Financial Crime Risk Specialist - Regulatory Response & Audit Oversight
TD Bank
- # Financial Crime Risk Specialist - Regulatory Response & Audit OversightPostulerremote type: À distancelocations: Mount Laurel, New Jersey: Greenville, South Carolina: Wilmington, Delaware: Fort Lauderdale, Florida: Jacksonville, Floridatime type: Temps pleinposted on: Publié aujourd'huitime left to apply: Date de fin : 20 juillet 2026 (Il reste 2 jours pour postuler)job requisition id: R\_1500520**Work Location:**Mount Laurel, New Jersey, États-Unis d'Amérique**Hours:**40**Pay Details:**$91,000 - $145,600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.**Line of Business:**Lutte blanchiment d’argent**Job Description:***This role is not eligible for TD work visa support or sponsorship (e.g., H-1B, F-1 OPT/STEM OPT, TN or other work visa authorizations). Applicants must have authorization to work in the United States without current or future need for TD sponsorship.*The US FCRM Regulatory and Audit Oversight team manages the Bank’s engagement with regulatory agencies, internal audit, and issues management processes. The team’s core responsibility is to support a well-organized, consistent, and effective response process across regulatory, audit, and issue-related activities.The team serves as the central coordination point for regulatory examinations, including request intake and distribution, response compilation and submission, follow-up management, and stakeholder alignment. It also supports internal audit engagements by facilitating communication, tracking deliverables, and helping ensure timely, accurate business responses. In addition, the team oversees FCRM issues management by promoting complete, concise issue documentation, well-structured action plans, and timely submissions.The team partners closely with FCRM stakeholders and Regulatory Program Management to strengthen governance, transparency, and readiness across engagements. By serving as a liaison between the business, Compliance, Legal, and oversight functions, the team helps reduce risk and promote accountability in the organization’s response to internal and external reviews.The Financial Crime Risk Specialist role develops and maintains TD’s AML/ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and event driven reviews of customers, including targeted reviews to assess risks. Additionally, this role supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc.**Depth & Scope:*** Highly seasoned professional role requiring substantial knowledge / expertise in a complex field and knowledge of broader related areas* Integrates knowledge of the sub-functions overarching strategy in developing solutions across multiple functions or operations* Interprets internal / external business challenges and the industry environment, recommends course of action and best practices to improve products, processes or services* Acts as a technical expert / lead integrating cross-function understanding within their own field of specialty* Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity* Independently manages end-to-end functional programs* Solves or may lead others to solve complex problems; leads efforts or partners with others to develop new solutions* Uses sophisticated analytical thought to exercise judgement and identify solutions* Impacts the achievement of sub-function or business line objectives within the area they are accountable for* Work is guided by policies and industry standards/methods* Communicates difficult concepts; converts information to compelling business context and advice; influences and gains alignment across increasingly senior stakeholders* Works autonomously as the lead and guides others within area of expertise**Education & Experience:*** Undergraduate degree or equivalent work experience* 7+ years experience**Preferred Skills:*** In lieu of 7+ years experience and an undergraduate degree, TD will consider those with 3+ years of experience and a Bachelor' Degree* CAMS Certification* Issues Management (strongly preferred)* Risk Management (strongly preferred)* Audit experience (strongly preferred)* Compliance testing experience (strongly preferred)* Quality Assurance – (strongly preferred)* Microsoft Excel* Microsoft PowerPoint* Tableau**Customer Accountabilities:*** Leads the development of team procedures and governance processes and advises FCRM stakeholders and teams of changes and enhancements to enterprise FCRM programs and requirements and where they may impact in the organization.