Senior Compliance Officer, Investments Compliance
$163k - $204kAmerican International Group (AIG)
Position Summary: AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in the oversight of external managers. The ideal candidate will have extensive regulatory asset management experience with a focus on U.S. domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review and capture investment restrictions from investment guidelines, state insurance investment regulations and reinsurance/trust agreements. Code, test and implement investment restrictions in BlackRock Aladdin and Bloomberg.Review exceptions out of the compliance module and perform manual controls testing.Perform ad-hoc/quarterly controls review specifically for the General Account and reinsurance mandates.Interact/partner with CIO, investment managers, and Legal to ensure compliance with investment restrictions, including coordinating on interpretive issues.Serve as a strategic partner with other control function teams throughout the firm (Legal, SOX/Audit, Investment Accounting, Technology, Operations, and Risk) to advance the control framework.Review and update compliance policies and procedures.Provide training on compliance policies and procedures.Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).Perform compliance due diligence of external managers compliance programs.Implement solutions to challenges and issues that are raised by stakeholders.Scope and lead special projects and ad hoc assignments.Position Requirements:Minimum of 3 years of experience in guideline monitoring using BlackRock Aladdin, Charles River, Sentinel, Bloomberg AIM, or a similar system.Technical understanding of investment products and financial instruments, and the aggregation of exposures to perform compliance testing.Fixed income compliance experience is required, and exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus.Working knowledge of NY, DE and PA U.S. State insurance investment regulation, along with NAIC Model Laws – Investments of Insurers Model Act; background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus.Familiarity with manager-of-manager structures.Strong work ethic with great attention to detail and ability to communicate effectively.Bachelor’s degree required.The base salary range for this position in New York, NY is $163,000-204,000, in New Jersey and Boston MA is $160,000-$200,000, and $159,000-$199,000 in Chicago, the position is eligible for a bonus in accordance with the terms of the applicable incentive plan. Your actual compensation will be dependent on your skills, experience, and qualifications. If your compensation expectations are above the posted range, we still encourage you to apply—your unique background matters to us. In addition, we’re proud to offer a range of competitive benefits, a summary of which can be viewed here: US Benefits Overview.At AIG, we value in-person collaboration as a vital part of our culture, which is why we ask our team members to be primarily in the office. This approach helps us work together effectively and create a supportive, connected environment for our team and clients alike.Enjoy benefits that take care of what mattersAt AIG, our people are our greatest asset. We know how important it is to protect and invest in what’s most important to you. That is why we created our Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security—as well as your professional development—to bring peace of mind to you and your family.Reimagining insurance to make a bigger difference to the worldAmerican International Group, Inc. (AIG) is a global leader in commercial and personal insurance solutions; we are one of the world’s most far-reaching property casualty networks. It is an exciting time to join us — across our operations, we are thinking in new and innovative ways to deliver ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times of uncertainty and discover new potential. We invest in our largest asset, our people, through continuous learning and development, in a culture that celebrates everyone for who they are and what they want to become.Welcome to a culture of inclusionWe’re committed to creating a culture that truly respects and celebrates each other’s talents, backgrounds, cultures, opinions and goals. We foster a culture of inclusion and belonging through learning, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters, ERGs are a cornerstone for our culture of inclusion. The talent of our people is one of AIG’s greatest assets, and we are honored that our drive for positive change has been recognized by numerous recent awards and accreditations.AIG provides equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories.AIG is committed to working with and providing reasonable accommodations to job applicants and employees with disabilities. If you believe you need a reasonable accommodation, please send an email to View email address on click.appcast.io. Functional Area:CP - ComplianceAIG Employee Services, Inc.SummaryLocation: NJ-Parsippany; GA-Atlanta; MA-Boston; NY-New York; PA-Philadelphia; IL-ChicagoType: Full time
