Fund Regulatory & Compliance Analyst
Brown Brothers Harriman
Brown Brothers Harriman in Boston seeks a Legal Analyst to support corporate secretarial and regulatory services for mutual funds. You will prepare board materials, registration statements, proxy statements, and EDGAR filings under Counsel’s supervision. Work with Senior Counsel and Practice Leaders, learn federal securities laws applicable to mutual funds and ETFs, and help maintain calendars, manuals, and compliance processes in a collaborative environment. #J-18808-Ljbffr Brown Brothers Harriman
- BBH seeks a Legal Analyst to support Senior Counsel or Practice Leader... ...in the Corporate Secretarial/Regulatory Group. You will prepare board... ...and EDGAR filings for mutual fund clients, and assist with... ...researching rule changes, drafting compliance policies, and maintaining...Suggested
$52k - $86k
BNY Mellon is looking for an Associate in Regulatory Reporting in Boston, MA. The role involves preparing and coordinating regulatory filings, ensuring compliance with standards, and supporting process improvements. The ideal candidate holds a Bachelor’s degree in accounting...Suggested- The Hollister Group is seeking a Finance Associate to support post-close financing operations in Boston. This role involves tracking funding conditions, maintaining documentation, and coordinating with internal and external stakeholders. The ideal candidate will have 2-4...Suggested
- Massachusetts Financial Services Company (MFS) is seeking a Compliance Specialist in Boston to ensure adherence to local and international regulatory requirements. You will assist in daily tasks, draft guidelines, communicate changes, and maintain records while supporting...SuggestedLocal area
- ...improve. About the role: This role owns compliance for ZILO’s registered transfer agent in... ...is met. The role carries both the regulatory compliance and the financial crime... ...position – that ZILO holds no client money, fund units, tokens or private keys – and defend...Suggested
$10k
# Compliance SpecialistMFS InvestmentsBoston, MAFull-TimeNov 04, 2026Accounting## Job DescriptionAt... ...with applicable local and international regulatory requirements. With supervision, partners... ..., when our founders invented the mutual fund, collaboration, a long-term focus and...Full timeLocal areaRemote workFlexible hours$70k - $150k
...American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate... ...investigations, forensic accounting, regulatory compliance, internal (client)... ...procedures, with examples including tracing of funds, source?and?use analysis, validating expenses...Temporary workInterim roleFlexible hours- MFS is seeking a Compliance Specialist to help ensure local and international regulatory compliance. The role supports senior staff, drafts procedures, and maintains compliance records. It also involves monitoring regulatory changes and delivering training materials across...Local area
- Mass Financial Services (MFS) is seeking a Compliance Specialist to help ensure adherence to local and international regulatory requirements. Working with management, you will escalate issues and support daily compliance tasks and projects. You will assist in reviewing...Local area
$90k - $200k
...Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is... ...a broad range of complex investigations, forensic accounting, regulatory compliance, including business intelligence, internal (client)...Temporary workFlexible hours- ...share our vision, creating beautiful, heirloom-quality pieces that can be used—and loved—for generations. The Product Compliance and Regulatory Specialist is responsible for supporting product compliance across the Arhaus portfolio by managing documentation, standards...Local area
- ...and grown to a team of 250+. About the Role As a Senior Compliance Analyst specializing in FedRAMP, you will be the Information System... ...professional with a background in security, risk, and regulatory frameworks and FedRAMP. You've led audits for complex certifications...Permanent employmentFull timeRemote work
$260k - $390k
...Healthcare Regulatory Associate Direct Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of healthcare transactional... ...landscape while supporting sophisticated transactions and compliance initiatives. Responsibilities Advise healthcare providers...- ...We are partnering with a prestigious hedge fund to hire an Investment Compliance Data Analyst. This is an ideal role for a technically strong early-career... ...-crossing and MNPI-related processes Assist with regulatory monitoring and updates to internal policies and procedures...Full timeImmediate start
- ...planning, and security systems across designated sites, including Boston and San Francisco offices. The role ensures safety, regulatory compliance, and efficient maintenance programs. You will coordinate with vendors, lead preventive maintenance, and support CAPA,...
