SEC Compliance Associate: ADV & Filings Specialist
Leeds Professional Resources
Leeds Professional Resources seeks a detail-oriented Compliance Associate for a growing Registered Investment Adviser. You will support the SEC reporting, maintain the firm's compliance program, and assist the CCO with examinations and ongoing monitoring. Fluency in English and Spanish, a degree in Finance/Accounting/Business, and hands-on experience with Form ADV and Form CRS are preferred. The role emphasizes meticulous records, timely regulatory submissions, and effective communication with #J-18808-Ljbffr Leeds Professional Resources
Vacancy posted 1 day ago
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