Bank Holding Company - Regulatory Controller/Vice President
$120k - $205k6AM City, LLC
Overview Vice President level role within the Corporate Controllers, Reporting & Accounting job family. Responsible for overseeing the accounting, financial and regulatory reporting for the Firm, managing financial accounting & reporting systems, database management, capital and liquidity reporting, and external reporting functions. We Offer The chance to work in the Finance department of one of the world's top tier Financial Institutions and gain first‑hand insight into our business. Your Responsibilities Bank Holding Company Regulatory Reporting to the FRB in NY across multiple filings including FR Y-9C, FFIEC 009, GSIB Phase II (I-I) and Phase III (I-A), all required Treasury International Capital (TIC) filings (TIC B; TIC D; TIC SLT/SHCA/SCLA). Support the preparation of due diligence meeting materials and presentation to senior management and FRB. Implementation of all FRB mandated reporting, rule and instructional changes including the roll‑out of new regulatory filings. Provide technical advisory support to our global Finance colleagues on US GAAP and regulatory report rules, encompassing technical research and documentation and financial statement reviews. Develop subject matter expertise on key areas of accounting and work alongside cross‑functional teams on major Firm implementation projects globally, including the implementation of new accounting standards and regulatory changes. Supervise, train and develop multiple Finance Shared Services “FSS” (regulatory reporting production teams) in Mumbai, India. Provide insights and training to FSS teams as they continue to build SME of products and processes. Review and sign‑off of all New Product Approvals (NPAs), documenting the impact of the NPA across all regulatory filings. Partner with Data Governance, providing key SME on data issue impact and remediation prioritization. Drive resolution and timely/sufficient closure of Issues and Action plans. Ensure consistency on data approach and methodology across regulatory reporting. Prepare/update documentation of rule interpretation, implementation approach and transition to new reporting platforms as applicable. Assist in coordination, preparation, response, and issue management across Regulatory Exams and Internal 2nd and 3rd line reviews. Leverage expertise, framework, approach and “lessons learned” across Regulatory exams. Partner with IT and Regulatory Projects team to enhance systems and User Interface platforms to streamline E2E processes. Participate in Regulatory Reporting training agenda. Focus on raising awareness of Diversity & Inclusion and participate in D&I initiatives, committees, and programs. Qualifications CPA or Advanced Degree in Accounting/Finance or related field. 15+ years of combined experience in Public Accounting and Regulatory Reporting in an international banking environment or at Consultancy Firms supporting the financial industry in regulatory reporting. Experience in risk and control matters a plus. Strong understanding of US GAAP and the Regulatory Reporting rules and requirements. Strong understanding of internal controls. Ability to design and maintain reporting to drive key initiatives. Experience in assessing risk and establishing effective controls. Excellent analytical, quantitative, and problem‑solving skills. Strong communication, organizational and time management skills. Ability to interact well with others at all levels and drive objectives. Ability to handle and resolve challenges and problems. Compensation Expected base pay rates for the role will be between $120,000 and $205,000 per year at the commencement of employment. Equal Employment Opportunity It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). #J-18808-Ljbffr 6AM City, LLC
$110k - $135k
...Position: Assistant Vice President - Operations Division... ...: New York Private Bank & Trust Reports To... ...Bank & Trust (the holding Company for Emigrant Savings... ...Investments Maintenance of Control Program Monitoring... ...to corporate and regulatory control standards...RegulatoryFull timeWork at office- Join the External Reporting Controller team. As a Vice President External Reporting Controller in FR Y‑14Q Reporting, you will be accountable for coordinating... ...detection) leveraging Tableau and Excel. Translate regulatory changes into requirements; drive platform/process...RegulatoryWork at office
- ...Overview This role sits within the U.S. Regulatory Capital and CCAR Reporting team of the Firmwide... ..., execution oversight, analysis, and control and governance. The group determines... ...results for JP Morgan Chase and its Lead Bank for CCAR and Risk Appetite stress tests....RegulatoryWork at office
- ...Controller and Vice President, Real Estate Fund Accounting and Reporting About the Company Accomplished real estate investment management firm Industry Real Estate... ...deliverables, and ensuring compliance with regulatory requirements. Applicants must have 10-15...Regulatory
$120k - $205k
You Will: Global Corporate Controllers department is responsible for Morgan Stanley... ...and externally to statutory and regulatory bodies. This is a Vice President level position within the... ...providing a wide range of investment banking, securities, investment management...RegulatoryTemporary workWork at officeWork from homeFlexible hours- ...entity forecasting, management and regulatory reporting, resolution & recovery... ...stakeholders. As a Legal Entity Controller - Vice President within the Bank P&A & Governance function, you... ...regular Bank dividend to the parent company Reporting to senior management,...RegulatoryWork experience placementWork at office
- ...Associate Vice President, Regulatory Reporting About the Company A global financial institution focused on U.S. bank regulatory reporting and compliance. Industry Banking Type... ...for this role at The Company should hold a Bachelor's degree in a relevant field...Regulatory
$250k - $375k
...Services Global and regional banks, investment firms, insurance providers, credit card companies, and wealth management brands... ...financial services‑specialist shops, holding companies, and media planning... ...Navigation of compliance and regulatory considerations relevant to...RegulatoryWork at officeFlexible hoursWeekend work$130k - $250k
Chemicals Investment Banking Vice President page is loaded## Chemicals... ...applicable legal and regulatory requirements.**Job... ...and/or risk control policies and procedures... ...• Take ownership and hold themselves and others... ...communities thrive. The Company is an equal opportunity...RegulatoryWork experience placementLocal area$120k - $185k
