Debt Capital Markets Compliance Officer
Arrow Search Partners
Our client, a global investment bank, is looking to hire a Vice President to join their investment banking advisory compliance team. This role will be specializing in debt capital markets transactions. Provide advisory compliance to the investment banking businesses Partner with key businesses members on control functions across Investment Banking and Capital Markets Draft, revise and update policies and procedures Facilitate regulatory examinations and respond to regulatory inquiries Interact with local and federal regulators Requirements 5+ years of compliance experience supporting an investment banking businesses #J-18808-Ljbffr Arrow Search Partners
$81.4k - $151.8k
Application Deadline 06/19/2026 Address 151 W 42nd Street Job Family Group Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital Markets Compliance Program. The...SuggestedLocal area$200k - $250k
...public and private corporations seeking access to both the debt and equity capital markets. The division delivers tailored capital raising and... ...internal and external parties Collaborate with legal, compliance, and risk teams to ensure regulatory adherence Provide...SuggestedFull timeTemporary workH1bFlexible hours- Robertson & Company Ltd. is seeking a qualified professional to support the growth of its U.S. Debt Capital Markets platform. The role includes originating and executing corporate debt offerings and developing relationships with institutional clients. The ideal candidate...Suggested
- Arrow Search Partners seeks a Vice President to join an investment banking advisory compliance team based in New York. This role specializes in debt capital markets transactions, requiring 5+ years of compliance experience within investment banking. The successful candidate...Suggested
- An established industry player is seeking a talented Capital Markets Associate to join its dynamic New York office. This role offers the opportunity to work on high-profile equity and debt offerings, providing invaluable experience in advising on capital markets transactions...SuggestedWork at office
$150k - $200k
FID, Municipal Securities, Syndicate / Debt Capital Markets - Associate Morgan Stanley is a leading global financial services firm providing... ...corporations, governments, and individuals from more than 1,200 offices in 43 countries. Department Profile The Fixed Income...Full timeTemporary workWorldwide$150k - $165k
...investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive... ...Position Summary KKR Credit & Markets ("KCM") is seeking a talented Debt Capital Markets Associate to join an active, high growth and...Local area$150k - $165k
KKR is seeking a Debt Capital Markets Associate in New York to join their high-performance team. This position requires 2-4 years of leveraged finance experience, focusing on debt origination and structuring. Key responsibilities include underwriting new deals, analyzing...$260k - $365k
...Winthrop Shaw Pittman LLP is seeking a mid-level Associate for its Capital Markets team in New York. The ideal candidate will manage capital... ...offering documents, and advise clients on securities law compliance. This role offers significant responsibilities, direct...$125k - $160k
The Blackstone Group L.P. is hiring for a position in their Capital Markets & Bank Relations team. This role involves supporting liability capital... ...should possess strong analytical skills, experience with debt capital markets, and be motivated to leverage AI innovations....Bank staff$100k - $130k
Ares Management in New York, NY is seeking a professional to work within the Real Estate Debt Capital Market team. This position involves partnering with various teams on financing transactions, as well as engaging in cash and liquidity reporting. Candidates should possess...- Public Finance - Debt Capital Markets - Associate Join to apply for the Public Finance - Debt Capital Markets - Associate role at JPMorganChase . Be part of a team that shapes the future of municipal finance. At J.P. Morgan, you’ll collaborate with top professionals to...
- Pure Search is seeking a talented Capital Markets Associate to join its team in New York. This position involves advising on a diverse range of public and private securities transactions, working closely with esteemed partners on sophisticated projects. Applicants should...
$225k
A leading law firm is looking for a Capital Markets Associate Attorney with 5-6 years of experience to join its high-performing team. This... ...offerings and private placements, providing securities compliance, and working closely with senior attorneys and clients. A JD...$310k - $365k
A leading law firm is seeking a Managing Associate with 4-5 years of capital markets experience to join its Capital Markets team in New York, San Francisco, or Boston. The successful candidate will have substantial experience in public securities offerings and will work...- Cabrera Capital is seeking an experienced professional in Corporate Finance located in Chicago, IL. This role will involve leading execution of corporate finance transactions, developing relationships with clients, and overseeing financial modeling and valuation analysis...
