VP, Markets Compliance for US Broker-Dealer
BNY Mellon
BNY Mellon, based in NY/NJ area with flexibility to be located in New York City, Pittsburgh, or Lake Mary, FL, seeks a Vice President for Markets Compliance focused on the US Broker Dealer. This role offers high-visibility collaboration with Compliance, Finance and Operations to strengthen risk and regulatory programs. The candidate will advise on broker-dealer laws, help design and maintain compliance controls, conduct risk assessments, and support remediation efforts under the Chief Compliance #J-18808-Ljbffr BNY Mellon
- ...obtained through education, training, and experience to support broker/dealer regulatory reporting activities. The primary responsibility of... ...services company providing wealth management, capital markets, asset management, banking and other services to individuals,...SuggestedWork experience placementWork at office
$26k
...the water. We are looking to hire a Yacht Broker to join our team! Reporting to the... ...to obtain listings for Leopard Brokerage, market them and sell them. However, there will be... ...participate in the recruitment process, inform us here: ****@*****.*** #J-18808-Ljbffr...SuggestedWork at officeRemote workWorldwideFlexible hoursNight shift$55k - $85k
...passion, and our culture that sets us apart. Our Team Members make a difference... ...Position Objective The Broker Liaison, while acting as the face of... ...in this role are conducted in full compliance with CMS Medicare Advantage marketing guidelines, the Anti-Kickback Statute...SuggestedLocal areaAfternoon shift- Job Description We’re seeking a future team member for the role of Vice President to join our Markets Compliance team, focused on supporting the US Broker Dealer. This role can be based in New York City, Pittsburgh, or Lake Mary, FL. Job Description We’re seeking a future...SuggestedWorldwideFlexible hours
- We're seeking a future team member for the role of Vice President to join our Markets Compliance team, focused on supporting the US Broker Dealer. This role can be based in New York City, Pittsburgh, or Lake Mary, FL. In this role, you'll make an impact in the following...Suggested
- Mobility Global is seeking a Dealer Relations Manager to oversee key dealer partnerships across the South Florida region. You will build trusted relationships, understand dealer goals, and drive adoption of our automotive intelligence platform with a focus on exceptional...
$2,000 per month
...leaning into intelligent tools to streamline our workflows, giving us more time for high-impact innovation. We look for curious,... ...the future of HR.Essential Job DutiesThe Vice President, Revenue Marketing is responsible for leading BambooHR's revenue marketing strategy...Work at officeRemote workShift work- ## Poker Event Dealer - Poker OperationsApplylocations: Seminole Hard Rock Hotel & Casino... ...International Airport. For more information, visit us online at call (***) ***-**** or follow us... ...a background check with Seminole Gaming Compliance and Regulations, prior to an offer being...Flexible hours
- ...attitude and be willing to assist in all aspects of leasing, marketing, and customer service. ESSENTIAL JOB FUNCTIONS AND RESPONSIBILITIES... ...DISCLAIMER The Company is an Equal Opportunity Employers. In compliance with the Americans with Disabilities Act, Mahaffey Apartment...Full timeWork at officeLocal areaFlexible hours
- ...presence in Osceola and Polk Counties and nearby Central Florida markets. This role focuses on building strong relationships with real... ...management, and legal counsel to ensure agent success and compliance while delivering meaningful value to the marketplace. KEY RESPONSIBILITIES...Full timeLocal areaRemote workWork from home
- OVERVIEW: The Funding Administrator will ensure that all loan transactions are processed efficiently, accurately, and in compliance with internal policies, regulatory requirements, and bank policies. The Funding Administrator will have experience in loan administration...
$80k
...direction of the principal attorney, you will supervise and mentor a team of paralegals, manage real estate transactions, and ensure compliance with title closing laws, guidelines, and regulations. Most of the current work focuses on residential transactions, with some...Local area- Overview The Field Support Representative - Dealer Channel serves as a key field resource... ...travel within the assigned territory. About Us This posting reflects an existing vacancy... ...Customer Loyalty in the MFP Office Copier Market by Brand Keys for eighteen consecutive...For contractorsWork at office
- ...partnering with major quick-service restaurant brands across the US, UK, and New Zealand. Growing quickly, we have the largest... ...restaurant tech players. We are looking for a strategic, hands‑on VP Marketing to own the full marketing function as we scale. This is a...
