Strategic Compliance & Risk Leader, Securities Services VP
Aumni
JPMorgan Chase is seeking a Compliance, Conduct and Operational Risk Management Lead Vice President to ensure the firm’s operational integrity and safeguard its reputation. In this role, you will drive risk initiatives, support regulatory change, and collaborate with cross-functional teams to promote effective risk management practices. The ideal candidate will have over 7 years of experience in financial services compliance and risk management. Responsibilities include leading risk assessments, advising on regulatory developments, and mentoring compliance teams. Competitive package including comprehensive benefits offered. #J-18808-Ljbffr
- ...JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center of keeping... ...Lead Vice President within the Securities Services division of JPMorgan’s Commercial... ...efficiency and client outcomes. Serve as a strategic subject matter resource and...RiskWork experience placement
$145k - $200k
...Product Business Oversight Compliance - VP to ensure adherence to compliance... ...strong understanding of US securities regulations and involves... ...partners to identify and mitigate risks. The ideal candidate will... ...and communication, making strategic decisions while managing compliance...Risk$125k - $165k
...A financial services company is seeking a VP/AML Compliance to lead their AML compliance program in Jersey City, NJ. This role requires broker-dealer experience, a FINRA Series 7 License, and significant AML expertise in a regulated environment. The successful applicant...Risk- ...Vice President of Project Leadership to provide strategic direction for project delivery in a clinical... ...and leadership to oversee project management and compliance. Responsibilities include setting project milestones, risk management, and quality oversight. The ideal candidate...Risk
$94k - $112k
...Strategic Markets VP II, OSF page is loaded## Strategic Markets... ...be seen as a thought leader for Oak Street to meet... ...to articulate the risk profile and subsequent... ...development. Maintain compliance with internal policies... ..., veteran/military service, or any other characteristic...RiskInternshipWork at officeLocal area- ...organization is seeking a Manager/Senior Manager, Compliance to ensure adherence to laws and... ...involves monitoring the organization's risk governance framework and providing solutions... ...effectively. Candidates should have a strategic mindset and experience in compliance and...Risk
- ...This role entails overseeing U.S. Treasury and secured financing transactions, leading multiple teams, and ensuring compliance with regulatory expectations. The successful... ...Operations with a strong background in operational risk and liquidity management. TD offers...Risk
- ...President Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...surveillance program. Your role will involve driving strategic surveillance enhancements and initiatives across the...Risk
- ...investment opportunities, and managing client portfolios. Ideal candidates will have a strong background in investment management and risk-return analysis, with a preferred advanced degree in Finance or Business Administration. This is a full-time remote position based...RiskFull timeRemote work
$175k - $190k
...AON PLC is seeking a VP Global Benefits Global Mobility COE - Special Risk in New York. The role involves managing client relationships, providing consulting services, and technical expertise in Special Risk. Candidates should have project management, client-facing experience...Risk- A leading company is seeking a seasoned Cybersecurity & Strategic Risk Leader to act as a Delivery Manager in their Cybersecurity Team. This... ...diverse global teams, ensuring top-notch delivery across financial services and healthcare sectors. #J-18808-Ljbffr Compunnel, Inc.Risk
$175k - $200k
...PJT Partners, Inc. in New York seeks a Compliance Monitoring & Assurance leader to design and implement compliance programs. The role requires at least 10 years of compliance and risk experience, with deep knowledge of U.S. broker-dealer regulations. Candidates should...RiskWork at office- ...partner closely with senior leaders and onsite regulators,... .... You will drive strategic planning and execution... ...within financial services or a highly regulated... ...areas from finance and risk to human resources and... ...employees up for success. Our Compliance teams work globally...RiskWork at office
- Madison-Davis, LLC is partnering with a leading financial services firm to find a VP, Senior Compliance Officer for its Compliance team. This hybrid role in... ...involves delivering compliance guidance, conducting risk assessments, reviewing products for regulatory compliance...Risk
- A leading digital assets firm in New York is seeking a Compliance Associate/VP to oversee compliance functions related to their investment advisory... ...will have at least 3 years of experience in financial services compliance, strong analytical skills, and the ability to provide...Risk
$129.84k - $194.76k
...financial products and services, including consumer... ...and investment banking, securities brokerage, transaction... ...to execute against our strategic priorities.Diversity... ...reports.* Assesses project risk potentials and... ...and assets, by driving compliance with applicable laws,...RiskFull time$150k - $250k
Overview Legal & Compliance - Strategic Partners - Secondaries Attorney, VP Blackstone is the world’s largest alternative asset... ...to identify potential risks and opportunities relevant to Strategic... ...-****@*****.***. Securities Licenses Depending on the position...RiskLocal areaFlexible hours- ...ASSA ABLOY Sicherheitstechnik GmbH is seeking a VP Human Resources for their Perimeter Security segment. This dynamic individual will lead the HR function, drive strategic projects, and ensure alignment of HR initiatives with business strategies. The role requires a bachelor...
