Senior Compliance Officer
Ameriprise
Ameriprise is seeking a Compliance Manager to support Columbia Threadneedle's Intermediary and Institutional Sales and Distribution teams. You will review marketing materials, ensure regulatory compliance, and partner with Legal and Compliance SMEs. In this role, you will manage policies, conduct risk assessments, and stay abreast of SEC/FINRA/CFTC/NFA changes to inform stakeholders. A strong communication and collaboration skillset is essential for success. #J-18808-Ljbffr
Vacancy posted 1 day ago
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