- ...providers with insurance navigation and coverage questions. This role handles cases end-to-end, ensuring consent, documentation, and compliance while moving cases forward with accuracy and care. The position requires a high school diploma or GED, 18+ years old, and at...
- ...insurance verification and prior authorizations from home. This role focuses on patient prescription coverage, data entry, and HIPAA compliance, with a preference for pharmacy training or willingness to obtain it. You will collaborate with providers and pharmacies,...Remote job
- ...review, due diligence, and risk analysis Coordinate closings with all stakeholders Advise clients on real estate regulations and compliance Requirements 4+ years of real estate transactional experience Experience with commercial and residential closings Strong...Contract work
- The Florida Department of Financial Services is seeking a Regulatory Specialist II in Tallahassee to review and process complex electronic holder reports for the Unclaimed Property Bureau. The role involves updating the unclaimed property database, resolving report anomalies...Work at office
- ...seeks an Insurance Operations Support I to process updates to Brokered Business and Branded files and accounts. The role involves handling... ...quoting, and binding policies with attention to accuracy and compliance. Responsibilities include data analysis, reporting, and...Remote jobHome office
- ...and by phone. You will develop a strong pipeline, cultivate community partnerships, and stay informed on products and underwriting guidelines to deliver results that meet compliance and customer experience expectations. #J-18808-Ljbffr Allstate Northern Ireland LimitedLocal area
- ...appointments, certifications, and navigating carrier requirements. Marketing Resources: Access tools and resources designed to help you grow... ...to build your business. Let NCC help you take it further. Ready to explore whats possible? Connect with us to learn more....For contractors
- ...is seeking an Operations Senior Specialist in Jacksonville, FL to review TILA-RESPA Integrated Disclosures for completeness and compliance with regulatory and investor guidelines. This role sits within the Pre-Purchase team and supports loan file accuracy and timely processing...
$55k - $65k
...Experience with lead generation and customer base growth preferred About Us Pay Philosophy: The typical starting salary range for this role... ...full salary range for this role reflects the competitive labor market value for all employees in these positions across the national...Work at officeLocal area- ...insurance carriers Lead programs available Structured training and sales systems Underwriting and case support Clear path for continued growth as a producer Interested in Learning More? Apply or message us here on LinkedIn to receive additional details....Remote workFlexible hours
- ...traders.Job Duties & ResponsibilitiesMonitors market conditions and analyzes transactions to... ..., including accommodations related to compliance with conditional job offer requirements,... ..., telephone number and the best time for us to reach you. NextEra Energy will not discharge...Temporary workFor contractorsLocal areaRelocation
- Requisition ID: 98088 NextEra Energy Marketing is one of the nation’s leading electricity and... ..., including accommodations related to compliance with conditional job offer requirements,... ..., telephone number and the best time for us to reach you. NextEra Energy will not discharge...For contractorsLocal areaRelocationWeekend work
$223.5k - $372.5k
...patients.ROLE SUMMARYAs Field Vice President, Market Access Field Oncology Strategic Accounts,... ....Build a strong regional network across US oncology brand teams, Market Access,... ...Write Right principles, and all relevant compliance standards, while implementing innovative,...Full timeContract workLocal areaRemote work- Seminole Hard Rock Hotel & Casino Hollywood is seeking a part-time Poker Event Dealer to operate the poker games with accuracy and integrity. You will deal cards, verify bets, announce hands, and maintain chip and money balances while following gaming procedures. Qualified...Part timeFlexible hours
$100k
...reverse mortgage products, sales fundamentals, compliance, systems, and customer conversations.... ...and want to serve a growing, underserved market — retirees looking to strategically... ...program routinely earn $100,000+ What sets us apart: The brand recognition and credibility...Remote work- ...great in the boom and evaporated the second the market turned. You're a number, and you know it. That's not us. Satori Mortgage is a national team of 50+ producing... ...~50+ lenders plus a correspondent channel and a broker's shelf, so you can structure and close deals you...Remote workFlexible hours
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