* Works with FCRM partners and other related groups (such as Compliance, Legal and Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups* Conducts research, assesses FCRM risks and controls, and otherwise contributes to a specialized team of FCRM compliance professionals, interacting with key stakeholders* Provides governance oversight through management of the policy and training exemption governance and reporting processes to the FCRM Senior Executive Team (and related FCRM Sub-Committees)* Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of the FCRM program* Represents FCRM as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiatives, as required* Delivers relevant subject matter expertise and FCRM advice to business / FCRM partners* Interacts with control functions within the organization* Develops and delivers training programs for applicable employees across the Bank* Conducts meaningful research, analysis, and assessment of FCRM program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of enterprise FCRM programs* Prepares research, analysis, updates tools and/or supports training activities specific to risk assessment* Leads development of processes, procedures and guidance relevant to own specific FCRM function of expertise**Shareholder Accountabilities:*** Provides high quality service and advice to key business (FCRM) partners and monitors progress of initiatives, action plans, or similar activities* Protects the interests of the organization – identifies and manages risks, and ensures the prompt and thorough resolution of escalated non-standard, high-risk issues* Delivers relevant subject matter expertise and FCRM advice to business (FCRM) partners* Leads new or revised product initiatives, advises businesses on FCRM compliance requirements and ensures that those requirements are properly written into requirements for business projects* Participates in FCRM level projects as needed, to facilitate and oversee changes to FCRM processes, systems, or practices* Coordinates with other FCRM partners and business compliance partners to ensure consistency in the application of FCRM programs and standards across the enterprise* Ensures relevant FCRM programs align with TD corporate philosophy and strategic direction* Monitors FCRM industry developments and maintains strong knowledge of evolving regulatory requirements and assesses potential impacts* Proactively identifies key business opportunities, researches and recommends enhancements / modifications, develops strategies to achieve recommendations* Leads relationships with business lines / corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements* Leads or contributes to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk/ provide guidance for complex situations* Complies with applicable internal and external audit and regulatory requirements and may actively provide support during Audit and Regulatory Reviews, providing recommendations and guidance as required* Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite* Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit, to determine level of BSA/FCRM compliance**Employee/Team Accountabilities:*** Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues / points of interest* Provides thought leadership and/or industry knowledge for own area of expertise in own area and participates in knowledge transfer within the team and business unit* Shares knowledge of the business, related tools and techniques* Leads or participates in personal performance management and development activities, including cross training within own team* Keeps others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities* Contributes to the success of the team by assisting others in the completion and performance of work activities, provides coaching and/or guidance as appropriate.* Contributes to a fair, positive and equitable environment that supports a diverse workforce* Acts as a brand champion for the function and the bank, both internally and/or externally**Physical Requirements:**Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Never* Squatting – Occasional* Bending – Occasional* Kneeling – Never* Crawling – Never* Climbing – Never* Reaching overhead – Never* Reaching forward – Occasional* Pushing – Never* Pulling – Never* Twisting – Never* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – ContinuousThe above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.
- J-18808-Ljbffr TD Bank
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Financial Crime Risk Specialist - Regulatory Response & Audit Oversight in Mount Laurel, NJ vacancy
- ## Senior Financial Crime Risk Business Oversight Analyst (US)Postulerremote type... ...Assessment Team is responsible for the governance,... ...US Risk Assessment specialist contributes to the... ...business based on regulatory compliance... ...partners (e.g., Internal Audit, external consultants...RegulatoryTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours
- TD Bank is seeking a Financial Crime Risk Specialist to support regulatory response and audit oversight in Mount Laurel, NJ. You will develop and maintain AML/ATF/Sanctions/ABAC programs, coordinate with Compliance, Legal and Risk teams, and manage issues and responses...Regulatory
$68.64k - $112.32k
.... Line of Business: Financial Crime Risk Management Job Description... .... This role is responsible for identifying,... ...ensuring compliance with regulatory requirements, and... ...establishment and ongoing oversight of an effective KYC... ...and external audits or regulatory examinations...RegulatoryWork at officeLocal areaWork from homeFlexible hours$92.22k - $149.31k