$235k - $310k
...Healthcare Regulatory Associate Direct Counsel represents an AmLaw 100 firm seeking a Healthcare Regulatory Associate with 24 years... ...Responsibilities Advise clients on healthcare regulatory and compliance matters. Counsel digital health companies on corporate...Remote work- RESPONSIBILITIES: Kforce has a client in need of a Cybersecurity Compliance Analyst. Responsibilities: * Support FedRAMP Moderate compliance activities and ongoing regulatory requirements * Maintain and support continuous monitoring (ConMon) activities and compliance...Hourly payContract work
$91.2k - $114k
...and create an unparalleled, direct impact.The OpportunityThe Regulatory Affairs Associate supports and implements Regulatory Affairs programs... ...programs, processes, and policies to support regulatory compliance across product categories.Prepare, review, submit, track and follow...Full timeTemporary workWork experience placementWork at officeWorldwide$310k - $420k
...Associate Attorney (Mid-level/Senior) Practice Area : ~ Global Data Governance, Incident Response & Information Security Regulatory Compliance Location: ~ Washington, D.C., New York, NY or Boston, MA ( flex hybrid schedule - 3/2) Salary: ~$310,0...Full timeFixed term contractFlexible hours- ...the business: LexisNexis Risk Solutions, Blue Sky Regulatory Solutions (BSRS) provides boutique compliance services to the financial services industry, specializing... ...Assume full ownership for client relationship and fund filing responsibilities including: Performing...Permanent employmentFull timeWork at office
- ...providers, facilities and vendors; prepares hard-copy directories and reviews network provider data for accuracy and ensures compliance with regulatory requirements and federal and state regulations. Credentials providers, facilities, and vendors in accordance with...Temporary workWork at office
- ...and University Title IX Coordinator, the Associate Director for Compliance and Title VI Coordinator is responsible for oversight of the... ...discussed during the interview process. Certain visa types and funding sources may limit work location. Individuals must meet work...Work at officeLocal area
$103.4k
JOB REQUISITIONLegal, Risk & Compliance - Investigations & Forensic Senior ConsultantLOCATIONNEW... ...within fraud, investigations, regulatory enforcement, e-discovery, and forensic matters... ..., and documentation to trace funds, test patterns, and connect key findings...Full timeTemporary workLocal areaRemote workFlexible hours$80k - $150k
...clients.About the RolePosition OverviewThe Compliance Analyst will support Wellington Management’s... ...purpose broker-dealer Wellington Funds Distributors Inc. (WFD)•Maintaining policies... ...procedures and practices•Assisting with regulatory training of client-facing personnel•...Full timeRemote workFlexible hours1 day per week- ...Job Overview: We are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will play... ...development and submission of regulatory documents, ensuring compliance with all regulatory standards, and facilitating the approval process...Contract workWork at office
- Kforce has a client in need of a Cybersecurity Compliance Analyst. Responsibilities: * Support FedRAMP Moderate compliance activities and ongoing regulatory requirements * Maintain and support continuous monitoring (ConMon) activities and compliance schedules * Manage...Temporary work
$100k - $140k
...performance for life. WHOOP is seeking a Governance, Risk, and Compliance Analyst II, to lead the day-to-day operation and support the ongoing... ...and human oversight requirements Experience supporting regulatory readiness or compliance efforts related to AI systems...Full timeWork at officeRelocation- McDermott Will & Schulte is hiring an Information Governance Risk and Compliance Analyst in Boston to manage information governance initiatives, ensure regulatory compliance, and oversee client transfers, onboarding, and off-boarding of attorneys and clients. The role...
$24 - $27.5 per hour
Job ID: 296775Store Name/Number: MA-North Street (1100)Address: 7 North Street, Boston, MA 02109, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time: Part TimePosition Type: RegularYour Role at Sephora: As a Licensed Beauty Advisor , you’ll impact...Hourly payFull timePart timeShift workNight shiftWeekend work- Regulatory Specialist - Clinical Research Coordinator Core Join to apply for the Regulatory... ...Regulatory Specialist supports regulatory compliance for clinical research at Beth Israel... ...time Job function Job function Research, Analyst, and Information Technology Industries Hospitals...Full timeWork experience placementWork at officeLocal areaImmediate startRemote workShift work
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