Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Risk and Compliance Professional

$97.53k - $146.29k

Caterpillar

Career Area:Legal and ComplianceJob Description:Your Work Shapes the World at Caterpillar Inc. When you join Caterpillar, you're joining a global team who cares not just about the work we do – but also about each other. We are the makers, problem solvers, and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress and innovation here – we make it happen, with our customers, where we work and live. Together, we are building a better world, so we can all enjoy living in it.Intro:The Risk & Compliance Professional supports the business by ensuring alignment with enterprise ethical standards, regulatory requirements, and internal control expectations. This role evaluates internal controls, identifies potential risks, supports compliance programs, and helps resolve non-compliance issues while enabling risk-based decision making and operational continuity.What You Will Do:Execute and monitor compliance programs, internal controls, and regulatory requirements across the business.Identify compliance risks and implement corrective actions to mitigate vulnerabilities and strengthen processes.Support key compliance activities, including third-party management, trade compliance, data privacy, and internal reviews.Provide guidance and support to stakeholders on compliance requirements, screening activities, and issue resolution.Deliver reporting, analysis, and ad hoc support to enable risk-based decision making and ensure operational continuity.Participate in compliance reviews and audit activities while supporting regulatory and internal compliance programs.Collect, analyze, and report compliance-related data to identify trends, risks, issues, and opportunities.Support planning and execution of compliance initiatives while coordinating with stakeholders and tracking progress.What You Have :Education/Experience: Degree or equivalent experience desired.Risk Management: Knowledge of processes, tools and techniques for assessing and controlling exposure to compliance and regulatory risks; ability to apply risk management practices across business activities.Audit and Compliance Function: Knowledge of the responsibilities and tasks of Audit and Compliance; ability to support compliance programs in a business environment.Analytical Thinking: Knowledge of techniques and tools that promote effective analysis; ability to determine root causes and develop practical solutions.Effective Communications: Understanding of effective communication concepts, tools and techniques; ability to effectively transmit and interpret information across stakeholders.What Will Set You Apart :Experience with business process improvement, process mapping, workflow analysis, and process performance monitoring.Knowledge of third-party management, trade compliance, data privacy, and internal review activities.Strong relationship management skills with the ability to build cross-functional partnerships and resolve compliance challenges.Experience supporting compliance initiatives through project management, stakeholder coordination, and status reporting.Ability to gather, analyze, and communicate compliance-related data in a clear and actionable manner.Summary Pay Range:$97,530.00 - $146,290.00Compensation and benefits offered may vary depending on multiple individualized factors, job level, market location, job-related knowledge, skills, individual performance and experience. Please note that salary is only one component of total compensation at Caterpillar. Benefits:Subject to plan eligibility, terms, and guidelines. This is a summary list of benefits.Medical, dental, and vision benefits*Paid time off plan (Vacation, Holidays, Volunteer, etc.)*401(k) savings plans*Health Savings Account (HSA)*Flexible Spending Accounts (FSAs)*Health Lifestyle Programs*Employee Assistance Program*Voluntary Benefits and Employee Discounts*Career Development*Incentive bonus*Disability benefitsLife InsuranceParental leaveAdoption benefitsTuition Reimbursement* These benefits also apply to part-time employeesThis position requires working onsite five days a week.Relocation is available for this position.Visa Sponsorship is not available for this position.Posting Dates:August 5, 2026 - August 11, 2026Any offer of employment is conditioned upon the successful completion of a drug screen.Caterpillar is an Equal Opportunity Employer, Including Veterans and Individuals with Disabilities. Qualified applicants of any age are encouraged to apply.Not ready to apply? Join our Talent Community.SummaryLocation: Houston, TexasType: Full time

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Risk and Compliance Professional in Houston, TX vacancy
  • The Compliance Specialist reports to the Director Legal, Compliance, Privacy & Security (“Director”) and has a key role in supporting the...  ...program as outlined by the Federal Sentencing Guidelines. Support risk assessments and processes and collaborate with business owners... 
    Suggested
    Contract work

    Cedent Consulting

    Houston, TX
    4 days ago
  •  ...team of investment, financial and industry professionals that combines proven investment and...  ...consistent strategy focused on cash flow, risk management and returns.  Through disciplined...  ...Crescent Energy is seeking a Regulatory Compliance Analyst to support upstream and... 
    Suggested
    Full time
    Local area

    Crescent Energy

    Houston, TX
    1 day ago
  • QUALIFICATIONSBachelor's degree required, advanced degree(s) and/ or applicable professional certifications (e.g., Juris Doctor, CPA, or PMP) preferred....  ...are required5+ years of professional experience in ethics, compliance, risk, legal, and/or governance in a large, multinational... 
    Suggested
    Apprenticeship

