Swaps Reporting VP, Ops Risk & Regulatory Lead
6AM City, LLC
6AM City, LLC is seeking a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage performance and regulatory risk across North America. This Vice President level position involves developing a diverse team and ensuring compliance within the global transaction reporting framework. Responsibilities include guiding team initiatives, building key relationships, and contributing to governance and risk activities. Candidates must possess strong relationship-building skills, a deep understanding of regulatory reporting, and team management experience. #J-18808-Ljbffr 6AM City, LLC
$120k - $173k
Job Overview We’re seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage performance and regulatory risk for the North America regimes (CAT, CFTC, CSA, SEC). The team updates daily controls within the global transaction...RiskRegulatory$140k - $195k
...and Cyber GRC (Governance, Risk and Controls) and ITO CDO... ...and procedures. Regulatory changes have been implemented... ...for transaction regulatory reporting with in CIB for registered swap-dealer & broker-dealer... ...events or new obligations, Leading interpretation and...RiskRegulatoryWork at office$165k - $185k
...Jobs - General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type Permanent Contract Job... ...audit deliverables and, under the supervision of the Risk and Finance Audit Supervisor and potentially the...RiskRegulatoryPermanent employmentContract workLocal areaImmediate start$115k - $195.8k
...Role Overview: The Client Reporting organisation manages the... ...recurring marketing, client, and regulatory-driven reporting across all... ...updates, status reports, and risk/issue logs for senior management... ...Collaborate with the Product Lead and Technology teams to...RiskRegulatory- ...York Role Overview: The Client Reporting organisation manages the... ...recurring marketing, client, and regulatory-driven reporting across all... ...updates, status reports, and risk/issue logs for senior management... ...Collaborate with the Product Lead and Technology teams to...RiskRegulatory
$150k - $170k
...adherence to sanctions laws and regulations. Reporting to the Head of Sanctions and Screening... ...execution of applicable sanctions regulatory requirements. Responsible for the filing... ...solving skills, with a keen understanding of risk management and mitigation strategies....RiskRegulatory- ...Overview A global financial institution is hiring a senior professional to join its capital analytics and regulatory reporting function, focused on enterprise-level risk-weighted asset (RWA) frameworks across credit and market risk. This role sits at the intersection...RiskRegulatory
$127k - $188k
...Group (MUFG), one of the world's leading financial groups. Across the... ...Adoption metrics & reporting: Define success metrics and track... ...experience including timelines, risks, stakeholders, and reporting.... ...requirements of the Financial Industry Regulatory Authority (FINRA) and the...RiskRegulatoryWork at officeLocal areaImmediate startRemote work1 day per week- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
- Wealth Regulatory Reporting Ops Intmd Analyst Apply (opens in new window) Job Req Id: 26962897 Location(s): Pune, Maharashtra, India Job Type:... ...reporting operations by streamlining processes, mitigating risks, and enhancing documentation. Develop Business Requirements...RiskRegulatoryFull time
$231k - $324k
...VP II, Head of Reserving Governance and Reporting Everest Global Services, Inc. Analytics... ...Everest is a global leader in risk management, rooted in a... ...role is responsible for leading the governance and... ...actuarial, financial, and regulatory reporting requirements....RiskRegulatoryFull time$150k - $170k
...Description: TD Securities' Regulatory Compliance Management (RCM... ...to support its strong risk culture and strategic... ...This is a newly created VP Data Infrastructure & Reporting role on the TD Securities... ...management Partner closely with Leads across RCM Programs (such...RiskRegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours$121k - $173k
...Summary We are seeking a Vice President to lead our Continuous Control Monitoring (CCM)... ...scorecards for executives, control owners, and risk partners; integrate results into GRC platforms for issue management and regulatory reporting. Maintain a traceability model from...RiskRegulatoryLocal area- ...strengthening financial controls, ensuring regulatory compliance, and driving audit... ...banking environment. About the Role As a Lead Auditor , you’ll own end-to-end audit... ...—from planning through to final reporting. You’ll assess risk, evaluate control environments, and provide...RiskRegulatory
$175k - $250k
...New York is looking for a senior trader to lead the execution of funding strategies for a $150 billion trading book, ensuring risk limits are respected, and compliance with liquidity... ...experience, strong knowledge in funding swap market management, and possess a Master's...Risk$120k - $205k