...of Business: Audit Job Description... ...the planning, risk assessment,... ...provide supervisory oversight to complex... ...requiring specialist knowledge and/... ...internal audits and regulatory reviews in... ...exhaustive list of all responsibilities, duties and... ...global financial institutions and...RegulatoryFull timeLocal areaWork from homeFlexible hoursTD
Mount Laurel, NJ2 days ago- ...in Charlotte, NC is seeking an Audit Manager II to lead a senior-level Regulatory Issue Validation Audit team.... ...delivery within an audit framework. Responsibilities include overseeing design and... ...with a strong emphasis on Financial Crimes Compliance. #J-18808-Ljbffr TDRegulatory
$92.22k - $149.31k
...Line of Business: Audit Job Description... ...within the U.S. Financial Crimes Regulatory Issue Validation... ...expertise and responsible for Validating... ...the planning and oversight to the validation... ...requiring specialist knowledge and/or... ...experience with risk management and audit...RegulatoryWork at officeLocal areaWork from homeFlexible hours$91k - $145.6k
Compliance Business Oversight Manager Work... ...scalable compliance risk management... ...ensuring adherence to regulatory requirements such... ...including inquiries, audits, and exams... ...exhaustive list of all responsibilities, duties and... ...families achieve their financial, physical and...RegulatoryWork experience placementH1bWork at officeLocal areaFlexible hours- ...Compliance is seeking a Compliance Business Oversight Manager to provide independent... ...activities. The role focuses on regulatory alignment, risk assessment and advisory support to business... ...the credit card lifecycle. Key responsibilities include leading change management, monitoring...Regulatory
- ...Description Description: Responsibilities: Lead and manage... ..., and performance oversight Oversee compliance programs aligned with regulatory and security frameworks... ...internal and external audits, including evidence collection... ...policies Conduct risk assessments and track...Regulatory
EHS TECHNOLOGIES CORPORATION
Moorestown, NJmore than 2 months ago - TD Bank is seeking a Financial Crime Risk Business Oversight Specialist in Mount Laurel, NJ. You will act as a key oversight lead, providing expert AML guidance... ...help develop and oversee AML policies, and support regulatory reviews and inquiries while aligning with TD's risk...RegulatoryRemote job
$75.01k - $122.72k
...: 425574BR Audit Mount Laurel, NJ... ...and independent oversight. Through due... ...mitigate potential risks to our... ...Supervisor Audit Financial Crimes Enterprise High Risk is responsible for oversight... ...employment under regulatory standards... ...Money Laundering Specialist CFCS - Certified...RegulatoryFull timeWork experience placementRemote workFlexible hoursShift work$63.54k - $95.31k
...role. Line of Business: Audit Job Description The Senior Auditor is responsible to perform and document... ...policies and regulatory guidelines for TD Bank’s Governance, Risk & Oversight Functions. The US Consumer... ...world's leading global financial institutions and is the...RegulatoryWork at officeLocal areaWork from homeFlexible hours$72.28k - $117.52k
...scalable compliance risk management... ...Compliance Business Oversight Analyst supports adherence... ...statutory and regulatory requirements, including... ...weaknesses Responsible for the oversight... ...significant operational or financial impact Integrates... ...(e.g., Internal Audit, external...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Compliance is seeking a Senior Compliance Business Oversight Analyst to support adherence to applicable regulatory requirements including FCRA/Regulation V, ECOA/... ...collaborating across partners, and leading complex regulatory risk initiatives. The position emphasizes independent...Regulatory
- ...of Business:**Audit**Job Description... ...supervisory oversight to complex audits... ...requiring specialist knowledge and/... ...APM), Process Risk and Control Matrix... ...audits and regulatory reviews in accordance... ...list of all responsibilities, duties and... ...global financial institutions and...RegulatoryWork at office
- ...and every other Tuesday. Summary Responsible for preparing monthly and annual financial statements, supporting analysis... ...and analyzing financial data for Regulatory Agencies including Federal and State... ..., etc. Assists in ensuring audit compliance through preparation of...RegulatoryRemote workMonday to Friday
$70k - $80k