- Prospect Rock Partners is seeking a Vice President/Director to join their Capital Markets team in New York City. The ideal candidate will have 6-10 years of expertise in leveraged finance and a proven track record in M&A transactions. This role offers substantial deal ownership...
$110k - $225k
...Job Title: Investment Banking: Financial Institutions Group- Debt Capital Markets Corporate Title: Associate-Vice President Location:... ...and collaboration. A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal...Full timeWork at officeWork from home$85k - $129.5k
...Title: Business Finance – Leveraged Debt Capital Markets Corporate Title: Assistant Vice President... ...and analysis, control framework compliance and review, regulatory and accounting... ...hybrid working model, allowing for in-office / work from home flexibility, generous...Full timeWork at officeWork from home$200k - $275k
...Position Overview Job Title: Investment Banking: Latin America Debt Capital Markets Origination Corporate Title: Associate-Vice President... ...bankers and other product-specific partners across our offices in New York, Europe, Asia and Brazil. Product partners include...Full timeWork at officeLocal areaWork from home$175k - $200k
...requirements. Develop, maintain, and enhance compliance policies and written supervisory... ...Develop and deliver training programs for capital markets professionals. Monitor and advise the... ...ability to partner closely with front-office and senior stakeholders, embedding compliance...$135k - $150k
...arrangement (2-3 days a week in our NYC office). That said, we value... ...Manager supports Convergent’s capital raising efforts and financial... ...recourse project financing such as debt (e.g., construction loan, term... ...consultants (IE, insurance/market consultants, appraisers, and...Work at officeWork visa2 days per week3 days per week- ...reputation for excellence in corporate law, capital markets, mergers and acquisitions, banking, and... ...to investment-grade and high-yield debt issuances, liability management... ...private company clients on securities law compliance, corporate governance matters, disclosure...
- ...Colliers International. Join our team as a Capital Markets Associate New York, NY. At Colliers... ...including high proficiency in Microsoft Office (Outlook, Word, PowerPoint and Excel)... ...or other CRM experience * Knowledge of debt markets * Deal Management and Valuation...InternshipWork at officeFlexible hours
$64.35k
...Commercial Real Estate Capital Markets Associate Matthews™ is the fastest-growing commercial real estate investment services and technology... ...and results. Matthews Capital Markets specializes in debt placement across all commercial real estate asset types, providing...$260k
...associate with 3–8 years of capital markets experience to join its sophisticated... ...and follow-on offerings debt and equity financings... ...regular coordination across offices in the United States, Europe... ...Securities Act and Exchange Act compliance and reporting matters ~...Permanent employment- ...Mid-Level Capital Markets Associate J.D. 2020 to 2023 | New York / Nationwide Practice A leading AmLaw 100 firm is looking to add a talented... ..., including: Public and private securities offerings Debt and equity capital markets transactions Investment grade...
$230k - $260k
...Manager, Business Development- Capital MarketsApplyremote type:... ...legal and business matters. From offices in the world's key financial... ...business proposals and firm marketing materials, client development... ...continued growth across equity and debt capital markets.Acting as a...Work at office$340 per month
...customers in emerging markets to achieve financial stability... ...is seeking a motivated Capital Markets Manager to join... ...assist with equity and debt raises, developing... ...in New York, and in office at least 3 days a week.... ...facilities, including covenant compliance, borrowing base...Work at officeLocal areaImmediate startHome office3 days per week- ...partners with a broad network of debt and equity investors to fund... ...base. Role Summary The VP of Capital Raising is responsible for the... ...institutional investors, family offices, and HNWIs. You will own the... ...investor lifecycle, from initial market mapping and digital roadshows...Work at officeImmediate startRemote workFlexible hours
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