VP, Fund Compliance — 40 Act Expert, Board‑Ready
Wilshire-Advisors-LLC
Wilshire-Advisors-LLC is seeking a Vice President, Registered Fund Compliance Officer in Santa Monica to enhance compliance for their registered fund complex, which includes mutual funds and VIT. The ideal candidate will use their extensive background in compliance to ensure adherence to SEC regulations while preparing board meeting materials and conducting due diligence reviews. This position offers a hybrid work model and a comprehensive benefits package. #J-18808-Ljbffr Wilshire-Advisors-LLC
$180k - $240k
...is hiring a Vice President, Registered Fund Compliance Officer in Santa Monica. This pivotal role... ...funds and working closely with fund boards and internal stakeholders. The ideal candidate... ...related to the Investment Company Act of 1940. The position offers a hybrid model...Suggested$180k - $240k
...Description The Vice President, Registered Fund Compliance Officer will be responsible for... ...key compliance resource to the fund boards and works closely with internal stakeholders... ...adherence to the Investment Company Act of 1940 (the “40 Act”) and applicable SEC regulations...SuggestedWork at office- ...Loan Administrator to manage loan files from application through funding and closing. You will independently analyze transactions,... ...Relationship Managers, title companies, and counsel, and ensure compliance with bank policies and regulatory requirements. The role requires...Suggested
- ...Volunteer Board Member About the Company Globally recognized organization promoting... ...backgrounds in financial oversight, compliance and legal, fundraising and development,... ...through appropriate resources, staff, and funding. This is a critical time for the organization...Suggested
- ...Board Member, Nonprofit Governance & Strategic Leadership About the Company Mission-driven organization providing storytelling... ...monitoring and evaluating programs, and ensuring legal and ethical compliance. Functions ~ Board of Directors (non-operating)...Suggested
$148.95k - $215.14k
.... within self and team. Act as Responsible Veterinarian... ...Veterinary and Pharmacy Board Permits, as required by... ...hospital pod. Ensure compliance to Banfield's clinical essentials... ...often require more than 40 hours per week to... ...expenses with pre-tax funds. Paid Parental Leave: We...Full timeTemporary workPart timeLocal areaFlexible hoursShift work$210k - $240k
...culture, and a strong compliance track record. We have built... ...we are looking for a VP of People who can carry... ...Employee Experience & Readiness, Employee Governance &... ...executive leadership and the board ~ Align people... ...Americans with Disabilities Act (ADA), the following...Full timeApprenticeshipSummer workWork at officeMonday to FridayWeekend workAfternoon shift$4,807.69 - $5,000 per month
Vice President, Bank Secrecy Act Compliance Officer POSITION SUMMARY Responsible for administering compliance with all aspects of the Bank... ...Money Laundering, OFAC, and Privacy compliance training to the Board of Directors at a minimum annually. Develops and maintains Bank...Work at office- ...Vice President of Residential Expert Center About the Company... ...Oversee quality frameworks ensuring compliance and performance standards... ...identify and resolve issues early Act as escalation point for... ...license Willingness to travel up to 40% Functions Strategy...Contract work
- ...Board Member, Medical Devices About the Company Respected medical device & diagnostics... ...group of industry professionals and experts, contributing to strategic decision-... ...and ensuring the financial integrity and compliance of the organization. Applicants for the...
- ...diverse candidates to join charter school boards and nonprofits across Los Angeles, CA.... ...relationships to driving academic growth toraising funds for new programs Build new connections... ...this application. If you aren't quite ready to apply but you are interested, we will...
$170k - $223k
...monitoring of financial performance and covenant compliance. They prepare credit reviews, coordinate... ...closing to make sure that time frame for funding notices is acceptable and that Borrower... ..., and (iv) the California Fair Chance Act) to the extent that (a) an applicant is...Contract workWork at officeLocal areaRemote work- ...summer programming and are seeking 1–2 Founding Advisory Board Members to support our early-stage growth. This is a... ...strategic guidance on program development and readiness Offering feedback on funding and partnership strategy Supporting organizational credibility...Summer workRemote workFlexible hours
- ...Assistant Vice President, Fund Accounting About the Company Private investment firm managing pooled funds with a strong compliance focus. Industry Investment Management Type Privately Held About the Role The Company is seeking an Assistant Vice...