- ...multinational banking institution in New York seeks a Vice President of Compliance Quality Assurance. The role involves overseeing QA testing... ...testing scripts, and advising management on compliance-related risks. Candidates must have 5-7 years of compliance testing or...Risk
$130k - $160k
...A leading financial institution in New York seeks a Corporate Compliance Officer to support its Compliance Risk Assessment program. The role involves coordinating assessments across business lines, enhancing methodologies for risk identification, and collaborating with...Risk$165k - $215k
...Job Title: VP, Head of Transformation Office (Strategic Initiatives) Position Summary: The Michael J. Fox Foundation... ...Planning & Insights team, this leader will serve as a trusted advisor to... ...execution and manages governance, risk, and stakeholder engagement Exceptional...RiskSummer workSummer holidayWork at officeWorldwideFlexible hours$110k - $190k
...Stanley is a global financial services leader with three core businesses:... ...and Institutional Securities. The Wealth Management business... ...execute on a set of multi-year strategic priorities that are aligned... ...Treasury, Finance, Legal, Risk, Compliance, Sales, Marketing,...RiskTemporary work$163k - $237k
...Chubb's Global Analytics Risk Cohorts team, bringing... ..., advising them on strategic analytics and modeling... .... Chubb is a world leader in insurance. With operations... ...extensive product and service offerings, broad... ...opportunity and compliance with all laws and regulations...RiskLocal area$140k - $150k
...S:US is seeking a Director of Security to lead strategic operations ensuring safety and security across New York City. The ideal candidate should possess a Bachelor’s degree and over 8 years of relevant experience, with a focus on managerial roles. This position emphasizes...Risk- ...Manager to develop financial crime strategies for clients in the financial services sector. You will manage compliance initiatives, leveraging analytics and AI to enhance efficiency and reduce risks. Ideal candidates will have extensive experience in financial crime risk...Risk
- ...Vaco Recruiter Services is seeking an experienced General Counsel to lead the legal function and advise senior leadership in New York. This role entails overseeing compliance, risk management, and providing legal guidance across business matters. The ideal candidate will...RiskContract work
$225k - $250k
...A leading investment firm is seeking a Vice President, Deputy Chief Compliance Officer to lead their compliance program. The role involves developing compliance policies, overseeing regulatory interactions, and managing compliance staff. Candidates should have a Bachelor...$387.2k
...Vice President, Head of IP and Strategic Transactions New York, New... ...Identify emerging IP risks and opportunities in partnership... ...with scientific and business leaders Provide strategic guidance... ...stakeholders on IP-related risks, compliance, and business implications...RiskWork at office- ...Inc is seeking a Chief Information Security Officer (CISO) to provide strategic oversight of information security... ...cybersecurity, data protection, and compliance. This role is crucial for... ...resilience while driving a unified risk-management approach across the enterprise...Risk
$75k
...Corporate Functions, Risk Risk Location:Jersey... ...of Institutional and Securities Services activities, in line with... ...-making Ensure compliance with established limits... ...implementation of strategic and tactical services... ...and exposure to senior leaders within the Bank. As an...RiskSummer workInternshipSummer internshipWork at office
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