...our Analytics team as a Vice President in Capital Planning to... ...of internal and regulatory initiatives. In the Finance... ..., policies and controls; proactively identify... ...the Firm's values and hold yourself and others accountable... ...at the Firm's US Banks Assist in the preparation...RegulatoryTemporary workWork at office- ...future of Chase Open Banking, helping define... ...business. As a Vice President, Business Strategy... ...and have full control and visibility in... ...with the apps and companies they choose. We sit... ...business, regulatory, technology, and... ...connect and can hold the business, regulatory...RegulatoryWork at officeLocal areaImmediate startRelocationWork visaRelocation packageShift work
- ...Senior Vice President, Media Sciences & Measurement About the Company Renowned commercial investment banking company with an international reach Industry Financial Services... ...Communication Blockchain Regulatory Affairs Sustainability Corporate...Regulatory
- ...Vice President Credit Officer, Financial Institutions About the Company A leading global financial institution with a diverse... ...the Americas. Industry Banking Type Privately Held... ...will be adept at monitoring regulatory and industry developments, as...Regulatory
- As a Consumer and Banking Product Controller, Executive Director on the Consumer Banking Product Controller... ...will oversee financial reporting, regulatory reporting, product accounting, and... ...or financial services finance role. Hold a bachelor’s degree in Accounting, Finance...Regulatory
$120k - $205k
...someone to join our Valuation Control team as a Valuation Risk... ...capital resources. This is a Vice President level position within the Valuation... ...of the Firm's values and hold yourself and others accountable... ...offering a wide range of investment banking, securities, wealth...Temporary workShift work$280k
...Join us as a Vice President - Americas Loans, Leveraged Finance & ICB... ...international corporate and transaction banking businesses as well as its... ...changes to the legal and regulatory landscape and will work... ...success in role, such as risk and controls, change and transformation,...RegulatoryHourly payTemporary work$260k - $320k
## Vice President & Controller, B2BApplylocations: New York: Norwalk, CTtime type: Full timeposted on: Posted Yesterdayjob requisition id: R5721Booking Holdings (NASDAQ: BKNG) is the world leader in online travel and services that support the entire travel journey. Our...$250k
...a trusted investment banking advisor to business owners... ...and their portfolio companies and to public and... ...International is seeking to add a Vice President to our rapidly growing... ...is acceptable if you hold an MBA Experience... ...or similar regulatory authorities regarding...RegulatoryFull timeCurrently hiringWork at officeRemote workWork visaMonday to ThursdayShift work$138k - $185k
...financial services, including banking, leasing, securities, credit... ...Group, Inc. (SMFG) is the holding company of SMBC Group, which is one... ...leading strategic initiatives, regulatory engagement, and audit-... ...implementation of robust CCR control frameworks, governance processes...RegulatoryFull timeWork at officeLocal areaWork from homeWorldwide$275k
...5. The team is hiring a Director or Vice President, Electronic Trading (US Credit, US Rates... ...prudently, and ensure adherence to regulatory requirements. Responsibilities Operates... ...and trading exposure in sell side banking sector across Fixed Income (Rates, Credit...RegulatoryPart timeLocal area- ...Vice President of Regulatory Affairs About the Company Pioneering medical device company developing first-in-class technologies for high-acuity therapeutic... ...Regulatory Affairs position at the company should hold a Bachelor's degree in engineering, life sciences,...Regulatory
- ...Vice President, AML Compliance About the Company Digitally-driven brokerage & wealth management... ...in accordance with the Bank Secrecy Act, USA PATRIOT... ...refine AML systems and controls. Applicants must have a... ...ongoing compliance with regulatory requirements. The ideal...Regulatory
- ...Vice President, Compliance - Regulatory Exam Management About the Company A leading global financial institution specializing in wholesale banking and capital markets. Industry Banking Type Public Company About the Role The Company is in search...RegulatoryWork at office
$259k - $394k
Vera Therapeutics is a biotechnology company focused on developing treatments for serious... .... In addition, Vera Therapeutics holds an exclusive license agreement with Stanford... ...diseases. Position Summary The Vice President, Regulatory Affairs will be responsible for the development...Regulatory- ...engaging agents is what drives our company to be the emerging leader in... ...AIRLINE CENTRALIZED LOAD CONTROLLERS Responsibilities Comply with... ...Comply with customer airline regulatory requirements as well as... ...airline reservation courses. Hold current certification for customer...Regulatory
$248k - $268k
Overall Function The Vice President, Accounting (GL, Financial Reporting... ...class accounting practices, regulatory compliance and treasury... ...deep understanding of internal controls and the ability to improve processes... ...effective management of banking relationships and financial...RegulatoryWork at office$124.6k - $207k
Compliance - New York- Vice President, Financial Crime Controls - 9283333 location_on New York, NY, United States... ...firmwide compliance policies and regulatory expectations. Design and oversee the... ...and debit card fraud) within the banking industry or at a financial regulator...RegulatoryFull timeTemporary workWork at office- ...services. Eaton Fiber is a portfolio company of Tillman Global Holdings, a holding company focused on... ...have an incredible opportunity for a Controller to join our Accounting Department,... ...relevant federal, state, and local regulatory requirements. Implement consistent...RegulatoryLocal area
$130k - $200k
RTW Investments is seeking a Management Company Controller to join its Firm Services team. This... ...keeps pace with firm growth and evolving regulatory expectations. Represent RTW in key vendor... ..., conduct regular reviews, and hold the service provider accountable to RTW...RegulatoryWork at office- ...Associate Vice President, AML Compliance Audit About the Company Prominent commercial bank Industry Banking Type Privately... ...making recommendations for control improvements, following up... ...coordinating and reviewing regulatory issues, as well as providing...Regulatory
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