Associate Financial Representative I

What if you could

build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence.

What if you could

have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If you're ready to take the next step, discover what’s possible with LPL Financial.

Job Overview: You’ll work alongside a successful LPL advisor to learn firsthand the business of becoming a financial advisor. You’ll have access to a network of knowledgeable industry professionals, mentors, and resources to help ensure you reach your full potential.

Successful candidates will demonstrate a passion for helping others turn life’s aspirations into financial realities and possess a service and detail-oriented mindset. They will enjoy building relationships, shaping unique solutions, and being active in their local community.

Responsibilities: Build referral pipelines and develop strong partnerships to help develop and grow client relationships

Analyze financial data received from clients to develop strategies to meet their goals.

Ability to prepare all appropriate forms and documents for customer accounts.

Develop, institute, and maintain programs relating to new business development and sales promotions

Handle customer inquiries and issues.

Execute customer mailing campaigns, seminars, and other sales generating ideas.

Provide general administrative support.

Maintain accurate client files.

Adhere to all Compliance and Legal requirements.

Schedule appointments and prepare for meetings.

Participation in classroom learning sessions (virtual and in-person)

Apprenticeship, mentoring, and coaching sessions with a mentor advisor and other industry professionals

Attend sales meetings and assist with client prospecting and marketing.

Attend coaching sessions and training events to improve sales skills and industry knowledge

Process trades under direction of the mentor financial advisor.

What are we looking for? We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates

pursue greatness

,

act with integrity

, and are

driven to help our clients succeed

. We value those who embrace creativity, continuous improvement, and contribute to a culture where we

win together

and

create and share joy

in our work. Requirements: 1+ years of applicable professional experience and/or experience working in a professional sales or entrepreneurial setting

Bachelor’s degree

Ability to obtain Series 7 and 66 licenses

within the first 120 days of employment.

3+ years of experience utilizing Microsoft Office

Preferences: High attention to detail and desire to deliver superior client service.

Entrepreneurial spirit and self-motivation to succeed.

Ability to multi-task with high degree of accuracy

Ability to learn and accept standard operating procedures and compliance regulations.

Ability to quickly learn new technologies and software programs.

Strong analytical and communication skills

Pay Range: 54,700.00 - 91,100.00The pay salary range is inclusive of base salary and potential sales incentive compensation based upon the applicable incentive compensation plan for this position. Base salary is determined on several factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Incentive compensation is dependent on achievement of goals set forth in the incentive compensation plan. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. For further information about LPL, please visit Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE. Information on Interviews: LPL will only communicate with a job applicant directly from an

@lplfinancial.com

email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at View phone number on click.appcast.io. EAC 5.19.26