- ...Senior Credentialing SpecialistThe Senior Credentialing Specialist leads USFHP's provider credentialing and recredentialing operations... ..., work history, malpractice), and file preparation.Ensure compliance with NCQA/URAC credentialing standards, TRICARE/USFHP, DHA, and...SeniorLocal area
$54.67k - $66k
...addiction to find belonging, love, and purpose. The role The Senior Credentialing Specialist plays a critical role in overseeing... ..., monitor license and certification renewals, and ensure compliance with regulatory and internal standards Resolve credentialing...SeniorFull timeRemote workWork from home$164.4k - $246.6k
...Job DescriptionThe Audit & Compliance Manager manages and coordinates audit, inspection, and compliance activities across Data, Technology... ...InformationVertex is a global biotechnology company that invests in scientific innovation. Vertex is committed to equal employment...SeniorFor contractorsSummer workRemote workFlexible hours2 days per week$131k - $185k
...&A integration timelines and investment priorities* Identify and communicate... ..., our agile teams across 52 offices in 12 countries collaborate... ...base salary pay range for Senior Consultant in Silicon Valley... ...to pay transparency and compliance with applicable laws. If you...SeniorTemporary workLocal area$80k - $140k
CAM Tax Officer is a member of the Charitable Asset Management tax team, an important strategic partner and trusted tax advisor to our clients and internal stakeholders to deliver high-quality tax administration, planning and advisory services. This role combines technical...SuggestedFull timeTemporary workFlexible hours$103.4k
JOB REQUISITIONLegal, Risk & Compliance - Investigations & Forensic Senior ConsultantLOCATIONNEW YORK CITYADDITIONAL... ...both in-person in local Protiviti offices and on client sites, which can... ...employees a company 401(k) savings and investment plan with an employer match of 50%...SeniorFull timeTemporary workLocal areaRemote workFlexible hours- Title: Senior Manager, Buyside Operational RiskOffice Status: Hybrid - Boston, MABase Salary: $100k - $125kOverviewA leading, growth-oriented investment management firm is seeking an experienced operational risk professional to join its high-performing Risk and Control...Senior
- ...City with 250+ employees world-wide.As a Senior Clinical Regulatory Specialist at... ...completeness, accuracy, consistency, and compliance, identifying gaps and driving resolution... ...personally.Hybrid work environment with in-office collaboration two days per week in either...SeniorTemporary workWork at office2 days per week
$147.4k
Posting Description SENIOR LICENSING AND BUSINESS DEVELOPMENT OFFICER, Technology Licensing Office, is responsible for the commercialization of MIT’s IP portfolio arising from research and activities on MIT’s campus; managing a large portfolio of cases, including, technology...SeniorFull timeWork at officeVisa sponsorship$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging... ...with colleagues across Kroll's network of offices and various practices.Essential Traits:...SeniorTemporary work$80k - $130k
...026-10-06Job Summary:The Contracts and Compliance Senior Associate supports the full lifecycle management... ...coordination with the organization’s Office of the General Counsel (“OGC”), as... ..., you’ll find meaningful work, leaders invested in your success, and opportunities to...SeniorContract workWork at officeLocal area$77k - $214k
...Tax ServicesManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Financial Services International Tax Compliance Senior Associate you will support client-facing international tax compliance work within our Tax Services practice, helping clients navigate...SeniorFull timeH1b$200k - $300k
...Company Overview: A multi-family office manager in Boston is hiring a senior level professional for their tax... ...planning issues Manage the client tax compliance process Enhance relationships... ...associated with the firm’s investment funds Qualifications: Over 1...SeniorWork at office- ...Correction Specialist to review, analyze, and report on patient charts for end-to-end corrections, ensuring accurate coding for compliance and revenue. You will mentor junior staff, communicate with providers, resolve complex documentation issues, and help standardize...SeniorRemote job
$130k - $170k
Salary - $130,000 - $170,000 + Benefits + Unlimited PTO Are you an experienced Compliance Analyst looking to take greater ownership, shape compliance processes and progress your career within a rapidly growing technology company? Join a rapidly expanding AI and cybersecurity...Senior- Senior to Principal Data Engineer (SQLserver, Financial Services), Boston, MA. Hybrid, min 3 days week in office, 135k to 175k base on experienceCompensation Commensurate with experience... ...or common methodologies, which the Investment Technology division will then use.Leverage...SeniorPermanent employmentContract workWork at officeLocal area3 days per week
