VP of AML Compliance: Regulatory Risk Leader
$125k - $165kMooMoo
A financial services company is seeking a VP/AML Compliance to lead their AML compliance program in Jersey City, NJ. This role requires broker-dealer experience, a FINRA Series 7 License, and significant AML expertise in a regulated environment. The successful applicant will manage compliance tasks, work closely with teams to refine AML systems, and maintain strong internal and external relationships. They offer a competitive salary range of $125,000 - $165,000 and a performance-based bonuses in a supportive professional environment. #J-18808-Ljbffr
- ...JPMorgan Chase is seeking a Compliance, Conduct and Operational Risk Management Lead Vice President to ensure the firm’s operational integrity and safeguard... ...this role, you will drive risk initiatives, support regulatory change, and collaborate with cross-functional teams to...RiskRegulatory
$128.25k - $195k
...JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...to interpret GFCC/AML/KYC/sanctions requirements... ...current on applicable U.S. regulatory and supervisory expectations... ...0 years and today we are a leader in investment banking, consumer...RiskRegulatory- ...seeking a seasoned professional in BSA/AML compliance to lead independent testing and governance... ...The successful candidate will develop risk-based testing plans, manage issues, and... ...across multiple departments for regulatory alignment. With at least 7 years of experience...RiskRegulatory
- ...financing transactions, leading multiple teams, and ensuring compliance with regulatory expectations. The successful candidate will have 10–15+... ...Markets Operations with a strong background in operational risk and liquidity management. TD offers competitive compensation...RiskRegulatory
- ...Vice President, AML Compliance About the Company Popular investment... ...The Company is seeking a VP/AML Compliance to lead a dedicated... ...for and responsive to regulatory exams and inquiries. Applicants... ...influence business decisions with risk-based compliance guidance,...RiskRegulatory
- ...with a leading financial services firm to find a VP, Senior Compliance Officer for its Compliance team. This hybrid role... ...involves delivering compliance guidance, conducting risk assessments, reviewing products for regulatory compliance, and supporting compliance training...RiskRegulatory
- A leading digital assets firm in New York is seeking a Compliance Associate/VP to oversee compliance functions related to their investment advisory... ...reviewing policies, conducting training, and ensuring regulatory compliance in marketing materials. The company offers...RiskRegulatory
- ...Vice President, AML Compliance About the Company Digitally-driven... ...The Company is seeking a VP/AML Compliance to lead a dedicated... ...escalations, maintaining AML WSPs, risk assessments, and internal... ...ongoing compliance with regulatory requirements. The ideal candidate...RiskRegulatory
$165k - $250k
...LinkedIn, X, and Instagram.The VP will report to the Global Head of AML and work on AML processes... ...diligence, testing and regulatory filings. Primary job... ...relationships to drive KYC compliance.Responsible for... ...laundering and reputational risk issues associated with higher...RiskRegulatoryWork experience placementWork at officeLocal areaFlexible hours$125k - $165k
...innovation. About the Team & Role As the VP/AML Compliance, you will lead a dedicated team... ...be crucial in ensuring compliance with regulatory requirements and safeguarding the integrity... ...stakeholders to identify and mitigate risks, providing expert guidance and oversight...RiskRegulatoryWork at officeLocal areaRemote work$130k - $160k
...VP, CUSO Compliance Risk Assessment Officer Business type Types of Jobs - Compliance / Financial Security... ...and procedures to reflect current regulatory requirements, industry best practices,... ...Banking Organizations (FBOs), including BSA/AML, OFAC sanctions, consumer protection,...RiskRegulatoryPermanent employmentContract workWork at office$69k - $160k
...Global Financial Crimes and Compliance (GFC&C) At BNY, our culture... ...surveillance enhancements: coverage and risk assessments, scenario design... ...roadmap across AML, Sanctions, Fraud, Anti-Bribery... ...compliance controls to regional regulatory expectations; adept at...RiskRegulatoryTemporary workWorldwideFlexible hours- ...President Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...programs on a global scale, with a focus on regional regulatory needs where applicable. You will work closely with...RiskRegulatory
$187.3k - $213.7k
Overview The Anti-Money Laundering (AML) Group is a core risk function within Capital One’s Corporate Compliance organization. The Director, AML Fraud Queue supports a... ...accurate, and defensible decisioning aligned with regulatory expectations, including reporting obligations...RiskRegulatoryFull timePart timeLocal areaVisa sponsorshipShift work- ...City, LLC is seeking a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage performance and regulatory risk across North... ...position involves developing a diverse team and ensuring compliance within the global transaction reporting framework. Responsibilities...RiskRegulatory