    McKinsey & Company

    Houston, TX
    2 days ago
  •  ...planJob DescriptionAbout the Department/Team:The Global Ethics Office (GEO) mitigates conflicts of interest and ensures employee compliance with regional policies related to personal account dealing, outside business activities, gifts and entertainment, and political contributions... 
    Suggested
    Full time
    Work at office
    Flexible hours

    Invesco

    Houston, TX
    13 hours ago
  • QUALIFICATIONSBachelor's degree required, advanced degree(s) and/ or applicable professional certifications (e.g., Juris Doctor or CPA) preferred5+ years of professional experience in ethics, compliance, risk, legal, and/or governance in a large, multinational organization... 
    Suggested
    Apprenticeship

    McKinsey & Company

    Houston, TX
    4 days ago
  • Job Purpose The role is part of the NAM HSE compliance team and is responsible for higher-level data analysis of accidents and incidents,...  ...processes, customers or the communities in which we live and work at risk• Seeks continual improvement in Health, Safety, Security &... 
    For contractors
    Immediate start

    Weatherford International

    Houston, TX
    3 days ago
  •  ...Department: The Office of the CCO is an Advisory Compliance function that supports the Americas...  ..., sub-advised client oversight, product risk and other compliance functions. Our...  ...initiatives.Present complex information in a professional and easy to understand manner.Serve as a... 
    Full time
    Work at office
    Flexible hours

    Invesco

    Houston, TX
    4 days ago
  •  ...an outstanding opportunity for an experienced Senior Federal Compliance Specialist to join our growing organization. If you are interested...  ...degree in Accounting or FinanceAt least 5 years of relevant professional experience in a finance or accounting roleExperience working... 
    For contractors
    Local area
    3 days per week

    GHD

    Houston, TX
    4 days ago
  •  ...Regulatory Compliance Specialist Ensure WWM has proper procedures and strategies in place that follow local and federal regulatory codes...  ...Identify potential areas of compliance vulnerability and risk; provide reports to supervisor and other business stakeholders... 
    Full time
    For contractors
    Local area

    WhiteWater Midstream LLC

    Houston, TX
    3 days ago
  •  ...A Compliance Services Regulatory Specialist is responsible for supporting Witt O'Brien's clients nationally with a varying degree in...  ...weekends. A successful candidate will be able to write at a professional level and able to train client personnel in a classroom setting... 
    Full time
    Temporary work
    Work at office
    Remote work
    Shift work

    Nicholson Strategic Solutions

    Houston, TX
    3 days ago
  • $57.32k - $67.44k

     ...Centers (TXCH). This position supports all aspects of regulatory compliance for a specified portfolio of over 80 studies. This support...  ...skills including Microsoft Office Suite High sense of professional behavior and conduct and an ability to communicate with various... 
    Work at office
    Local area
    Monday to Friday
    Shift work

    Baylor College of Medicine

    Houston, TX
    1 day ago
  •  ...U.S. Energy is seeking an Energy Compliance Analyst to support regulatory compliance in the renewable energy sector. This role focuses on business continuity and involves extensive collaboration with internal and external partners. The successful candidate will have a... 

    U.S. Energy Services

    Houston, TX
    4 days ago
  •  ...At Houston Methodist, the Regulatory Compliance Specialist position is responsible for coordinating and performing study‑specific regulatory...  ...Coordinator (ACRP) CCRP - Certified Clinical Research Professional (SOCRA) Skills and Abilities Demonstrates the skills and competencies... 
    Work experience placement
    Work at office
    Local area

    Houston Methodist

    Houston, TX
    4 days ago
  •  ...Position Title Asset Compliance & Audit Specialist Location HOUSTON TX FLSA Class EXEMPT Responsible to Senior Manager Asset Operations Position Summary The Asset Compliance & Audit Specialist is responsible for ensuring the accuracy, accountability, and compliance of... 
    Local area

    VoltaGrid

    Houston, TX
    4 days ago
  •  ...Employee Type: Full Time Union/Non: Non‑union position At Enbridge, we are committed to operating safely, responsibly, and in full compliance with all regulatory requirements. We are seeking a Specialist II Regulatory to support our U.S. natural gas regulatory program,... 
    Full time
    Temporary work
    Work at office
    Local area
    Immediate start
    Work from home
    Flexible hours

    Enbridge

    Houston, TX
    4 days ago
  • BCG Attorney Search seeks a mid-level Regulatory Investigations, Strategy & Enforcement Associate in Houston, TX. Ideal candidates will have 3 to 6 years of experience with State Attorneys General, handling civil investigations, and negotiating resolutions. The Associate...

