VP Lead Auditor - Financial Controls & Regulatory Reporting
Crédit Agricole CIB
Crédit Agricole CIB in New York seeks a Lead Auditor responsible for managing audit assignments and ensuring compliance with financial regulations. The role involves assessing risks, conducting audits, and leading a team of auditors. The ideal candidate will have a strong background in regulatory knowledge, audit skills, and data analysis, with 6 to 10 years of experience in auditing or a relevant control environment. Applicants must possess a Bachelor or Master's degree and a CPA License. This position requires excellent communication skills and the ability to lead effectively. #J-18808-Ljbffr Crédit Agricole CIB
$165k - $185k
...Job description Business type Types of Jobs - General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type Permanent Contract Job summary The Lead Auditor ("LA") conducts audit assignments...FinancialRegulatoryPermanent employmentContract workLocal areaImmediate start- Leading Global Banking and Finance firm seeks... ...and Lead Auditor to conduct audit assignments... ...from planning to report, assess the... ...testing, analyze controls, and support the issuance... ...Finance, accounting, regulatory reporting, and... ...requiring strong financial control and regulatory...FinancialRegulatoryLocal area
- Apollo Solutions is seeking a Lead Auditor in New York to manage end... ...risks, evaluating control frameworks, and ensuring compliance with regulatory standards. Ideal candidates... ...significant contributions to financial controls and regulatory reporting improvements. #J-18808-...FinancialRegulatory
$165k - $185k
A leading financial institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations...FinancialRegulatory$120k - $173k
...seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage performance and regulatory risk for the North... ...with business units across the Firm to support financial transactions, devise and implement effective controls...FinancialRegulatory- ...is searching for a Vice President and Lead Auditor to manage audit assignments within a leading... ...audited activities, analyzing controls, and providing recommendations, while ensuring... ...of experience in internal audit or financial controls, coupled with a relevant degree...FinancialRegulatory
$120k - $205k
...President to join the Treasury Control Production team in New York. This... ...and control of the firm’s financial statements. Key responsibilities include regulatory compliance, data automation, and... ...years of experience in regulatory reporting and RWA calculations, with...FinancialRegulatory$121k - $173k
...We are seeking a Vice President to lead our Continuous Control Monitoring (CCM) program within the... ...platforms for issue management and regulatory reporting. Maintain a traceability model from... ...understanding of CRI 2.1, NIST CSF, and financial sector regulatory requirements....FinancialRegulatoryLocal area- ...play a key role in strengthening financial controls, ensuring regulatory compliance, and driving audit excellence... ...environment. About the Role As a Lead Auditor , you’ll own end-to-end audit... ...assignments—from planning through to final reporting. You’ll assess risk, evaluate...FinancialRegulatory
- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...FinancialRegulatory
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...CCCO (Chief Conduct & Control Office) within ITO (Information... ...and procedures. Regulatory changes have been... ...regulatory reporting with in CIB for registered... ...events or new obligations, Leading interpretation and documentation... ...track record in large financial and international...FinancialRegulatoryWork at office- ...role sits within the U.S. Regulatory Capital and CCAR Reporting team of the Firmwide Regulatory... ...oversight, analysis, and control and governance. The group... ...filings. FRRA also leads the implementation of new... ...5+ years of experience in financial services or a related industry...FinancialRegulatoryWork at office
- Join the External Reporting Controller team. As a Vice President External Reporting Controller in... ...leveraging Tableau and Excel. Translate regulatory changes into requirements; drive... ...Minimum 5+ years of experience in a financial services or related industry Regulatory...FinancialRegulatoryWork at office
$125k - $150k
Natixis NY Branch is seeking an Analyst for Transactional Regulatory Reporting in New York. You will maintain regulatory report accuracy and... ...various departments. A Bachelor's degree and 5+ years in Financial Services are essential for success in this position. The salary...FinancialRegulatory- ...GAAP Accountant in New York. The successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review and preparation of financial reports, liaising with regulatory agencies, and providing guidance...FinancialRegulatory
