Global Compliance Associate — Investment Advisory
CIFC Asset Management
CIFC Asset Management is seeking a Compliance Associate to support the global compliance program, focusing on regulatory filings, reviews, and examination support. The role requires 3–5 years of SEC experience and a proactive, detail‑oriented, collaborative approach across business functions. The successful candidate will engage with the Chief Compliance Officer and Legal teams, handling filings, disclosures, and policy implementations while contributing to a strong control environment in a #J-18808-Ljbffr CIFC Asset Management
- Taylor Root, a leading global investment firm in New York, seeks a Compliance Associate to join its NY Compliance team. This broad generalist role supports multiple areas of the business and collaborates with investment professionals and internal teams, offering exposure...Suggested
- ...A global financial institution is seeking an experienced legal and... ...stakeholders on legal and compliance matters involving derivatives... ...Trading Agreements & Legal Advisory Review, negotiate, and maintain... ...contractual obligations, and associated legal risks. Regulatory...SuggestedFull timeContract work
$70.2k - $99.7k
...Responsibilities POSITION OVERVIEW The Global Sourcing Operations & Compliance team is seeking a detail-oriented highly organized this role the Associate will act as a key operational... ...Draft clear operational advisories vendor manuals and training materials...SuggestedFull timePart timeInternshipH1bWork at officeLocal areaWorldwideVisa sponsorshipWork visa- ...The Compliance Department at Société Générale helps ensure the firm conducts its... ...professional to support the global Swap Dealer Compliance Advisory team, providing coverage of Swap Dealer... ...(“CFTC”) and the National Futures Association (“NFA”) on swap dealer-related matters...SuggestedFull timeWork at office
- ...supporting a high growth fintech and its SEC-registered investment adviser to hire a Compliance Associate. This hire reports directly to the Chief Compliance... ...a hands-on role in running and improving the firm’s advisory compliance program, with room to shape the program...SuggestedFull timeWork at office
- ...clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be... ...and the Code of Ethics Preparing investment related presentations for senior management... ...in compliance, legal, regulatory advisory, risk management, project...Full time
- ...Risk & Compliance Analyst – Audit & Controls, Financial Services... ...Analyst to support a global consulting firm’s financial... ...: analysts and associates from Big 4, risk advisory, or financial services consulting... ...financial reporting at a bank, investment bank, private equity firm...Full timeRemote work3 days per week
- ...“CIFC” or the “Firm”) is a global credit manager with $47+ billion... ...The firm is seeking a Compliance Associate to play a critical, hands-on... ...with knowledge of the Investment Advisers Act of 1940, including... ...support. This is not a purely advisory or oversight role — the...Shift work
$128k - $240.67k
A leading tech company is seeking a highly experienced legal/compliance specialist to join their Global Legal Compliance team. The role involves supporting sanctions compliance programs, analyzing compliance issues, and working with cross-functional teams. Ideal candidates...- ...Position: Senior Pricing & Compliance Specialist (Global Law Firm) Location: New York, NY (Hybrid WFH) Company: Globally Recognized Am Law Firm Comp Package: Base salary up to $130K, Bonus, Full Benefits, 401K+, etc. Summary for Senior Pricing & Compliance...Full timeWork from home
- ...Optima Partners is looking for a Compliance Associate / Senior Compliance... ...with compliance reviews and advisory assessments for asset managers... ...support both domestically and globally to leading hedge funds, private... ...of the team and constantly invest in new people that share our...Work at officeImmediate startShift work
$70k - $80k
...Job Description Job Description Global Trade Compliance Analyst Department: Global Supply Chain / Global Trade Compliance Location: New York, NY (Hybrid) Reports To: Manager, Global Trade Compliance Position Summary Tarte Inc. is seeking a detail-oriented...Work experience placementSummer work$80k
...About the Job A.G.P./Alliance Global Partners A.G.P. / Alliance Global Partners is a regional investment and advisory firm that has been a member of FINRA and... ...organized and detail oriented Senior Compliance Associate to help support our regulatory and compliance...Full timeWork at office- About the Team:We are seeking an experienced FCC Advisory professional to join the Global Payments Financial Crimes Compliance (FCC) team in support of our fintech... ...responsible for proactively identifying risks associated with new and existing products or services, enhancing...
