VP Audit - Financial Controls & Regulatory Reporting
Apollo Solutions
Join a high-impact audit team where you’ll play a key role in strengthening financial controls, ensuring regulatory compliance, and driving audit excellence across a global banking environment. About the Role As a Lead Auditor , you’ll own end-to-end audit assignments—from planning through to final reporting. You’ll assess risk, evaluate control environments, and provide actionable recommendations to senior stakeholders, while ensuring audit quality and consistency. You’ll also lead audit teams, collaborate across international networks, and contribute to the continuous improvement of audit methodologies and best practices. What You’ll Do Lead audits focused on finance, accounting, and regulatory reporting Assess risks and evaluate the effectiveness of control frameworks Review compliance with internal policies and regulatory requirements (e.g., IFRS/GAAP) Identify control weaknesses, data issues, and reporting inconsistencies Present findings and recommendations to senior management Oversee audit fieldwork, manage timelines, and guide junior auditors Support ongoing monitoring and validation of remediation actions What We’re Looking For 5–8 years’ experience in Audit & regualtory reporting audits Strong background in banking and financial controls Solid knowledge of regulatory reporting frameworks and requirements Expertise in accounting topics (e.g., impairments, fair value, provisions) Experience assessing internal controls and governance structures Ability to analyse large datasets and perform reconciliations Bachelor’s or Master’s degree in Finance, Accounting, or related field CPA preferred; additional certifications (CFA, CIA) are a plus Key Skills Strong analytical and problem-solving mindset Excellent communication skills with both technical and non-technical stakeholders Leadership and team management capabilities High attention to detail and ability to deliver under pressure Collaborative, adaptable, and results-driven If you’re looking to take the next step in your audit career and make a real impact in financial controls and regulatory reporting, we’d love to connect. #J-18808-Ljbffr Apollo Solutions
$165k - $185k
...Overview VP Lead Auditor - Financial Controls and Regulatory Reporting Business type: Types of Jobs - General Inspection / Audit Job title: VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type: Permanent Contract Job summary The Lead Auditor (LA)...FinancialRegulatoryPermanent employmentContract workLocal areaImmediate startWorldwide- ...Auditor responsible for managing audit assignments and ensuring compliance with financial regulations. The role involves... ...will have a strong background in regulatory knowledge, audit skills, and data... ...in auditing or a relevant control environment. Applicants must possess...FinancialRegulatory
$165k - $185k
A leading financial institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations...FinancialRegulatory$215k - $230k
...President, Global Assistant Controller, you will be... ...corporate accounting, financial operations (including... ...processes, and systems. Reporting to the SVP, Global Controller... ...with evolving regulatory requirements and business... ...the company’s external audit process, including coordination...FinancialRegulatoryWork at officeHome officeFlexible hours- ...Overview This role sits within the U.S. Regulatory Capital and CCAR Reporting team of the Firmwide Regulatory... ...execution oversight, analysis, and control and governance. The group... ...related field 5+ years of experience in financial services or a related industry Firmwide...FinancialRegulatoryWork at office
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- Wealth Regulatory Reporting Operations AVP Apply (opens in new window) Job Req... .... Job Overview The Non-Financial Regulatory Reporting Operations... ...deliverables, maintaining a strong control environment. The Senior... ...the team's response to audits, regulatory exams, and internal...FinancialRegulatoryFull time
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$140k - $170k
VP of Technology Audit - $140-170K +25% Annual Bonus & Sign On... ...experience. Internal Audit reports directly to the... ...plans to validate controls Investigating and escalating... ...systems Performing regulatory and industry-driven... ...within the financial services industry Strong...FinancialRegulatory$150k - $210k
...President (externally Fund Controller) candidate to perform the following... ..., accuracy of NAV reporting and financial statements, and accuracy of... ...in all quarterly review and audit coordination and completion... ...input to all Fund-related regulatory filings, participate in efforts...FinancialRegulatoryFull timeTemporary workLocal areaWorldwide- ...highly experienced and strategic VP, Controller to join our leadership team.... ..., based in New York City. Reporting to CBRE’s Controller -... ...seamless connection to the financial governance and reporting of... ...controls. Oversee statutory and regulatory compliance, and support CBRE...FinancialRegulatory