    BCG Attorney Search

    Houston, TX
    4 days ago
  •  ...A global manufacturing company located in Houston seeks a Trade & Customs Compliance Specialist to strengthen import compliance operations. The role involves classifying products accurately, evaluating regulatory obligations, and managing compliance databases. Ideal candidates... 

    Foxconn Industrial Internet

    Houston, TX
    3 days ago
  •  ...Position Title: BSA Compliance Officer Position Summary: The BSA Compliance Officer...  ...industry best practices, sound risk management, and forward-looking compliance...  ...interpreting general business periodicals, professional journals, technical procedures, and laws... 
    Work at office

    TDECU

    Houston, TX
    3 days ago
  •  ...duties and ensure proper payment Coordinate with licensed customs brokers Monitor regulatory changes and update procedures Conduct compliance audits and training Resolve customs holds and issues Requirements 3-5 years customs brokerage or compliance experience Licensed... 

    Seawayprojectcargo

    Houston, TX
    4 days ago
  •  ...success. With more than 3,000 lawyers and 3,000 business services professionals working together across 50 offices worldwide, this global law...  ...key markets and sectors. Norton Rose Fulbright is seeking a Compliance Analyst to join our team. The US Compliance Team consists, at... 
    Full time
    For contractors
    Work at office
    Worldwide
    Flexible hours

    Phase2 Technology

    Houston, TX
    5 days ago
  •  ...Trade Compliance Specialist The Trade Compliance Specialist supports the organization...  ...Identify documentation gaps or compliance risks and support corrective actions...  ...trade documentation. High standard of professionalism and ethics. Preferred style of teamwork... 
    Temporary work
    Local area

    Wurth Industry North America

    Houston, TX
    2 days ago
  • $60k - $90k

     ...Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Responsibilities Ensure exemplary client service to all internal and external clients; proactively promote client service throughout department... 
    Full time
    Work at office
    Remote work
    Flexible hours

    NRF United Kingdom

    Houston, TX
    2 days ago
  •  ...for safety and security operations. The role includes maintaining safety documentation, coordinating safety training, and ensuring compliance with safety audits. Candidates should have a Bachelor's degree in Criminal Justice, 3-5 years of experience in security or school... 

    Beta Academy

    Houston, TX
    1 day ago
  •  ...Gulf Winds International is seeking a Safety and Compliance Coordinator based at the Houston Terminal. This full-time hybrid position involves ensuring compliance with DOT regulations, assisting in driver qualification processes, and implementing safety programs. The... 
    Full time

    Gulf Winds International

    Houston, TX
    1 day ago
  •  ...Gulf Winds International, Inc. is seeking a Safety and Compliance Coordinator at their Houston Terminal. The coordinator will ensure compliance with DOT regulations for drivers, assist in safety programs, and coordinate data collection on work environments. Qualifications... 
    Full time

    Gulf Winds International

    Houston, TX
    2 days ago
  •  ...Description: The Trade Compliance Classification Specialist will support the client organization with overall compliance with U.S...  ...discipline or equivalent experience and/or a minimum of 7-10 years of professional experience in international operations, import or exports,... 
    Full time
    Remote work

    VIVA

    Houston, TX
    3 days ago
  •  ...results, and delivering preventative maintenance services. Job Description Perform multi-point vehicle inspections to ensure compliance with emissions standards and state regulations. Document inspection results and maintain accurate records. Communicate pass... 
    Full time
    Local area
    Flexible hours

    Premium Velocity Auto LLC

    Houston, TX
    5 days ago
  •  ....Job Purpose/Summary:The HSE Air Permit Compliance Specialist is responsible for maintaining...  ...impacts before implementation.Apply risk-based judgment to identify, prioritize,...  ...applicable state GHG reporting programs.Professional Engineer, Certified Environmental Professional... 
    Full time
    For contractors
    Work at office
    Local area

    Plains

    Houston, TX
    3 days ago
  •  ...purchases or exchanges, and advisory service recommendations. This role focuses on identifying and mitigating compliance risk, coordinating with financial professionals and internal partners, and supporting timely processing in a hybrid work environment. #J-18808-Ljbffr... 

    Corebridge Financial, Inc.

    Houston, TX
    5 days ago
  •  ...operate. We incorporate environmental stewardship, safety, and compliance into our day‐to‐day operations and seek to strengthen and...  ...priority tasks. Preferred Skills, Knowledge, and Experience Professional credentials or certifications are appreciated but not required... 
    Work at office

    Boardwalk Pipelines

    Houston, TX
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Risk and Compliance Professional. Be the first to apply!