- ...Board Member, Nonprofit Governance About the Company Mission-driven organization producing & distributing art media by Chicana... ...to ensure they align with its goals. Legal and ethical compliance is a key aspect of the role, and Board Members must ensure the...
- ...Board Member, Nonprofit Governance About the Company Well-known child care resource & referral agency Industry Education... ...contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company...
- ...Board Member, Nonprofit Governance & Strategic Leadership About the Company Well-known child care resource & referral agency... ...planning, committee work, evaluation, and ensuring legal and ethical compliance. Candidates for the Board of Directors should have a passion...
$288k - $360k
...talent strategy, culture, and compliance. This role requires a leader... ...Partner with the CEO and Board of Directors (including Compensation... ...equity plans, and say-on-pay readiness Ensure transparency and... ...where company contributions fund your retirement plan with company...Work experience placementRemote workWorldwide- ...Inc. within self and team. Act as Responsible Veterinarian for Veterinary and Pharmacy Board Permits, as required by federal... ...assigned hospital pod. Ensure compliance to Banfield's clinical... ...deadlines may often require more than 40 hours per week to complete essential...Local areaShift work
$140k
...administrative duties, and act as the primary go-to... ...Partner with the ED and Board of Directors to align the... ...insurance policies and legal compliance standards. Governance... ...between our ED and our expert policy, data, and... ...for all employees, and 40% coverage for dependents...Full timeFor contractorsWork at officeRemote work$400 per month
...05# **ABOUT ALLIANCE COLLEGE-READY PUBLIC SCHOOLS**Alliance College... ...Operations teams (including compliance and reporting, the operations... ...advisor and functional expert to the Chief People Officer,... ...Office leaders, local school boards, community-based organizations...Full timeWork experience placementWork at officeLocal areaWork from homeRelocationHome officeRelocation packageFlexible hours$40 - $50 per hour
...operational, clean, and mission-ready before each shift. Promptly... ...and administrative records in compliance with company policy and... ...and the Fair Credit Reporting Act (FCRA) . ~ Maintain professional... ...the client. Pay Rate : $40 - $50 /hr Schedule:...Full timePart timeMonday to FridayFlexible hoursShift workWeekend work- Summary The Expert Client Advisor for Women's Ready-to-Wear acts as an in-store ambassador focused on delivering exceptional client experiences and driving the ready-to-wear business. This role centers on deep product expertise, client development, and supporting the team...
$29 - $33 per hour
Expert Client Advisor, Women’s Ready-To-Wear - Rodeo Louis Vuitton is seeking a highly motivated Expert Client Advisor specializing in Ready-to-Wear to... ...commercial ability. Profil As an Expert Client Advisor, you will act as the “go to” person in store for any needs related to...Hourly payTemporary workLocal areaDay shift- ...President, Technical Assurance & Readiness About the Company... ...2024 Employees 201-500 Funding $200+ million About the... ...assurance program, ensuring compliance with industry best practices,... ...systems testing processes. The VP will also be instrumental in...
$80k - $95k
...members of our Executive team with board development, relationship... ...gifts. • Assist in any annual compliance requirements for our endowment... ...restrictions, especially for restricted funds • Support the CEO and... ...a full-time, exempt position (40 hours/week with occasional...Full timeTemporary workWork at officeLocal areaRemote workFlexible hoursAfternoon shift$143k - $188k
...Recruitment Strategist | Solugenix VP Credit Review Direct Hire Job... ...”), or Certified Regulatory Compliance Manager ( "CRCM”) desired, but... ...of exams for which they have acted as Crew Chief, including Issue... ...knowledge in a new way. Experts add insights directly into each...Full timeWork at office- ...Liquidity Business Sales role at HSBC . In compliance with applicable laws, HSBC is committed... ...kinds of opportunity for our more than 40 million customers. We’re bringing together... ...& redemption processes for AM Liquidity funds. The role holder will play a key role in...Flexible hours
- ...Technology & Data. You will position data as a trusted enterprise asset and partner with leaders to drive governance, quality, and AI-ready foundations. You’ll define standards, ownership models, and accountability, enable AI and advanced analytics, and champion data...
- A leading financial services company in Los Angeles seeks a Vice President of Fund Accounting. This role involves managing a team to ensure accurate accounting services, overseeing net asset values, and communicating with clients. The ideal candidate has a bachelor's degree...
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