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...Stanley is a leading global financial services firm providing a wide... ...The Finance Division globally reports to the Chief Financial... ...Liquidity, Investments, and Funding Control Group (LIFC) within the... ...International GAAP and the global regulatory regimes. Responsibilities include...FinancialRegulatoryFull timeTemporary workWork at officeWorldwide- ...improvement. As a Vice President Control Manager within the Consumer... ...and Skills 7+ years working in financial services, with experience in controls, audit, quality assurance, or operational... ...Compliances, Audit, and Risk with deep regulatory knowledge, and trains others on...FinancialRegulatory
$75k - $100k
Goldman Sachs Bank AG is seeking an Analyst for its Controllers division in New York/New Jersey. This position involves managing financial and regulatory obligations, preparing regulatory reports, and ensuring compliance with accounting standards. Qualified candidates will...FinancialRegulatory$125k - $190k
...leading, full-service financial services provider.... ...#bmocapitalmarkets VP, Risk Portfolio Control sits within Capital... ...dashboards, and management reporting. The role supports... ..., and aligned to regulatory and internal expectations... ...issues Support audits, reviews, and regulatory...FinancialRegulatoryFull timeContract workPart timeLocal area$200k - $295k
...York (Hybrid/On-site) Reports to: CFO Role Summary... ...investors (Jefferies Financial Group (JFG) and Mass Mutual... ..., vendor evaluation, controls design, integration... ...dispute management, and audit trails. Manage and... ...strategy consistent with regulatory requirements and board...FinancialRegulatoryFull timePart timeLocal area$150k - $160k
...Description The Vice President (VP) Controller applies the principles of... ...and interprets complex financial statements and reports. Compiles financial... ...financial compliance with all regulatory authorities related to... .... Prepare annual audit documentation and oversee...FinancialRegulatory- ...for Fund Accounting and Regulatory Reporting. The successful candidate... ...the integrity of financial results in the fund's financial... ..., overseeing SOX controls and documentation, and assisting... ...in the preparation of audit committee materials. The VP will be the key person for...FinancialRegulatory
- A leading financial services firm is seeking an Associate Controller within the External Reporting team based in New York. This role involves financial data analysis, communication... ...various stakeholders, and adherence to regulatory requirements. Candidates must have a...FinancialRegulatory
$140k - $185k
Initio Capital is seeking a Fund Controller based in New York, NY. This role is essential for overseeing the financial management and reporting of investment funds, ensuring accurate accounting and compliance with regulatory requirements. The ideal candidate will possess...FinancialRegulatory- ...platform is seeking a Fund Controller, offering a high-... ...complex fund accounting and financial operations across a... ...Fund Controller will report directly to the CFO... ...scalability. Lead the annual audit process and serve as... ...timely completion of regulatory filings, including...FinancialRegulatory
$140k - $185k
...Position Overview The Fund Controller is responsible for overseeing the financial management and reporting of investment funds. This role... ...accounting, compliance with regulatory requirements, and timely... ...cash flows Coordinate annual audits and liaise with external auditors...FinancialRegulatoryFull time$150k - $300k
...common purpose to help make financial lives better through... ...us! Job Description: VP/Director - Electronic Trading Governance & Controls (AMRS eFICC Rates) Join... ...will also support global regulatory initiatives and... ...data-driven solutions and reporting Serve as a subject matter...FinancialRegulatoryFull timeWork at officeFlexible hoursShift workDay shift$170k - $240k
Regulatory Reporting Director - US FinTech SF Bay Area, United States | Posted... ...reporting calendar and controls; ensure all filings are accurate... ...workflows and tooling; ensure audit-ready evidence and change... ...reporting experience within financial services, broker‑dealer, asset...FinancialRegulatoryRemote work- Risk Manager - RCSA & Controls New York, NY Hybrid 3 days... ...issue management, and regulatory compliance initiatives. Prepare risk reports, assessments, and... ...teams. Collaborate with audit, compliance, and business... ...experience supporting large financial services organizations....FinancialRegulatoryWork from homeFlexible hours3 days per week
$115k - $180k
The Mizuho Financial Group Inc. in New York is seeking a Securities Regulatory Reporting Vice President. In this role, you will ensure compliance with SEC regulations including maintaining liquid capital and preparing regulatory reports. You will contribute to daily reviews...FinancialRegulatory
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