...Insurance Corporation (FDIC). The Bank Regulatory Reporting team, within the Finance division, is... ..., simplification, and scalability. Lead redesign of management reporting processes... ...reducing manual effort and operational risk. Develop and implement standardized...RiskRegulatoryTemporary workWork at officeFlexible hours- ...sheet strategies, and risk management techniques via... ..., Repo, Interest Rate Swaps and FX forwards across... ...Global Rates External Reporter, Vice President in the... ...reports filed with various regulatory agencies Consolidate,... ...Represent the team and lead efforts around strategic...RiskRegulatoryWork experience placement
- TD in New York is looking for a VP for their Broker-Dealer Regulatory Reporting team. You will manage SEC financial reporting, including net capital computations, and ensure compliance with SEC and FINRA requirements. Requires 7-12+ years in regulatory reporting, strong...Regulatory
$125k - $150k
Natixis NY Branch is seeking an Analyst for Transactional Regulatory Reporting in New York. You will maintain regulatory report accuracy and engage with stakeholders to manage regulatory, compliance, and risk priorities. Your role involves developing key metrics for management...RiskRegulatory$200k - $295k
.../On-site) Reports to: CFO Role... ...of Financing will lead the firm's capital... ...liquidity buffers, and risk tolerances.... ...liability profile (swaps, caps, floors); set... ...strategy consistent with regulatory requirements and... ...Borrowing base ops: Demonstrated experience...RiskRegulatoryFull timePart timeLocal area- Apollo Solutions is seeking a Lead Auditor in New York to manage... ...The role involves assessing risks, evaluating control frameworks... ...and ensuring compliance with regulatory standards. Ideal candidates... ...financial controls and regulatory reporting improvements. #J-18808-Ljbffr...RiskRegulatory
- ...Lead Analyst, Risk Reporting What part will you play? If you're looking for a place where you can make a meaningful difference, you've found... ...evolving expectations and reporting required for areas of regulatory focus such as climate and AI. Draft Quarterly...RiskRegulatoryFull timeLocal areaWork from home
$175k - $250k
...for a senior trader to lead our funding strategy execution... ...range of instruments (swaps, repo, collateral swap,... ...book: respect of risk limit, trades execution... ...escalating, managing and reporting control issues with... ...Understanding of standard regulatory constraint and...RiskRegulatoryFull time- ...Surveillance Lead (Surveillance Strategy) Vice President Bring... ...JPMorgan Chase. As part of Risk Management and Compliance, you... ..., with a focus on regional regulatory needs where applicable. You will... ..., milestone tracking, reporting). Strong interpersonal, leadership...RiskRegulatory
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer... ...+ bonus Overview A leading global financial institution... ...expectations. Conduct risk ranking, data analysis... ...204,296.00 1 week ago VP - Direct Lending... ...ago VP, National Lab Ops & Enterprise Automation...RiskRegulatoryFull timeWork at officeRemote work$100.8k - $151.2k
Operations Core Project Lead Analyst Apply (opens in new window... ...Organization SMBIC Data and Regulatory Operations Group is a global... ...and delivering non-financial reporting to our regulators. The Strategic... ...project plans, dependencies, risks, and actions. Prepare and...RiskRegulatoryFull timeWork experience placementWork at office$147.25k - $215k
...to JPMorgan Chase. As part of Risk Management and Compliance, you... ...-class. The Quant Modeling Lead - Vice President position within... ...for stress testing, risk and regulatory capital measurement, allowance... ...write clear model validation reports; create presentations on model...RiskRegulatory- ...Vice President Liquidity Risk Infrastructure Asset Class Lead Join a team where your expertise shapes the future of liquidity risk management... ...controlled and automated set of liquidity management regulatory reporting. Our target operating model for liquidity risk...RiskRegulatoryWork at officeLocal areaImmediate startRelocationVisa sponsorshipRelocation package
$140k - $285k
...seeking an experienced quantitative risk professional to lead a team providing analytics support for... ...Champion the development of innovative risk reports, dashboards, and analytical tools... ...in cross-departmental meetings, regulatory inquiries, and internal audits. Qualifications...RiskRegulatoryWork from home- SVP - Senior Operations Lead, Futures & Derivatives Clearing - Client... ...such as legal, compliance, risk and of course our peers across... ...senior management team and report directly to the Head of Asia FDC... ...services working environment and regulatory requirements and risk...RiskRegulatoryFull timeWork at officeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Swaps Reporting VP, Ops Risk & Regulatory Lead. Be the first to apply!
- vp emea New York, NY
- vice president sustainability New York, NY
- vice president estimating New York, NY
- vice president media New York, NY
- vice president public policy New York, NY
- assistant vice president compliance New York, NY
- vice president manufacturing New York, NY
- vice president New York, NY
- vice president process improvement New York, NY
- vice president business solutions New York, NY