- ...JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center of keeping JPMorgan... ...risk management program, advising on regulatory and operational risk developments,... ...with related functions such as AML/BSA/OFAC. Direct the development, implementation...RiskRegulatoryWork experience placement
$100k - $250k
...York is seeking a Senior Product Manager with over 10 years of KYC/AML compliance experience. The role involves developing product strategies, collaborating with senior leadership, and ensuring regulatory compliance. Strong skills in product management, communication,...Regulatory- ...Vice President, AML / OFAC Compliance Advisory About the Company Prominent... ...The Company is seeking a VP for AML and OFAC Compliance... ...review and validation of high-risk KYC files to ensure they meet... ...the company's policies and regulatory requirements. This role involves...RiskRegulatory
- ...Business Manager In Regulatory Strategy (CCOR) Join Regulatory Strategy... ...partner closely with senior leaders and onsite regulators,... ...range of areas from finance and risk to human resources and marketing... ...up for success. Our Compliance teams work globally across all...RiskRegulatoryWork at office
- ...institution with branch-level banking compliance oversight and regulatory adherence. Industry Banking... ...implementing and maintaining a robust AML and sanctions compliance program. Key... ...internal policies, providing expertise on risk mitigation controls, delivering...RiskRegulatory
$163k - $237k
...on Chubb's Global Analytics Risk Cohorts team, bringing advanced... ...solutions comply with regulatory, data privacy, and internal standards... ...filled. Chubb is a world leader in insurance. With operations... ...employment opportunity and compliance with all laws and regulations...RiskRegulatoryLocal area$82.92k - $150k
...cryptocurrency exchange is seeking a Senior Compliance Officer to develop and implement compliance programs related to BSA/AML and KYC regulations. Candidates should... ...flexibility in a dynamic environment focused on regulatory compliance and risk mitigation. #J-18808-Ljbffr...RiskRegulatoryRemote work- ...Dangote Industries Limited is seeking an experienced compliance professional in New York City. This full-time role focuses... ...office work three days a week. The candidate will oversee risk measures, provide regulatory guidance, and prepare compliance reports. Ideal...RiskRegulatoryFull timeWork at office3 days per week
$140k - $180k
...alternative application process. Deputy AML Officer Regular Full-Time AB New York,... ...which performs business functions. The Regulatory Compliance Department (“RCD”) provides support to... ...reporting in order to reduce regulatory risk of Sumitomo Mitsui Trust Bank, Limited...RiskRegulatoryFull timeWork at officeLocal areaWork from homeFlexible hours2 days per week$200k - $275k
...Job Title: Vice President, Attorney, Regulatory Compliance Department: Legal & Compliance Reports... ...Assist in identifying compliance risks, control gaps, and emerging regulatory... ...regulatory frameworks (e.g., NFA, FINRA, AML) Maintains or is willing to obtain relevant...RiskRegulatoryWork at officeRemote workWork from home- ...Framework Ventures is seeking a Compliance Manager in the United States to shape... ...maintaining compliance policies, conducting risk assessments, and supporting AML/CTF controls. The ideal candidate... ...of experience in compliance and regulatory roles, demonstrate strong...RiskRegulatory
- ...Deputy Head of US Sanctions Compliance About the Company A globally... ...global footprint and regulatory presence. Industry Banking... ...involves managing sanctions risk across various banking activities... ...years' of experience in BSA/AML, sanctions, or OFAC...RiskRegulatory
$159.4k - $270.7k
...enriched processes, built in risk controls and real-time... ...AI Risk Manager is a VP that plays a critical... ...that not only meet regulatory standards but also reflect... ...Chubb remains a trusted leader in a rapidly changing... ...employment opportunity and compliance with all laws and...RiskRegulatoryLocal area$175k - $225k
...consistent growth. The Vice President, AML Compliance Officer is responsible for developing,... ...with current industry best practices, regulatory guidance and requirements ~ Develop and... ...relevant jurisdictions ~ Conduct periodic risk assessments with considerations to...RiskRegulatoryWork at officeLocal areaFlexible hours$160k - $228.5k
...serve as the Deputy Chief Compliance Officer for New York... ..., including compliance risk assessments, policy and... ...be a credible, hands-on leader who can simultaneously... ...year strategic agenda for regulatory risk mitigation.... ...Serve as the designated AML compliance officer for...RiskRegulatoryLocal areaHome office3 days per week
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