- Compliance Associate, Investment Management, Boston (Hybrid, 2 Days/Week in Office) Our client, an investment management firm based in Boston, is seeking a Compliance Associate to join its compliance department and partner directly with the Chief Compliance Officer. You...SeniorWork at officeFlexible hours2 days per week
- ...regulatory submissions and related documentation, including 510(k) materials and responses to agency questions. Maintain Regulatory Compliance: Ensure product development activities remain aligned with applicable FDA requirements, guidance, and standards, including IEC 62...SeniorRemote workWorldwide
$150k - $225.5k
...Financial Consulting team, part of our People and Investment business at Marsh. This role will be based in and of our US office locations. This is a hybrid role that has a... ...deliverables to clients in partnership with senior members of the client teams. We will count...SeniorMinimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$89.6k - $134.4k
...Senior Analyst The Senior Analyst is a member of Vertex's Financial Planning & Analysis... ...for expenses and accruals, including compliance with SOX control requirements May lead... ...business case-based decision-making for investments Conduct headcount reporting,...SeniorTemporary workRemote workFlexible hours2 days per week$89k - $180k
...launch of innovative new products and services. You will be responsible for working with business and technology teams along with Compliance and Legal to support continued product growth of Fidelity Digital Assets. Active collaboration in the continued enhancement and...SeniorFull timeShift work- Moderna Digital Core Governance, Risk and Compliance is seeking a Risk Management Analyst to support end-to-end third-party cybersecurity risk reviews across Moderna. You will assess scoping, risk analysis, remediation tracking, risk disposition, governance reporting,...SeniorContract work
$155.6k - $306.8k
...amendments, and renewals.Facilitate continued compliance with contractually required policies and... ..., as well as through our own investments, commitments, and actions across areas that... ...development From entry-level employees to senior leaders, we believe there’s always room...SeniorOngoing contractContract workLocal area- ...business lines, State Street Investment Services Global Delivery and... ...Bangalore or Hyderabad. Given the senior leadership responsibilities... ...performed primarily from an office location, with limited... ...Investment Services Global Delivery, Compliance, Risk, Technology, Finance,...SeniorFull timeWork at officeFlexible hoursShift work
$109k - $224k
...outsourcing, IPO, REIT tax structuring and compliance, executive compensation, master planning... ...Mortgage REITs, financial institutions, investment banks, opportunity funds, insurance... ...with a public accounting firm (principal, senior manager) Experience in the private equity...SeniorFull time$128k - $252.5k
...organizations execute deals and capture value. As a Senior Consultant in M&A Finance & Operations (... ..., planning and forecasting, controls, compliance, and finance operating model... ...organizations, as well as through our own investments, commitments, and actions across areas that...SeniorLocal area- ...functional teams to ensure regulatory success. You will manage complex IND/IMPD/NDAs, contribute to regulatory intelligence, and oversee responses to RFIs with minimal supervision, driving high-quality submissions and robust compliance. #J-18808-Ljbffr Relay TherapeuticsSenior
$180.2k - $355.1k
...Summary Our Human Capital practice is adding an Actuarial Senior Manager to our Insights, Innovation & Operate Offering.... ...and value-based care strategies, including analysis of return on investment for medical management initiatives Lead actuarial modeling and...SeniorLocal areaVisa sponsorship$212k - $318k
...Financial Group (AFG) team, part of our people and investments business at Marsh. This role will be based in any location near a Marsh office. This is a hybrid role that has a... ...strategic needs and growth objectives. As a Senior Health Actuary, you will lead complex client...SeniorMinimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$152k - $173k
Senior Manager, FP&A Business PartnerAbout ServierServier Pharmaceuticals is an independent... ...-governed model gives us the freedom to invest for the future, move with purpose, and... ...recommended journal entries, ensuring compliance with IFRS, GAAP, and internal controls....SeniorTemporary workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer, Investments Compliance. Be the first to apply!
- legal compliance analyst Boston, MA
- regulatory affairs consultant Boston, MA
- coding compliance specialist Boston, MA
- research compliance officer Boston, MA
- compliance officer Boston, MA
- regulatory compliance associate Boston, MA
- pharmaceutical compliance officer Boston, MA
- regulatory compliance analyst Boston, MA
- senior compliance analyst Boston, MA
- medicare compliance specialist Boston, MA