...Department. This position is responsible for ensuring the... ...accounts receivable oversight, fixed asset management... ...reconciliations, and audit preparation. Base pay... ...the general ledger, and regulatory compliance. Review, revise... ...to strengthen financial accuracy and reporting...RegulatoryFull time- ...range of LOB related financial analysis and/or provides... ...financial accounting/audit operational and/or reporting... ...defined area of responsibility* Contributes and works... ...initiatives helping to identify risk* Conducts internal and... ...enterprise and/or regulatory requirements* Keeps...RegulatoryTemporary workWork at officeLocal areaWork from homeFlexible hours
$115.44k - $186.16k
...and scalable compliance risk management function. As... ...Compliance Manager is responsible for leading regulatory compliance oversight and operational execution... ...solutions in a complex financial services environment.... ...examinations, compliance reviews, audit engagements, and...RegulatoryFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hoursTD
Mount Laurel, NJ2 days ago- ...range of LOB related financial analysis and/or provides... ...financial accounting/audit operational and/or reporting... ...defined area of responsibility* Contributes and works... ...initiatives helping to identify risk* Conducts internal and... ...enterprise and/or regulatory requirements* Keeps...Regulatory
$115.44k - $186.16k
...scalable compliance risk management... ...Compliance Manager is responsible for leading the... ...professional with deep regulatory knowledge, strong... ...challenge and oversight of fraud risk... ...regulatory examinations, audits, and compliance... ...within a large financial institution or...RegulatoryFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hoursTD
Mount Laurel, NJ2 days ago- ## Compliance Business Oversight Manager (US)... ...and scalable compliance risk management function. As... ...Oversight Manage**r is responsible for providing independent... ...consumer protection laws, regulatory expectations, and... ...stakeholders across Legal, Risk, Audit, and business...RegulatoryWork experience placementWork at officeRemote work
$115.44k - $186.16k
...scalable compliance risk management function.... ...Compliance Business Oversight Manager (US) is responsible for providing senior... ...monitor and report regulatory compliance risk for... ...Coordinates with Legal, Risk, Audit, Operations, Product... ...supervision, financial services, payment...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Compliance is seeking a Compliance Business Oversight Manager to provide independent second-line... .... You will identify and monitor compliance risks across the full credit card life cycle and guide business partners on regulatory expectations. The role requires strong subject...Regulatory
- TD is seeking an Audit Manager II to lead the planning, risk assessment, and execution of audits in our Mount Laurel... .... You will provide supervisory oversight to complex audit initiatives and... ...initiatives aligned with standards and regulatory expectations. #J-18808-Ljbffr TDRegulatoryWork at office
- Responsibilities Lead a team of specialized professionals to execute various processes for specific investigative areas. Oversee the development, refinement, and consistent application of procedures for clarity, efficiency, and control. Lead metric and reporting development...Work experience placement
- TD Bank US Compliance seeks a Compliance Business Oversight Manager in Mount Laurel, NJ to lead a growing compliance program for loan servicing, risk assessment and regulatory exams. You will manage day-to-day operations, coordinate cross-functional initiatives and help...Regulatory
- ## Senior Group Risk Analyst (US)Postulerremote... ...support and/or provide oversight, commentary, and... ...Bank with respect to regulatory risk and other matters... ...solution within own are or responsibility that impact the... ...Qualifications:* Regulatory and Financial experience**Customer...RegulatoryTemporary work
- ## Group Risk Specialist- Credit Risk Mgmt 1B (US)Applyremote... ...programs. Primary responsibilities include execution of... ...risk reporting, audit/regulatory findings, RCSA standards... ...area. May provide oversight, commentary, and... ...requirements ( e.g. financial controls, segregation...Regulatory
- ...Financial Controller At Utilities One, we are driven by innovation... ...Controller role will be responsible for overseeing all accounting... ...processes, compliance with regulatory requirements, and strong financial... .... Coordinate external audits, tax filings, and work with...RegulatoryLocal area
Utilities One
Moorestown, NJ3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Crime Risk Specialist - Regulatory Response & Audit Oversight. Be the first to apply!
Related searches
- financial institutions Mount Laurel, NJ
- financial software developer Mount Laurel, NJ
- financial banking Mount Laurel, NJ
- financial sales Mount Laurel, NJ
- finance financial Mount Laurel, NJ
- workday financials Mount Laurel, NJ
- financial fraud Mount Laurel, NJ
- financial aid Mount Laurel, NJ
- financial Mount Laurel, NJ
- senior financial analyst fp&a Mount Laurel, NJ