Bank Model Risk Management team to identify, quantify, monitor and report on model risk across credit and fraud domains. You will validate models, develop...Remote job
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