- Avantpage, Inc. is seeking a meticulous Contracts & Compliance Associate to support daily operations with a focus on business development. You... ..., discreet approach to handling confidential information within a fast-paced, global team. #J-18808-Ljbffr Avantpage, IncContract work
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...Galaxy Digital Inc. (Nasdaq: GLXY) is a global leader in digital assets and data... ...to digital assets, including trading, advisory, asset management, staking, self-custody... ...Build Dream Teams. Who You Are: The Compliance Associate will be responsible for maintaining the...Local areaFlexible hours- Jhpiego, a global health nonprofit affiliated with Johns Hopkins University, seeks a flexible Compliance Associate to support the Contracts Management and Compliance Division (CMCD) in implementing the compliance program, with emphasis on PHFFA and USG award requirements...Remote jobFlexible hours
- Expeditors, a global logistics leader, seeks a Trade Compliance Coordinator to support efficient movement of goods worldwide. The role ensures legal compliance, administers import/export processes, and coordinates with customers, freight forwarders, and customs officers...Worldwide
- Ciena seeks a Global Trade Analyst to support import/export compliance, determine ECCN status, and assist with license applications. The role requires knowledge of export controls, customs rules, and trade agreements, with strong analytical and communication skills across...Remote job
- ...offering extension potential. The candidate will provide regulatory CMC expertise across product development, lifecycle management, and global submissions. The role requires strong cross-functional collaboration, experience with CTD Modules 2.3 and 3, and the ability to...Contract work
$65k - $100k
Compliance Associate - Investigations New York, NYFull-time$65-100K About the Company Rain makes... ...to help them launch solutions that are global, inclusive, and efficient. You will have... ...corners. This is not a policy or advisory role. You are in the work every day -...Full timeWork at officeWork from homeFlexible hours- Ciena Canada seeks a Global Trade Analyst to support import/export compliance, focusing on ECCN classification, licensing, and CCATS preparation. You will collaborate with internal teams and external partners to ensure compliant cross-border activity. The role requires...Remote job
- Chantecaille is seeking a Regulatory Affairs professional to ensure global cosmetic product registration aligns with international... ...affairs, with strong interpersonal skills and a proactive, detail-oriented approach to deadlines and compliance. #J-18808-Ljbffr ChantecailleLocal area
$165k - $275k
...join our team as a Senior Digital Asset Advisory Compliance Officer in U.S. Bank Compliance to... ...Since 1935, Morgan Stanley is known as a global leader in financial services, always... ...the compliance and operational risks associated with a business environment (including...Full timeTemporary work- ...DESCRIPTION The Corporate and Investment Banking division of Societe... ...is looking to hire a Compliance Advisory Officer who will assume compliance... ...and compliance risks associated with insurance, develop and... ...other issues typical of a global investment bank. Develop...Full timeWork at office
$60k - $65k
Marc Jacobs in New York seeks a Global Import/Export Compliance and Logistics Coordinator to streamline logistics and customs compliance operations. The role demands 3+ years of relevant experience and a degree in Logistics or a related field. You'll manage trade data,...- Amazon Global Logistics in Los Angeles seeks a Compliance Specialist to oversee daily customs clearance operations across ocean, air, rail, and truck shipments. You will manage drawback filings, ensure data accuracy, and support regulatory compliance while working with...
$30 per hour
Healthcare Credentialing Specialist job at Global Channel Management, Inc.. New York, NY. Healthcare Credentialing Specialist needs 2+ years' experience in healthcare with a focus on credentialing operations. Requirements 2+ years' experience in healthcare with a focus...Hourly payFull time$120k - $140k
DescriptionKforce's client, a top 3 global investment bank, is seeking an AML Compliance Analyst for its New York, NY headquarters (midtown). The work schedule is 3/2 or 4/1 hybrid.Duties will include:* Client onboarding* AML due diligence* Customer Identification Program...- Barclays in Whippany, NJ seeks a Compliance professional to guide the business in adhering to the Compliance risk management framework and to provide advisory services on regulations related to specific products and services. You will use data and analytics to monitor the...
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