Senior Compliance Analyst

Our client is building out a Senior Compliance Analyst seat to strengthen internal audit and oversight as its compliance program matures — a real, newly invested function, not a check‑the‑box role. Reporting to the Head of Compliance, you'll independently run risk-based audits across underwriting, operations, third‑party relationships, and internal controls, while helping build processes that scale with the company's growth. What You’ll Do Execute compliance monitoring on a weekly, monthly, and quarterly cadence Run risk-based audits across compliance, operations, underwriting, and risk functions Review client onboarding files, including identity verification, ownership disclosure, and enhanced due diligence Support regulatory exams and bank‑partner reviews, including evidence gathering and documentation Own audit issue tracking and validate that corrective actions are actually resolved Perform compliance testing and report findings to leadership, including quarterly Board reporting What You Bring Bachelor's degree in Accounting, Finance, Business, Risk Management, Compliance, or related field 4+ years in compliance, internal audit, risk, banking, fintech, or payments Real experience performing audits, monitoring, or regulatory exams — not just supporting them Strong analytical, documentation, and communication skills Comfortable owning audit work independently, start to finish #J-18808-Ljbffr