- A financial management firm in New York is seeking a Fund Accounting & Financial Reporting professional to oversee the preparation and review of financial... ...manage investor reporting, lead audit processes, and ensure compliance with regulatory requirements. Candidates...FinancialRegulatory
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...Join Mitsubishi UFJ Financial Group Do you want your voice heard... ...(MUFG), one of the world's leading financial groups. Across the... ...technology leader to head the Data, Reporting, and Analytics function... ...a wide range of business, regulatory, and operational use cases...FinancialRegulatoryWork at officeLocal areaRemote work1 day per week- ...Overview A global financial institution is hiring a senior professional to join its capital analytics and regulatory reporting function, focused on enterprise-level risk-weighted asset... ...efforts Build governance structures, controls, and validation processes around...FinancialRegulatory
- 6AM City, LLC is seeking a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage performance and regulatory risk across North America. This Vice President level position involves developing a diverse team and ensuring compliance within the global transaction...Regulatory
$130k - $190k
...-oriented Vice President, Financial Reporting to lead external financial reporting... ...financial statements, and regulatory compliance. The ideal... ...senior finance leadership, auditors, legal/compliance teams, and... ...standards. • Manage disclosure controls and procedures and support...FinancialRegulatoryLocal area- TD Bank in New York is looking for a highly experienced VP candidate for their Broker-Dealer Regulatory Reporting team. This role involves overseeing SEC financial rule reporting, managing net capital computations, and ensuring compliance with regulatory requirements. Candidates...FinancialRegulatory
$125k - $225k
A leading financial institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have...FinancialRegulatory$121k - $175k
...organizations that promote financial literacy, job... ...President, Financial Reporting & Regulatory Compliance position is... ...guidance. The position also leads optimization and... ...with internal auditors, communicates with regulators... ..., and strengthen controls. Governance, Controls...FinancialRegulatoryWork at officeLocal areaImmediate startFlexible hoursShift work$150k - $170k
...TD Securities' Regulatory Compliance Management... ...newly created VP Data Infrastructure & Reporting role on the TD... ...closely with Leads across RCM... ...Relations, Rules & Controls Inventory, and... ...external/internal auditors, dealing with... ...achieve their financial, physical and mental...FinancialRegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours$115k - $195.8k
...York Role Overview: The Client Reporting organisation manages the... ...recurring marketing, client, and regulatory-driven reporting across all... ...Collaborate with the Product Lead and Technology teams to support... ...program budgets and track financial performance for assigned workstreams...FinancialRegulatory$81.4k - $151.8k
VP, Risk Portfolio Control sits within Capital Markets and is responsible for the... ..., and management reporting. The role supports business... ...Support audits, reviews, and regulatory inquiries related to risk... ...experience in banking or financial services, including exposure...FinancialRegulatoryLocal area$231k - $324k
...VP II, Head of Reserving Governance and Reporting Everest Global Services, Inc.... ...is responsible for leading the governance and... ..., ensuring robust controls, high-quality reporting... ...to support financial reporting and external... ...actuarial, financial, and regulatory reporting...FinancialRegulatoryFull time$150k - $175k
...Gridline is seeking a VP, Fund Controlling to serve as the... ...fund administration. Reporting directly to the Chief... ...ultimate authority on the financial integrity, compliance... ...our growth. You will lead internal associates and... ...(LPAs) and regulatory requirements, acting...FinancialRegulatoryRemote workFlexible hours$120k - $205k
...Corporation (FDIC). The Bank Regulatory Reporting team, within the Finance... ...simplification, and scalability. Lead redesign of management... ...and strengthen governance, controls, and documentation... ...reporting, capital reporting, or financial analysis. ~ Strong understanding...FinancialRegulatoryTemporary workWork at officeFlexible hours- ...experienced and strategic VP, Controller to join our... ...based in New York City. Reporting to CBRE’s Controller... ...Industrious CFO, you will lead a global team of 30,... ...connection to the financial governance and reporting... ...statutory and regulatory compliance, and support...FinancialRegulatory
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