SEC/RIA Compliance Lead - Fund Oversight & Controls
Ascendo Resources
Ascendo Resources is seeking a Compliance Manager in Miami to enhance its regulatory compliance framework across advisory operations and fund oversight. The ideal candidate will have deep SEC/RIA compliance expertise and strong leadership capabilities within asset management, hedge funds, or private funds. This position requires a Bachelor's degree and 5+ years of relevant experience. Key responsibilities include leading compliance programs, developing policies, and supporting regulatory examinations. #J-18808-Ljbffr Ascendo Resources
- Compliance Manager | SEC / RIA Oversight About the Opportunity A growing investment management organization... ...across advisory operations, fund oversight, and internal controls. This individual will play a... ...environments. Key Responsibilities Lead and manage the firm’s SEC/RIA...Suggested
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- ...App, delivering complete solutions and leading innovation. Here, work has purpose: creating... ...and effectiveness of existing internal controls. Develop and review operational risk... ...Operational Risk / Internal Controls / Compliance / Internal Audit, in financial institutions...
- Overview We are seeking a Fund Accounting Manager to join our client... ...teams, ensure regulatory compliance, handle investor reporting, and... ...accuracy for investors. Compliance & Controls: Maintain internal controls,... ...regulatory standards (e.g., SEC/SBA), and implement process...
$115k - $185k
We are looking for a Fund Accounting Manager to support Blackstone... ...Reporting, Legal and Compliance, and Regulatory Reporting. Process... ...solutions to enhance efficiencies and controls. Oversee service providers to... ...audit preferred. Knowledge of SEC or relevant regulatory filings...Work at officeLocal area$110k - $150k
...Review daily and monthly estimate and final fund NAVs. Prepare and review capital calls... ...fair value of the investments. Prepare and oversight quarterly NAV and portfolio... ...funds and/or audit preferred. Knowledge of SEC or relevant regulatory filings for investment...Local area$110k - $150k
...grade credit, real assets and secondary funds, all on a global basis. Primary Responsibilities... ...of the investments Preparation and oversight of quarterly NAV and portfolio... ...and / or audit preferred ~ Knowledge of SEC / relevant regulatory filings for investment...Local areaFlexible hours- ...National Client Fund Banker We are actively looking for exceptionally talented individuals... ...term Strictly adhere to all risk and control policies, regulatory guidelines and... ...Asset & Wealth Management delivers industry-leading investment management and private banking...Temporary workWork experience placementLocal area
$22.5 - $26.5 per hour
...request a chat interview or solicit funds from applicants or employees... ...Job Posting Title: Team Lead, Warehouse Time Type: Full... ...maintaining workflow, productivity, and compliance with company policies and... ..., shipping, and inventory control. Assign and monitor work to...Hourly payFull timeWork experience placementWork at officeLocal areaShift work- Capstone Mining is hiring a Tailings Pump House Control Room Operator in Miami, Florida. This position oversees the safe operation of tailings systems, ensuring compliance with safety standards and production targets. The ideal candidate will have experience with computerized...
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$120k - $215k
...President level. Impact You'll Make Lead Risk Advisory engagements focused on SOX 404 compliance, ICFR readiness, and controls transformation for public, pre-IPO, and... ...management-with limited Director/MD oversight. What You'll Do Serve as the...Local areaFlexible hoursShift work- ...employee monitors and coordinates risk control, reduction, and prevention programs. Moreover... ... Department Specific Functions Oversight and management of the Incident reporting... ...university-based health system, provides leading-edge patient care powered by the ground...Full timeTemporary workWork at officeLocal areaWorldwide
- ...Management Program that has as a goal the control, prevention, reduction and minimization... ..., personnel and visitors. Provides oversight, maintains and operates the institutional... ...Safety for JHS and its affiliates are in compliance with Florida State Licensure, Joint...Full timeFor contractorsLocal area
$130k - $170k
...compounding interest. About The Legal, Compliance, And Public Affairs Team The... ...& monitoring, reporting, and oversight. Although a second line of... ...decision-making, strengthen controls, and support better outcomes... ...is seeking a Compliance Lead to join the Direct-to-Consumer...Work at officeRemote workFlexible hours- Delaware North is seeking a seasonal Alcohol Compliance Supervisor to join our team at Miami Freedom Park in Miami, Florida. In this role, you will ensure compliance with state and local alcohol laws and supervise team members serving alcohol. Ideal candidates are at least...Seasonal workLocal areaFlexible hours
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