Compliance & Regulatory Reporting Associate
Robinhood
Robinhood Regulatory Reporting Compliance Associate role in Chicago, IL; Denver, CO; Lake Mary, FL requires in-person attendance at least 3 days per week. The team handles complaints, determines regulatory filings, and reports findings to regulators and leadership. You review complaints, coordinate data collection, run QA checks, and prepare regulatory disclosures and quarterly FINRA reports. Strong analytical skills and FINRA Series 7 licensure are essential. #J-18808-Ljbffr Robinhood
Vacancy posted 1 day ago
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$74k - $87k
Regulatory Reporting Compliance Associate Chicago, IL; Denver, CO; Lake Mary, FL Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades...SuggestedFor contractorsWork at officeFlexible hoursShift work3 days per week- ...4 Year Degree Category Health Care / Regulatory & Clinical Support Position Title Junior... ...General Duties), supporting ARKRAY’s compliance with applicable laws and regulations.... ...complaint meeting support, MDR support, vendor reporting, and daily call data review as...SuggestedFull timeWork at office
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- ...or an alternative application process. Regulatory Associate Full Time Professional Maitland, FL,... ...protocol activations, and study start-up compliance out of our clinic in Maitland, FL .... ...amendments, continuing reviews, safety reports, and informed consent forms (ICFs) to...SuggestedFull timeLocal areaImmediate startMonday to ThursdayShift workWeekend work
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- ...professionals who demonstrate integrity, professionalism and a strong desire to learn. You will communicate findings clearly, produce accurate reports, and deliver outstanding customer service while upholding our high standards and representing the company proudly. #J-18808-Ljbffr...
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A talent acquisition and consulting company is seeking a Regulatory Compliance Analyst for an onsite role in Tallahassee, Florida. The analyst will ensure compliance with financial regulations, create detailed documentation, and collaborate with technical teams. Candidates...Hourly payContract work- ...standards. Community Enhancement & Code Compliance aims to preserve and enhance the safety... ...and violations, review inspection reports, determine violations and prepare Notices... ...Attends city events and various civic association meetings to educate and inform residents...Work at officeLocal areaWeekend workAfternoon shiftWeekday work
City of Sunrise
Tallahassee, FL1 day ago - The Compliance Associate assists in monitoring internal operations, drafting regulatory disclosures, testing supervisory controls, and ensuring day-to-day adherence to SEC... ...Proficiency in Microsoft Excel (data analysis/reporting) Communication: Strong written and verbal...
$29 - $34 per hour
...day. About the role: We're looking for a Compliance & Internal Controls Analyst on behalf... ...compliance testing, and fulfilling government reporting obligations. This role requires a... ...to work cross-functionally to ensure regulatory and internal control requirements are met...Contract workLocal areaWestinghouse Electric Company
Tallahassee, FL1 day ago$34.96k
MS COMPLIANCE OFFICER I (REGULATORY CONSULTANT) - 76002092 Requisition No: 847798 Agency: Highway Safety... ...to include letters, memos, reports or emails. Experience providing customer... ...records of the FBI. Fingerprints and associated information/biometrics will be retained...Work experience placementWork at office$40 - $45 per hour
...Select, visit us at Position Title: Regulatory Compliance Analyst - Onsite Location Information:... ...including audit trails, traceability reports, control mappings, and exception workflows... .... Support validation efforts associated with the upcoming implementation wave,...Contract work- ...Disability/VET Location: Florida, Weston (FLL) Job Brief The Regulatory Compliance Specialist is responsible for the administration, audit,... ...program effectiveness. Manage regulatory records, reporting, and documentation requirements. Support regulatory compliance...Temporary workWork experience placementWork at officeWork from homeShift work
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$23 - $28 per hour
...re looking for a Trade Reconciliation & Compliance Analyst on behalf of our client. This is... ...Application and execute the end-of-day recaps and reports. Verify Positions, monitors daily Value... ...broker and other external statements associated with transaction. Need to provide...Contract work- ...Florida Department of Children and Families in Tallahassee seeks a Regulatory Specialist III - SAMH CS to ensure substance abuse treatment... .... You will review applications, monitor providers, generate reports, and coordinate with AHCA and community partners. #J-18808-...Remote work
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$60k - $66k
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- ...Health Plan as a full-time Compliance Analyst and play an important... ...analytical professional who can turn regulatory and operational information... ...resources QUALIFICATIONS Associate degree in business, health... ..., audit, quality, data reporting, or a comparable analytical...Full timeTemporary work
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$32.69 - $46.15 per hour
...community projects nationally. The NMTC Portfolio & Compliance Associate keeps that program running smoothly:... ...making sure borrowers stay on track with their reporting, turning project data into clear impact and regulatory reports, and providing hands‑on administrative...Contract workRemote workFlexible hours- Job Summary The Compliance Analyst - Consumer disputes and complaints is responsible for... ...disputes and complaints in accordance with regulatory requirements, internal policies and... ...continuous improvement efforts, and compliance reporting to support a strong consumer protection...Remote jobShift work
$55.4k - $69.2k
...seeking an energetic, dedicated professional to join our team as a Compliance Specialist! Remote (U.S. — AZ, CO, FL, MN, NC, ND, TX, UT, WI... ...timely and accurate completion of required annual compliance reports, as assigned. Collaborate with senior compliance and managers...Full timeTemporary workLocal areaImmediate startRemote work- ...Corporation in Hollywood, FL is seeking a Trade Compliance Export Administrator to ensure... ...OFAC, and other U.S. export regulations, reporting to the Sr. Director of Sales and... ...policies while auditing and monitoring regulatory changes. #J-18808-Ljbffr HEICO Aerospace
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